At the beginning of the century doubts were growing about the whole edifice of classical physics, including the laws of mechanics in their Lagrangian and Hamiltonian forms, of statistical thermodynamics, as formulated by Boltzmann and Gibbs, and of optics, namely Maxwell’s and Fresnel’s theory. Einstein proposed that electromagnetic radiation exists in discrete quanta whilst propagating in space as well as during the emission or absorption processes. Scattering by free electrons is a common interaction connected with the absorption of electromagnetic radiation. If the electromagnetic energy is large compared with the ionization energy, the atomic electron can be treated as free. The characteristic features of the scattered radiation have been explained by Compton, on the basis of an elastic collision of a photon with a free electron, where both energy and momentum are conserved. The concept of the matter wavelength holds for both relativistic and non-relativistic particles, provided that the appropriate form of momentum is used.
At the beginning of the century doubts were growing about the whole edifice of classical physics, including the laws of mechanics in their Lagrangian and Hamiltonian forms, of statistical thermodynamics, as formulated by Boltzmann and Gibbs, and of optics, namely Maxwell’s and Fresnel’s theory. Einstein proposed that electromagnetic radiation exists in discrete quanta whilst propagating in space as well as during the emission or absorption processes. Scattering by free electrons is a common interaction connected with the absorption of electromagnetic radiation. If the electromagnetic energy is large compared with the ionization energy, the atomic electron can be treated as free. The characteristic features of the scattered radiation have been explained by Compton, on the basis of an elastic collision of a photon with a free electron, where both energy and momentum are conserved. The concept of the matter wavelength holds for both relativistic and non-relativistic particles, provided that the appropriate form of momentum is used.
This chapter presents the basic physical ideas that underpin the quantum theory. Historians place the beginnings of the quantum theory at 1900. That year Max Planck published his famous formula for the distribution of energy as a function of frequency in black-body radiation. Curiously, although radiation theory gave birth to quantum mechanics, the interaction of matter and electromagnetic radiation is a rather advanced topic in quantum mechanics and it took almost fifty years for an acceptable formulation to be achieved. One reason for this is that photons are quanta of the electromagnetic field, and the quantum theory of fields requires a relativistic treatment to be entirely successful. The corpuscular nature of light was only half of the input that gave birth to quantum mechanics. The other half concerns matter. Given that the discreteness of photons manifests itself during the emission and absorption process, it is not surprising to find that quantum oddities afflict the behaviour of material particles too.
Ever splitting the light! How often do they strive to divide that which, despite everything, would always remain single and whole. Goethe (quoted in Zajonc 1993) Introduction The use of electromagnetic wave theory and geometrical optics to describe propagation of light is satisfactory when there is no exchange of energy between radiation and matter. All observable characteristics – direction of propagation, polarization, diffraction, interference, the energy of radiation, and so forth – are accurately described by one of these so-called classical theories. However, with the exception of absorption by lossy media (eqn. 4.36) or the effects of dispersion (eqn. 4.22), classical theories fail to give reasons for many phenomena that have practical consequences in modern technology and that involve interaction between radiation and matter. Even the partially successful descriptions of dispersion or loss cannot explain the existence of the multitude of spectrally distinct absorption lines; cannot predict the wavelengths for absorption or the wavelengths for anomalous dispersion; cannot account for all the absorbed energy; and, most importantly, cannot predict or describe the effect of optical gain, which is closely related to absorption. Thus, the principles of operation of many important devices of modern optics such as lasers, photodiodes, electronic cameras, and television screens cannot be explained by classical theories. Even the emission by the sun or an incandescent lamp are beyond the scope of these theories. It is evident therefore that a new, modern theory is necessary – one that is either more complete than, or simply complements, the classical theories.
Classical electromagnetics in free space leaves no room for accommodation of a light particle. To underline this, it is sufficient to remember that Einstein in order to reach his lightquantum (energy-quantum) hypothesis had to mix classical theoretical physics with a piece of experimental information that defies description in classical terms. In his 1905-paper Einstein concluded [60]:Monochromatic radiation of low density (within the range of validity of Wien’s radiation formula) behaves thermodynamically as though it consisted of a number of mutually independent energy quanta of magnitude hν. The introduction of light quanta in the Wien regime (the high-frequency part of the Planck blackbody radiation law) is the first step toward the concept of electromagnetic radiation as a Bose gas of photons [180, 39, 68, 69]. Although a photon gas obeys Bose-Einstein statistics for all frequencies the statistical independence assumed by Einstein in 1905 is not true in general. Einstein used Boltzmann statistics when he conjectured the existence of light quanta. In the Wien regime Boltzmann and Bose-Einstein statistics lead to the same conclusion since the mean number of particles (photons) with a given energy is much less than one. The circumstance that the light quanta are not statistically independent in Bose-Einstein counting finds its explanation in quantum mechanics. Hence, the statistical correlation is induced by the requirement of totally symmetric wave functions.
Introduction The emission and absorption of radiation, as well as the conversion of radiation into other modes of energy such as heat or electricity, all involve interaction between electromagnetic waves and atoms, molecules, or free electrons. Such daily phenomena as the radiative emission by the sun, the shielding of earth from harmful UV radiation by the ozone layer, the blue color of the sky, and red sunsets are all – despite their celestial magnitude – generated by microscopic particles. Most lasers depend on emission by excited atoms (e.g. the He-Ne laser), ionized atoms (the Ar + laser), molecules (CO or CO 2 lasers), impurities trapped in crystal structures (Nd: YAG or Ti:sapphire lasers), or semiconductors (GaAs diode lasers). Similarly, many scattering processes of interest (e.g., Rayleigh or Mie scattering) result from the exchange of energy and momentum between incident radiation and atomic or molecular species. In the previous chapter we saw that the energy of microscopic particles is quantized: their energy can be acquired, stored, or released only in fixed lumps called quanta . The example of the “particle in the box” (eqn. 8.19) illustrated that these energy quanta are specific not only to the particle itself but to the system to which it belongs. Thus, in the box, the energy of the particle is specified by its own mass and by the dimension of the box; in a different box, the same particle will have an entirely different system of energy levels and the quanta will have different magnitudes.
Introduction It is believed that the basic physical building blocks forming the world we live in may be categorized into particles of matter and carriers of force between matter. All known elementary constituents of matter and transmitters of force are quantized. For example, energy, momentum, and angular momentum take on discrete quantized values. The electron is an example of an elementary particle of matter, and the photon is an example of a transmitter of force. Neutrons, protons, and atoms are composite particles made up of elementary particles of matter and transmitters of force. These composite particles are also quantized. Because classical mechanics is unable to explain quantization, we must learn quantum mechanics in order to understand the microscopic properties of atoms – which, for example, make up solids such as crystalline semiconductors. Historically, the laws of quantum mechanics have been established by experiment. The most important early experiments involved light. Long before it was realized that light waves are quantized into particles called photons, key experiments on the wave properties of light were performed. For example, it was established that the color of visible light is associated with different wavelengths of light. Table 2.1 shows the range of wavelengths corresponding to different colors. The connection between optical and electrical phenomena was established by Maxwell in 1864. This extended the concept of light to include the complete electromagnetic spectrum. A great deal of effort was, and continues to be, spent gathering information on the behavior of light.
From prehistoric times has come recognition that sunlight and firelight provide warmth, and that such illumination casts shadows. Expressed in more contemporary terms one would say that light travels in rays, and that this radiation has the potential to provide heat energy to absorbing material. From the time of Newton it has been known that light sources emit radiation comprising a distribution of colors. During the nineteenth century it was recognized that radiation had characteristics of transverse waves (with wavelength associated to color) but until the late twentieth century, when lasers became laboratory tools, it was hardly necessary to delve into the equations of electromagnetic theory to treat such experiments as were then possible; interest lay primarily with thermodynamic considerations of energy flow or with measurements of the dark or bright lines seen in the distribution of light that, after passing through a slit, was dispersed by a prism or grating into constituent colors. Although laser light sources are essential for the types of atomic excitation considered in this monograph, the legacy from thermal radiation still influences many interpretations of the interaction between radiation and matter, and it is therefore useful to summarize some of those concepts. The mathematics needed for describing laser radiation, or polarized light in general, has much in common with the mathematics of quantum theory discussed starting in Sec. 3.5 and specialized to two-level atoms in Sec. 5.6. In both cases one deals with two complex-valued functions – independent electric field amplitudes or probability amplitudes – whose absolute squares are measurable.