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Physical Review Letters

Existence of Two Phase Transitions in Hubbard Model

W. D. Langer, Michael Plischke, Daniel Charles Mattis

Published Dec 22, 1969• 90 citations
Publisher

Abstract

We solve the Bubbard model, for one electron per atom in a simple cubic structure, using one-particle Green's functions. We determine the accuracy of this calculation to be good by comparison with an exact solution by Lieb and Wu of a one-dimensional limiting case. When the Coulomb interaction $U$ exceeds about 0.27 of the bandwidth in three dimensions we find there are two critical temperatures: ${T}_{\mathrm{N}}$, the N\'eel order-disorder transition temperature ($\ensuremath{\propto}{U}^{\ensuremath{-}1}$ at large $U$) and a higher critical temperature ${T}_{M}$, at which the atoms lose all vestige of localized moments and at which the insulator-metal transition occurs (${T}_{M}\ensuremath{\propto}U$ at large $U$). For $U$ less than 0.27 of the bandwidth only ${T}_{M}$ exists.

DOI
10.1103/physrevlett.23.1448

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Starting from the exact solution of the Hubbard model in the atomic limit, and treating the hopping term as a perturbation by means of a diagram technique, we discuss the electronic structure of the model in some simple approximations. We show that a metal-insulator transition is obtained above a critical value of the on-site Coulomb interaction in a self-consistent evaluation of the one-particle Green's function to one-loop order. A relationship with results in infinite dimensions is briefly discussed.
The atomic limit of the Hubbard model is a simple single-site problem which can be solved exactly, and all one- and two-particle Green's functions can be obtained analytically. These solutions can thus serve as a means of critiquing the success of various approximate theories which might be applied to the full Hubbard model. In particular, we have examined the TTT-matrix approximation for the attractive Hubbard model in the atomic limit, which should give reasonable results at low electronic densities, if one can avoid the spurious phase transition that results when a fully non-self-consistent TTT-matrix approximation is employed---previously we have shown that any level of self-consistency guarantees that this phase transition is correctly suppressed to zero temperature in two dimensions or less. Here, a minimally self-consistent TTT-matrix approximation is shown to be successful in reproducing the exact results for the atomic limit, while fully self-consistent TTT-matrix results do not agree with the known solutions. Of particular note is that the minimally self-consistent TTT-matrix approximation reproduces not only one- and two-particle (static) thermodynamic quantities, but it also exactly reproduces the one-particle spectral function at low but nonzero temperatures. We also make a comparison to the two-particle self-consistent approach of Vilk and Tremblay, and find that the minimally self-consistent TTT-matrix theory can give better results over a broader temperature range.
The recently introduced concept of exact mean-field theories is applied to the extended simplified Hubbard model, which is a one-band extended Hubbard model (including nearest-neighbor interaction) where only the \ensuremath{\downarrow} electrons can hop. An exact mean-field Hamiltonian is derived for the model on a Bethe lattice in the limit of a large coordination number (Z\ensuremath{\rightarrow}\ensuremath{\infty}). The mean-field Hamiltonian is used to calculate the Green functions and the free energy at half-filling. This exact solution is analyzed analytically at small and large values of the on-site (U) and nearest-neighbor (V) interaction strengths. One finds that a phase transition occurs at sufficiently low temperatures for all U,V>0. The low-temperature phase is a charge-density wave for V>1/2U and a spin-density wave for V1/2U. Special attention is paid to (i) the critical temperature as a function of U and V, (ii) the order parameter as a function of temperature, and (iii) the density of states. The density of states shows that the low-temperature phase is an insulator for all U,V provided that V/U\ensuremath{\ne}1/2, while the high-temperature phase is a paramagnetic metal for all V if U2, and a paramagnetic insulator if U>2. Many detailed results are given.
We calculate the one-particle density of states for the Mott-Hubbard insulating phase of the Hubbard model on a Bethe lattice in the limit of infinite coordination number. We employ the Kato-Takahashi perturbation theory around the strong-coupling limit to derive the Green function. We show that the Green function for the lower Hubbard band can be expressed in terms of polynomials in the bare hole-hopping operator. We check our technique against the exact solution of the Falicov-Kimball model and give explicit results up to and including second order in the inverse Hubbard interaction. Our results provide a stringent test for analytical and numerical investigations of the Mott-Hubbard insulator and the Mott-Hubbard transition within the dynamical mean-field theory. We find that the Hubbard-III approximation is not satisfactory beyond lowest order, but the local-moment approach provides a very good description of the Mott-Hubbard insulator at strong coupling.
We consider a one-dimensional two-band model of electrons on a lattice with equal nearest-neighbour hopping, an interband splitting Delta and a Hubbard-like repulsion U. The model is defined via the SU(4) generalization of Lieb and Wu's Bethe ansatz solution of the one-dimensional Hubbard model. At T=0 the model has a Mott metal-insulator transition at a critical value U c ( Delta ) for a band filling of exactly one electron per site. U c decreases with Delta , being zero if the excited-electron band is empty, and U c =2.981 when the bands are degenerate. We discuss the ground-state properties, the spectrum of elemental excitations, the specific heat and the magnetic susceptibility, in both the metallic and insulating phases, as a function of the crystal-field splitting for exactly one electron per site. There are four branches of elemental excitations: (i) charge excitations, (ii) crystalline-field excitations and (iii) two branches of spin waves. The Fermi velocity is finite in the metallic phase, diverges as the metal-insulator transition is approached from the metallic side and vanishes for the insulator. Each band contributes to the susceptibility with a term that is inversely proportional to the spin-wave velocity for that band. The low-temperature specific heat is proportional to T and to the sum of the inverses of the velocities of the four branches.
We present the exact solution of the one-dimensional extended Hubbard model in the atomic limit within the Green's function and equations of motion formalism. We provide a comprehensive and systematic analysis of the model by considering all the relevant response and correlation functions as well as thermodynamic quantities in the whole parameters space. At zero temperature we identify four phases in the plane (U,n) ( U is the on-site potential and n is the filling) and relative phase transitions as well as different types of charge ordering. These features are endorsed by investigating at T=0 the chemical potential and pertinent local correlators, the particle and double occupancy correlation functions, the entropy, and by studying the behavior in the limit T-->0 of the charge and spin susceptibilities. A detailed study of the thermodynamic quantities is also presented at finite temperature. This study evidences that a finite-range order persists for a wide range of the temperature, as shown by the behavior of the correlation functions and by the two-peak structure exhibited by the charge susceptibility and by the entropy. Moreover, the equations of motion formalism, together with the use of composite operators, allows us to exactly determine the set of elementary excitations. As a result, the density of states can be determined and a detailed analysis of the specific heat allows for identifying the excitations and for ascribing its two-peak structure to a redistribution of the charge density.