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On Quantization, Contextuality & the Koopman-von Neumann Formulation

Fritiof Wallentin

Published Feb 8, 2023• 1 citation
Publisher

Abstract

A new perspective on quantization is presented in this article, where the Koopman-von Neumann formulation (KvN) and ordinary non-relativistic quantum mechanics (OQM) are viewed as unitarily inequivalent representations of the same underlying structure. This approach to quantization is based on the idea that contextuality, rather than ℏ, is a fundamental aspect of quantum mechanics. The novel view is motivated by the limitations of traditional approaches to quantization together with previous research demonstrating contextuality in KvN. In this representation theoretic approach, both KvN and OQM are considered valid quantum theories separated by a superselection rule.

DOI
10.20944/preprints202302.0144.v1

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A new perspective on quantization is presented in this article, where the Koopman-von Neumann formulation (KvN) and ordinary non-relativistic quantum mechanics (OQM) are viewed as unitarily inequivalent representations of the same underlying structure. This approach to quantization is based on the idea that contextuality, rather than ℏ, is a fundamental aspect of quantum mechanics. The novel view is motivated by the limitations of traditional approaches to quantization together with previous research demonstrating contextuality in KvN. In this representation theoretic approach, both KvN and OQM are considered valid quantum theories separated by a superselection rule.
This article proposes a novel formulation of quantization, which considers the Koopman-von Neumann formulation (KvN) and ordinary non-relativistic quantum mechanics (OQM) as unitarily inequivalent representations of the same underlying structure. The approach is grounded in the notion that contextuality, rather than occurrence if Plank's constant, is the fundamental aspect of quantum mechanics. The motivation for this novel view arises from the limitations of traditional approaches to quantization, combined with previous research demonstrating contextuality in KvN. Using a representation-theoretic approach, both KvN and OQM are regarded as valid quantum theories, separated by a superselection rule.
In a previous work by the author it was shown that the Koopman-von Neumann formulation of classical mechanics (KvN) exhibits quantum interference. As such it was there claimed that KvN ought to be considered as a proper quantum mechanical theory in a similar sense as ordinary non-relativistic quantum mechanics (OQM) is. In this article this claim is made manifest by showing that KvN and OQM can be taken as merely inequivalent representations resulting from one and the same quantization scheme. Of course, as the typical notion of quantization necessitates the canonical commutation relations (CCR) to hold, which they do not in KvN, the concept needs to be properly revised. To justify such a revision the typical reasons for necessitation the CCR, reductionism and quantization as 'turning brackets to commutators', are examined and found insufficient.
It is shown that the hallmark quantum phenomenon of contextuality is present in classical statistical mechanics (CSM). It is first shown that the occurrence of contextuality is equivalent to there being observables that can differentiate between pure and mixed states. CSM is formulated in the formalism of quantum mechanics (FQM), a formulation commonly known as the Koopman-von Neumann formulation (KvN). In KvN, one can then show that such a differentiation between mixed and pure states is possible. As contextuality is a probabilistic phenomenon and as it is exhibited in both classical physics and ordinary quantum mechanics (OQM), it is concluded that the foundational issues regarding quantum mechanics are really issues regarding the foundations of probability.
Koopman and von Neumann (KvN) extended the Liouville equation by introducing a phase space function S(K)(q,p,t)S^{(K)}(q,p,t)S(K)(q,p,t) whose physical meaning is unknown. We show that a different S(q, p, t), with well-defined physical meaning, may be introduced without destroying the attractive “quantum-like” mathematical features of the KvN theory. This new S(q, p, t) is the classical action expressed in phase space coordinates. It defines a mapping between observables and operators which preserves the Lie bracket structure. The new evolution equation reduces to Schrödinger’s equation if functions on phase space are reduced to functions on configuration space. This new kind of “quantization” does not only establish a correspondence between observables and operators, but provides in addition a derivation of quantum operators and evolution equations from corresponding classical entities. It is performed by replacing ∂∂p\frac{\partial }{\partial p}∂p∂​ by 0 and p by ℏı∂∂q\frac{\hbar }{\imath } \frac{\partial }{\partial q}ℏ​∂q∂​ , thus providing an explanation for the common quantization rules.
Hilbert-space techniques are widely used not only for quantum theory, but also for classical physics. Two important examples are the Koopman-von Neumann (KvN) formulation and the method of ``classical'' wave functions. As this paper explains, these two approaches are conceptually distinct. In particular, the method of classical wave functions was not due to Bernard Koopman and John von Neumann, but was developed independently by a number of later researchers, perhaps first by Mario Schönberg, with key contributions from Angelo Loinger, Giacomo Della Riccia, Norbert Wiener, and E. C. George Sudarshan. The primary goals of this paper are to explain these two approaches, describe the relevant history in detail, and give credit where credit is due.
The Koopman-von Neumann (KvN) theory is one where the dynamical momentum is not canonically conjugate to position, i.e., position and momentum are deconjugated. From this point of view, we show that the KvN theory arises from quantum mechanics, extracting classical equations of motion from quantum ones. However, preserving the canonical structure of the theory requires introducing ``auxiliary'' canonical conjugates to position and momentum. We show that using the KvN formulation to study the interaction between quantum and classical systems forces the auxiliary variables to take on a physical role. While giving rise to classical behaviour, the KvN theory might be more than classical.