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The preferred basis problem in the many-worlds interpretation of quantum mechanics: why decoherence does not solve it

Meir Hemmo, Orly Shenker

Published Jun 1, 2022• 6 citations
Publisher
DOI
10.1007/s11229-022-03713-y

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The preferred basis problem is mentioned in the literature in connection with the measurement problem and with the Many World Interpretation. It is argued that this problem actually corresponds to two inequivalent problems: (i) the preferred-decomposition problem, i.e., what singles out a preferred decomposition of a suitable state vector of a system as the sum of a finite or countable set of vectors?, and (ii) the preferred-representation problem, i.e., what singles out a preferred representation for the Hilbert space of a system? In this paper the preferred-decomposition problem is addressed and two processes, namely decoherence and permanent spatial decomposition (PSD), are examined and compared as possible solutions to this problem. It is shown that, perhaps contrary to common belief, in realistic situations decoherence is not sufficient to solve the preferred-decomposition problem. PSD is the (hypothesized) tendency of the wave function of the universe to decompose into permanently non-overlapping wave packets. Three phases can be roughly identified as composing PSD: Microscopic decomposition, amplification, and interaction with the environment. Decoherence theory considers only the interaction with the environment and ignores the first two phases. For this reason PSD is fundamentally different from decoherence and, unlike decoherence, provides a simple and non-elusive solution to the preferred-decomposition problem.

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It is emphasized that a many-worlds interpretation of quantum theory exists only to the extent that the associated basis problem is solved. The core basis problem is that the robust enduring states specified by environmental decoherence effects are essentially Gaussian wave packets that form continua of non-orthogonal states. Hence they are not a discrete set of orthogonal basis states to which finite probabilities can be assigned by the usual rules. The natural way to get an orthogonal basis without going outside the Schroedinger dynamics is to use the eigenstates of the reduced density matrix, and this idea is the basis of some recent attempts by many-worlds proponents to solve the basis problem. But these eigenstates do not enjoy the locality and quasi-classicality properties of the states defined by environmental decoherence effects, and hence are not satisfactory preferred basis states. This core problem is obscured by approaches that treat the universe as a quantum computer, but it needs to be addressed and resolved before a many-worlds-type interpretation can be said to exist.

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The basis problem in many-worlds theories

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It is emphasized that a many-worlds interpretation of quantum theory exists only to the extent that the associated basis problem is solved. The core basis problem is that the robust enduring states specified by environmental decoherence effects are essentially Gaussian wave packets that form continua of non-orthogonal states. Hence they are not a discrete set of orthogonal basis states to which finite probabilities can be assigned by the usual rules. The natural way to get an orthogonal basis without going outside the Schrödinger dynamics is to use the eigenstates of the reduced density matrix, and this idea is the basis of some recent attempts by many-worlds proponents to solve the basis problem. But these eigenstates do not enjoy the locality and quasi-classicality properties of the states defined by environmental decoherence effects, and hence are not satisfactory preferred basis states. This core problem is obscured by approaches that treat the universe as a quantum computer, but it needs to be addressed and resolved before a many-worlds-type interpretation can be said to exist. PACS No.: 03.65Bz

arXiv:quant-ph/0110148•Canadian Journal of Physics•Sep 1, 2002•21 citations
The preferred basis problem is mentioned in the literature in connection with the measurement problem and with the Many World Interpretation. It is argued that this problem actually corresponds to two inequivalent problems: (i) the preferred-decomposition problem, i.e., what singles out a preferred decomposition of a suitable state vector of a system as the sum of a finite or countable set of vectors?, and (ii) the preferred-representation problem, i.e., what singles out a preferred representation for the Hilbert space of a system? In this paper the preferred-decomposition problem is addressed and two processes, namely decoherence and permanent spatial decomposition (PSD), are examined and compared as possible solutions to this problem. It is shown that, perhaps contrary to common belief, in realistic situations decoherence is not sufficient to solve the preferred-decomposition problem. PSD is the (hypothesized) tendency of the wave function of the universe to decompose into permanently non-overlapping wave packets. Three phases can be roughly identified as composing PSD: Microscopic decomposition, amplification, and interaction with the environment. Decoherence theory considers only the interaction with the environment and ignores the first two phases. For this reason PSD is fundamentally different from decoherence and, unlike decoherence, provides a simple and non-elusive solution to the preferred-decomposition problem.
It is emphasized that a many-worlds interpretation of quantum theory exists only to the extent that the associated basis problem is solved. The core basis problem is that the robust enduring states specified by environmental decoherence effects are essentially Gaussian wave packets that form continua of non-orthogonal states. Hence they are not a discrete set of orthogonal basis states to which finite probabilities can be assigned by the usual rules. The natural way to get an orthogonal basis without going outside the Schroedinger dynamics is to use the eigenstates of the reduced density matrix, and this idea is the basis of some recent attempts by many-worlds proponents to solve the basis problem. But these eigenstates do not enjoy the locality and quasi-classicality properties of the states defined by environmental decoherence effects, and hence are not satisfactory preferred basis states. This core problem is obscured by approaches that treat the universe as a quantum computer, but it needs to be addressed and resolved before a many-worlds-type interpretation can be said to exist.
It is emphasized that a many-worlds interpretation of quantum theory exists only to the extent that the associated basis problem is solved. The core basis problem is that the robust enduring states specified by environmental decoherence effects are essentially Gaussian wave packets that form continua of non-orthogonal states. Hence they are not a discrete set of orthogonal basis states to which finite probabilities can be assigned by the usual rules. The natural way to get an orthogonal basis without going outside the Schrödinger dynamics is to use the eigenstates of the reduced density matrix, and this idea is the basis of some recent attempts by many-worlds proponents to solve the basis problem. But these eigenstates do not enjoy the locality and quasi-classicality properties of the states defined by environmental decoherence effects, and hence are not satisfactory preferred basis states. This core problem is obscured by approaches that treat the universe as a quantum computer, but it needs to be addressed and resolved before a many-worlds-type interpretation can be said to exist. PACS No.: 03.65Bz