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Quantum Excited States and Energy Eigenvalues

Francesco R. Ruggeri

Published Jul 5, 2019• 0 citations
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Abstract

In bound state quantum mechanics, one has statistical observables (based on P(x) where P is probability) such as spatial density d(x), potential energy density V(x)d(x) and kinetic energy density .5mv(x)v(x) d(x), where v(x) is the classical velocity obtained from .5mv(x)v(x) + V(x) = E. (Kinetic energy density can also be written as -1/2m W(x) d/dx d/dx W(x) where W(x) is the wavefunction). The energy of a state can be obtained by integrating these statistical observables i.e. Integral dx d(x) V(x) + Integral dx d(x) .5mv(x)v(x) = E. If one performs this integration for two different states, one may calculate the energy difference. This begs the question: why does quantum mechanics deal with conditional probabilities such as P(p/x) directly related to W(x)? The issue perhaps begins with the appearance of V(x) and E in the time independent Schrodinger equation. Kinetic energy (not kinetic energy density) should appear and be somehow linked to some motion. A question arises as to why the energy density is proportional to the spatial density i.e. Energy density = E d(x)? This is directly linked to the time-independent Schrodinger equation, but one may try to argue that classical energy conservation .5mv(x)v(x) + V(x) = E at each point x should hold in quantum mechanics with .5mv(x)v(x) equal to Sum over p p*p/2m P(p/x) where P(p/x) = fp exp(ipx)/W(x). If one, however, considers excited states written as Wn(x)= Wo(x)Hn(x) where Wo(x) is the ground state wavefunction, one finds that: -1/2m d/dx d/dx Hn(x) - 1/m [d/dx Wo(x)]/Wo(x) [d/dx Hn(x)] = E1 Hn(x) ((1)) In other words, an eigenvalue equation appears again with no V(x) present. If one assumes Hn(x) has physical meaning (i.e. is related to a phonon or photon), then ((1)) may suggest there is a physical principle in place, i.e. the idea that one must have a “constant” energy at each point x. Here E1 is strictly kinetic energy (although not all of it). This “principle” has consequences as it restricts the values of E1 (i.e. discrete eigenvalues) and leads often to a periodic Hn(x) which has direct effect on kinetic energy density and potential energy density. Thus, having Hn(x) interact with Wo(x) to produce a constant energy E1 times Hn(x) does affect kinetic and energy densities at each x point, just not kinetic energy itself (it is constant i.e. E1). The purpose of this note is to examine this possible principle behind quantum mechanics.

DOI
10.5281/zenodo.3269882

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•Oct 7, 2020•0 citations
In bound state quantum mechanics, one has statistical observables (based on P(x) where P is probability) such as spatial density d(x), potential energy density V(x)d(x) and kinetic energy density .5mv(x)v(x) d(x), where v(x) is the classical velocity obtained from .5mv(x)v(x) + V(x) = E. (Kinetic energy density can also be written as -1/2m W(x) d/dx d/dx W(x) where W(x) is the wavefunction). The energy of a state can be obtained by integrating these statistical observables i.e. Integral dx d(x) V(x) + Integral dx d(x) .5mv(x)v(x) = E. If one performs this integration for two different states, one may calculate the energy difference. This begs the question: why does quantum mechanics deal with conditional probabilities such as P(p/x) directly related to W(x)? The issue perhaps begins with the appearance of V(x) and E in the time independent Schrodinger equation. Kinetic energy (not kinetic energy density) should appear and be somehow linked to some motion. A question arises as to why the energy density is proportional to the spatial density i.e. Energy density = E d(x)? This is directly linked to the time-independent Schrodinger equation, but one may try to argue that classical energy conservation .5mv(x)v(x) + V(x) = E at each point x should hold in quantum mechanics with .5mv(x)v(x) equal to Sum over p p*p/2m P(p/x) where P(p/x) = fp exp(ipx)/W(x). If one, however, considers excited states written as Wn(x)= Wo(x)Hn(x) where Wo(x) is the ground state wavefunction, one finds that: -1/2m d/dx d/dx Hn(x) - 1/m [d/dx Wo(x)]/Wo(x) [d/dx Hn(x)] = E1 Hn(x) ((1)) In other words, an eigenvalue equation appears again with no V(x) present. If one assumes Hn(x) has physical meaning (i.e. is related to a phonon or photon), then ((1)) may suggest there is a physical principle in place, i.e. the idea that one must have a “constant” energy at each point x. Here E1 is strictly kinetic energy (although not all of it). This “principle” has consequences as it restricts the values of E1 (i.e. discrete eigenvalues) and leads often to a periodic Hn(x) which has direct effect on kinetic energy density and potential energy density. Thus, having Hn(x) interact with Wo(x) to produce a constant energy E1 times Hn(x) does affect kinetic and energy densities at each x point, just not kinetic energy itself (it is constant i.e. E1). The purpose of this note is to examine this possible principle behind quantum mechanics.
In a classical bound state, conservation of energy: p(x)p(x)/2m + V(x) = E holds for all x. Examined in a statistical sense, one may consider each constant dx to have a probability density proportional to dt(x) where v(x)=velocity =dx/ dt(x). Thus the particle is followed in time. In quantum mechanics, even for a free particle exp(ipx), there exists a wavelength hbar/p. Within this region one cannot follow the particle in time. In fact, there are two probability distributions cos(px) and the shifted sin(px). The two dimensional nature of exp(ipx) is required to describe the direction of motion. There exists a mathematical abstraction or average which holds for any x within the wavelength and yields the classical x= p/m t. Thus there is a duality, but within a wavelength one cannot follow the particle exactly using x=p/m t. Rather there is no time and one thinks of probabilities to be at one x or another. The operator -id/dx yields the abstracted or average momentum at any x and (-id/dx)(-id/dx) average pp if one divides by probability. In other words: (-id/dx) exp(ipx)/ exp(ipx) = p and (-id/dx) (-id/dx) exp(ipx) / exp(ipx) = pp. These then apply to any x point. For a bound state, exp(ipx) is replaced with W(x)= Sum over p a(p)exp(ipx). Thus p and -p are included together. From a statistical point of view this is fine because a quantum bound state is described in terms of energy conservation (time-independent Schrodinger equation). Unlike the classical case, the probabilities of p and -p differ, i.e. exp(ipx) and exp(-ipx). The sum exp(ipx)+exp(-ipx) yields cos(px) which is the resolution probability distribution. Taking -d/dx d/dx of W(x) and then dividing by W(x) yields the average kinetic energy at any x within the wavelength. In other words this is the average kinetic energy which matches the classical result for any energy level. As a result, prms(x)prms(x)/2m + V(x) = En holds for any quantum level, but prms(x) is an rms average value which bypasses wave structure. That is why the exp(ipx) for p,-p and -id/dx must be used to calculate average quantities within a wavelength. Many different p,-p combinations are needed so that at each x within a wavelength the correct average kinetic energy value appears. Now consider a high energy level and choose a fixed dx length to represent a tiny region in the system, a cutoff for which there is no further resolution. p(x) is constant within this region. If hbar/ prms(x) <= dx, the wave structure of quantum mechanics does not play a role. (Note that for an oscillator, W(x) is a set of crests and troughs with different heights and widths.) As a result, there is no need for d/dx acting on W(x) to describe average kinetic energy within dx. The average kinetic energy is prms(x)prms(x)/2m and dx is treated like a point. Only if exp(ipx) is used does -id/dx yield the proper classical result. (An alternative scenario is that d/dx acting on a function divided by the function yields the same result as acting on exp(ipx) divided by exp(ipx) e.g. -d/dx d/dx cos(px)/cos(px) = -d/dx d/dx exp(ipx) / exp(ipx). If one has the quantum kinetic energy expression -1/2m d/dx dW/dx / W ((1)) and considers one momentum, namely prms(x), and uses W(x)= cos( prms(x) x), then with prms(x) constant at x, ((1)) yields prms(x) prms(x)/ 2m. Thus d/dx has not broken down even though it does not describe motion within dx which is now a point. A problem arises, however, if one considers Wn(x)= Wn1(x)Wn2(x) as this yields an equation containing dW1/dx dW2/dx/ (W1W2). Then the above procedure yields: dW1/dx/W1 (prms(x) sin(prms(x) x) / cos(prms(x) x). This does not match the classical value. Furthermore, dW2/dx/ W2 contains +prms(x) and -prms(x) with different weights while a classical scenario is -pP(-p,x) + pP(p,x) = 0 because P(-p,x)=P(p,x) while quantum mechanically it doesn’t. We analyze this situation and conclude that d/dx breaks down/ does not apply in the classical limit because it is used to calculate average values within a wavelength only. It only “works” if the effect of the derivative(s) on a function divided by the function is the same as the effect on exp(ipx) divided by exp(ipx). If a wavelength fits within dx, there is no need to calculate values at any lower x level and d/dx is not needed. In fact, there is a single prms(x) value in dx and the average time links different dx’s so that one follows the particle (on average in the sense that one ignores structure within each x) by x(t). As a practical consequence, using -id/dx together with the wavefunction W(x) can lead to problems in the classical limit because d/dx does apply. In short, using -id/dx operating on Wn(x) divided by Wn(x) leads to issues unless it produces the same effect as acting on exp(ipx) divided by exp(ipx).
In previous notes, we suggested that quantum bound states may be analysed in terms of the conditional probability P(p/x)= a(p)exp(ipx)/W(x) (where W(x) is the wavefunction) which allows for the calculation of average kinetic energy at each point x i.e. [Sum over p pp/2m P(p/x)]/ W(x). This added to V(x) yields E (average energy) at each x and yields the time-independent Schrodinger equation). We argued that probability is handled at the level of W(x)=Sum over p a(p) exp(ipx). Measurements (even internal) may knock a particle from one p1 state to another so another set of probabilities (P(x) and P(p)) arise, P(x) being based on: a(p1)exp(i p1x) exp(i p2x). Averages of f(p,x) follow from P(x) f(p,x) P(p/x). Thus, there are two sets of probabilities in quantum mechanics. Entropic dynamics (1) appears to begin with the probability P(x) and considers a transition probability P(x1 |x) with x1-x= an infinitesimal quantity. A product of transition probabilities is then taken to allow for finite x1-x differences. It is stated in (1) that there exists information about x but not p. The maximization of entropy density may be used to determine the form of P(x1 | x). A “drift velocity” is also included (which is later shown to be related to the phase of the wavefunction). Ultimately, the Schrodinger equation is also obtained. We argue one may use P(p/x) to also calculate P(x1 | x) and compare this result with that obtained through the maximization of entropy density. A type of drift velocity appears naturally in this approach. We argue that the form a(p)exp(ipx) already incorporates statistical ideas (i.e. maximum entropy) in that the modulus of exp(ipx) is identical for all x, endowing all x points with a “kind” of equivalent status. exp(ipx) is a function of p and x because one must calculate average kinetic energy at each x and this must change with x i.e. KEave(x) + V(x) = E. Thus, we think there are strong similarities between entropic dynamics and the approach of using P(p/x). There are also some differences in that the coefficient A of delta(x)delta(x) in P(x1 | x) = 1/Z exp{ A delta(x)delta(x) + B d Phi/dx delta(x)} is treated as independent of x in entropic dynamics, but is a specific function of x (related to d ln(W)/dx d ln(W)/dx + 1/W d/dx d/dx W) in the P(p/x) approach.
In classical statistical mechanics, C exp[ -( mv*v/2 + V(x))/T) represents density i.e. the probability for a particle to have a velocity v and be at x. If applies this probability to Shannon’s entropy formula, one obtains C/T ( mv*v/2 + V(x)) exp[ -( mv*v/2 + V(x))/T) + exp[ -( mv*v/2 + V(x))/T) ln(C). Thus, it seems energy times density + density times ln(C) is the entropy density, a well known result in classical statistical mechanics, although sometimes not explicitly stated. The first term integrated over x is essentially the kinetic energy, while the second integrated over velocity yields the potential energy term. Thus, the first term partial density seems to be a purely momentum dependent kinetic energy piece times probability and the second a purely x dependent potential energy piece. (There is still an integral over velocity for the first term and one over x for the second to obtain the full entropy.) In quantum mechanics, we argue that a(p1)exp(ip1 x) a(p2) exp(ip2 x) serves as the probability where W(x)=Sum over p a(p) exp(ipx) = wavefunction. This leads to an expression for entropy density with two terms, one of which may be immediately integrated over momentum and the other over space. If one wishes to make a link to the classical statistical mechanical case, one may ask what requirement is necessary for the momentum related piece to represent average kinetic energy and the spatial part, average potential energy. The requirement, we find, yields the wavefunction of the ground state harmonic oscillator. For other cases, the partial density is not equivalent to average energy. Thus, we try to establish a link between entropy density and energy density, but require the kinetic energy related term to be strictly a function of momentum and the potential related term strictly one of x. In quantum mechanics, one may form averages at a point x. For example, KEave(x)= [Sum over p p*p/2m a(p) exp(ipx)]/W(x). If one examines a p/-p pair with a(p)=a(-p) (for example), cos(px) terms arise which are positive at some x and negative at others. We argued in previous notes that this represents stochastic flow in the opposite direction from that expected by -dV/dx. In other words, -dV/dx is an average which consists of stochastic force addends which may give momentum hits to the right or left, but which add to yield -dV/dx. As a result, one may have negative contributions to the kinetic energy (and density as well). In this note, we argue one may also have negative contributions to the entropy density due to this phenomenon.
It is sometimes stated in the literature (1) that quantum mechanics is based on conditional probabilities. If this is the case, one would expect such conditional probabilities to appear in a single particle bound state. A free quantum particle is associated with a probability to interact of exp(ipx) (linked to 2-slit interference, 1-D reflection-refraction at an n1-n2 junction etc), but the kinetic energy and momentum are pp/2m (nonrelativistic) and p at all x even though each x has a different phase according to exp(ipx). The momentum is p at x, but the probability for an impulse hit at x is not the same even though its modulus is. When different probabilities exp(ipx) add in an OR situation, this leads to a spatial pattern which no longer has a modulus of 1, i.e. translational invariance is broken. Such a pattern also occurs for a single particle bound state W(x)=Sum over p a(p)exp(ipx). W(x) can have 0 points, but the average kinetic energy -1/2m d/dx dW/dx / W is not 0 at such a point. One has, on average (a statistical calculation), no average interaction at such an x point. One might ask why this should have anything to do with average kinetic energy? If one writes a conservation law: KEave(x) + V(x) = 0, then one considers kinetic energy interacting with potential energy. If there is no interaction at some x point for a given p (not W(x) on average), then it should not be part of the conservation of energy at this point. One is only interested in kinetic energy which interacts with potential energy at each x point. Thus, a(p) exp(ipx) + a(-p) exp(-ipx) (with a(p)=a(-p)) may have a 0 point at some x and so it does not have an average interaction at such a point, i.e. pp/2m (a(p)exp(ipx) + a(-p)exp(-ipx)) = 0. As a result, in a bound state, one considers kinetic energy per p, -p multiplied by the average probability (p, -p). Different a(p)exp(ipx) + a(-p)exp(-ipx) (a(p)=a(-p)) weights in this average picture indicate the extent to which the particle interacts. This idea holds for a single p,-p pair, but one must normalize over all such pairs, leading to the idea of a conditional probability. Given that hbar/p must be “created physically” in space so to speak, one must have interaction probability which creates this physical situation even in cos(px)+ i sin(px). This leads to the idea of interaction probability being 0, positive, but <1, or even negative and it is the interaction which allows one to consider conservation of energy with a potential V(x) in the first place. As a result, one cannot include a full pp/2m if there is negative, 0 or only particle interaction. Thus, pp/2m is multiplied by 2 a(p)cos(px) /W(x) for a(p)=a(-p).
In classical mechanics, the spatial density d(x) of a particle moving under a conservation of energy law .5mv(x)v(x) + V(x) = E is proportional to 1/v(x). This is obtained from d(x)= dt/T, i.e. the probability to be at x equals the time spent at x divided by the cycle time T. Given that dx=vdt to first order, density is proportional to 1/v(x). Now, d(x) is supposed to match the time independent quantum mechanical density W(x)W(x), where W(x) is the wavefunction, for high energy levels. Thus, one would expect the time a p wave (plane wave) spends at a point should be part of time independent quantum mechanics, but it does not seem to be overtly present. Furthermore, there is the question of T for the quantum mechanical problem. It is known that even for a time-independent solution W(x) has a factor exp(iEt). Thus, it seems time is present, even if it disappears in the density W*(x)W(x). It is argued that W*(x)W(x) = P(x) where P is probability, but W(x) is related to conditional probabilities such as P(x/p) or P(p/x). Thus, these conditional probabilities should be related to time. In an earlier note, we tried to show the time-independent Schrodinger equation implies all p plane waves are cycling with the same frequency E. In this note, we try to find a quantum mechanical representation for P(x,p)=dt/T where dt(x,p) is the time spent at x by a plane wave p and also try to evaluate T.
We argue that in a quantum bound state with one particle, the particle receives stochastic hits from a potential. As a result, if one examines a point x, the particle may be present at ti with momentum pi (in both the forward and backward directions) leading to a momentum distribution with a conditional probability P(p/x) = a(p) exp(ipx)/W(x) where W(x) is the wavefunction. Thus, one does not follow a stochastic particle in time, but rather describes it by a probability distribution at each x. One may next ask whether this conditional probability at x changes in time? This is not the actual time related to stochastic motion of the particle. To answer this question, we argue one must consider interactions which occur at x which are part of an energy equation. Even in classical physics, the energy equation at x indicates how a particle’s motion changes. Thus, we argue one does not simply take measurements at x of ti and pi, but that at each ti, a particle with pi is undergoing dynamic changes and these may be considered as well. If one describes the quantum picture by W(x) i.e. a momentum distribution, one may find a collective interaction given by -1/2m d/dx d/dx W + VW. The coupling between V(x)=Sum over k V(x)exp(ikx) and the particle conditional probabilities in W is apparent in the VW term. This energy term should describe whether the momentum distribution changes in time i.e should be proportional to dW/dt (partial derivative), but should also equal the average energy. Thus, a link exists between ensemble energy and time. In this note, we argue that these ideas may be applied to P(p/x) in a bound state resonance because the same E applies to each p.