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CRC Press eBooks

Conclusion

Philippe Nozières, David Pines

Published Mar 5, 2018• 0 citations
Publisher

Abstract

We conclude our study of superfluidity in Bose liquids with a brief summary of the strengths, and of the inadequacies, of the theory. The cornerstone of our fundamental understanding of superfluidity has been the recognition of the central importance of the condensate, a single quantum state which is macroscopically occupied. For the Bose liquid one has a particle condensate, characterized by a non-vanishing expectation value of ψ (r). The existence of the condensate explains all major aspects of superfluid behavior; in particular, we now possess: A clear understanding of the static and the long wavelength dynamic properties of an equilibrium Bose liquid, including a microscopic basis for the two-fluid model. A precise microscopic theory at T = 0 for a specific model, the dilute Bose gas. Variational calculations of the excitation spectrum of liquid He II (and of the ground state properties as well), which are in good quantitative agreement with experiment. A satisfactory phenomenological treatment of the interactions between elementary excitations which give rise to various irreversible phenomena. A qualitative understanding of the role which is played by quantized vortices in both equilibrium and non-equilibrium phenomena.

DOI
10.1201/9780429495717-18

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Conclusion

Philippe Nozières, David Pines

This chapter concludes the study of superfluidity in Bose liquids with a brief summary of the strengths, and of the inadequacies, of the theory. A clear understanding of the static and the long wavelength dynamic properties of an equilibrium Bose liquid, including a microscopic basis for the two-fluid model. Variational calculations of the excitation spectrum of liquid He II, which are in good quantitative agreement with experiment. A satisfactory phenomenological treatment of the interactions between elementary excitations which give rise to various irreversible phenomena. A microscopic theory of the ground state and elementary excitation spectrum of liquid He II; in fact, even the theory of the simple dilute Bose gas has not yet been extended to treat the system at finite temperatures, and under non-equilibrium situations. A clear understanding of a number of "vortex" properties, including the critical current for superfluid flow in thin capillaries.

CRC Press eBooks•Mar 5, 2018•0 citations

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Originally published as two separate volumes, The Theory of Quantum Liquids is a classic text that attempts to describe the qualitative and unifying aspects of an extremely broad and diversified field. Volume I deals with 'normal' Fremi liquids, such as 3He and electrons in metals. Volume II consists of a detailed treatment of Bose condensation and liquid 4He, including the development of a Bose liquid theory and a microscopic basis for the two-fluid model, and the description of the elementary excitations of liquid HeII.

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In the preceding chapters, we have been mostly concerned with the ground state, |0〉, of a Bose liquid; we have discussed at length its structure, its excitation spectrum, and its response to a weak external probe. We have seen that all these properties were deeply influenced by the existence of a condensate , consisting in the n o particles which occupy the single state k = 0. Such a condensate is clearly at rest; it possesses a uniform density and carries no current.

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The phenomena of superfluidity and superconductivity are intimately connected with the existence of a condensate, a macroscopically occupied quantum state. Such condensates occur in a variety of different physical systems, as described in Chapter 1. The foundation for the description of superfluidity is a picture of the system as being comprised of a condensate and elementary excitations. In Chapter 8 we have seen how physical properties such as the energy and the density of a Bose–Einstein condensed system may be expressed in terms of a contribution from the condensate, plus one from the elementary excitations, and in this chapter we shall consider further developments of this basic idea to other situations. As a first application, we determine the critical velocity for creation of an excitation in a homogeneous system (Sec. 10.1). Following that, we show how to express the momentum density in terms of the velocity of the condensate and the distribution function for excitations. This provides the basis for a two-component description, the two components being the condensate and the thermal excitations (Sec. 10.2). In the past, this framework has proved to be very effective in describing the properties of superfluids and superconductors, and in Sec. 10.3 we apply it to dynamical processes. To describe the state of a superfluid, one must specify the condensate velocity, in addition to the variables needed to characterize the state of an ordinary fluid. As a consequence, the collective behaviour of a superfluid is richer than that of an ordinary one. Collective modes are most simply examined when excitations collide frequently enough that they are in local thermodynamic equilibrium.

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Equilibrium and Non-Equilibrium Properties of Dilute Bose Gases

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Quantum systems consisting of many particles are both interesting from the physics and the mathematics perspective. One aspect that makes them fascinating from the physics point of view is that they can exhibit quantum effects on macroscopic scales such as Bose-Einstein condensation. This phenomenon, first predicted 100 years ago by Bose [19] and Einstein [44], occurs when a dilute gas of bosons is cooled down to very low temperatures. Below a certain critical temperature a condensate forms, meaning that a macroscopic fraction of the particles is in the same one-particle state, and thus, quantum phenomena become relevant on length scales much larger than the individual atom. The occurrence of Bose-Einstein condensation is also related to superfluidity as suggested in [88]. Bose-Einstein condensation has been achieved experimentally independently by the groups of Cornell and Wieman [3] and Ketterle [40] earning them a Nobel prize in 2001. While Bose and Einstein analyzed theoretically the non-interacting gas, an effective theory describing weakly interacting Bose gases was proposed by Bogoliubov in 1947 with the goal of explaining the occurrence of superfluidity in liquid helium [18]. Using assumptions such as that condensation indeed occurs, his theory yields predictions for the low-energy states of the system. Seen from the mathematics perspective, describing the Bose gas is an interesting challenge due to the strong correlations between particles introduced by the interaction making this case much harder to study than the non-interacting one. In particular, a proof that Bose-Einstein condensation occurs in the thermodynamic limit for continuous systems is still out of reach. However, there has been a lot of work regarding the rigorous analysis of bosonic systems in various relevant regimes. This thesis contains three new contributions establishing rigorous results on bosonic systems in different, physically relevant settings. It is based on the articles [37, 27, 31]. The first result concerns the time-evolution of initially trapped Bose gases in the ultra-dilute Gross-Pitaevskii regime. Under some assumptions on the initial data satisfied in particular by a class of states that are expected to approximate the ground state in a trap, we derive a quasi-free approximation that is close to the true solution in $L^2$-norm. In particular, we show that this approximate wave function is described in terms of a Bose-Einstein condensate in a one-particle state following the time-dependent Gross-Pitaevskii equation together with pair excitations with respect to this condensate. As a corollary, we establish a central limit theorem for bounded one-particle observables. The second result is a simple proof of Bose-Einstein condensation for interacting, ultra-dilute gases. More specifically, we consider scalings interpolating between the Gross-Pitaevskii regime and the thermodynamic limit. While condensation had been shown to hold in these regimes before, the advantage of the method used here is its simplicity. Lastly, the third result establishes an upper bound on the ground state energy of a dilute Bose gas in the thermodynamic limit. It captures rigorously the third order correction to the energy per unit volume for sufficiently low densities as predicted in the physics literature first by Wu and subsequently others. $\textit{Full-text embargoed until: 2026-01-01}$

•Dec 9, 2025•0 citations

Basis for the Two-Fluid Model 1

Philippe Nozières, David Pines

We now consider the behavior of the superfluid Bose liquid at finite temperatures. We have remarked in Chapter 1 that the two-fluid theory of Tisza and Landau provides an excellent macroscopic description of such superfluid behavior. It is natural to inquire whether the Bose liquid theory we have developed in Chapters 2 - 5 permits a precise definition of the basic quantities which appear in the two-fluid model. The present chapter is devoted primarily to answering that question; in so doing we shall be led to discuss the extent to which the usual two-fluid equations may be expected to be applicable. We shall confine our attention to equilibrium situations, postponing to the following chapter consideration of a non-equilibrium case.

CRC Press eBooks•Mar 5, 2018•0 citations
We conclude our study of superfluidity in Bose liquids with a brief summary of the strengths, and of the inadequacies, of the theory. The cornerstone of our fundamental understanding of superfluidity has been the recognition of the central importance of the condensate, a single quantum state which is macroscopically occupied. For the Bose liquid one has a particle condensate, characterized by a non-vanishing expectation value of ψ (r). The existence of the condensate explains all major aspects of superfluid behavior; in particular, we now possess: A clear understanding of the static and the long wavelength dynamic properties of an equilibrium Bose liquid, including a microscopic basis for the two-fluid model. A precise microscopic theory at T = 0 for a specific model, the dilute Bose gas. Variational calculations of the excitation spectrum of liquid He II (and of the ground state properties as well), which are in good quantitative agreement with experiment. A satisfactory phenomenological treatment of the interactions between elementary excitations which give rise to various irreversible phenomena. A qualitative understanding of the role which is played by quantized vortices in both equilibrium and non-equilibrium phenomena.
This chapter concludes the study of superfluidity in Bose liquids with a brief summary of the strengths, and of the inadequacies, of the theory. A clear understanding of the static and the long wavelength dynamic properties of an equilibrium Bose liquid, including a microscopic basis for the two-fluid model. Variational calculations of the excitation spectrum of liquid He II, which are in good quantitative agreement with experiment. A satisfactory phenomenological treatment of the interactions between elementary excitations which give rise to various irreversible phenomena. A microscopic theory of the ground state and elementary excitation spectrum of liquid He II; in fact, even the theory of the simple dilute Bose gas has not yet been extended to treat the system at finite temperatures, and under non-equilibrium situations. A clear understanding of a number of "vortex" properties, including the critical current for superfluid flow in thin capillaries.
Originally published as two separate volumes, The Theory of Quantum Liquids is a classic text that attempts to describe the qualitative and unifying aspects of an extremely broad and diversified field. Volume I deals with 'normal' Fremi liquids, such as 3He and electrons in metals. Volume II consists of a detailed treatment of Bose condensation and liquid 4He, including the development of a Bose liquid theory and a microscopic basis for the two-fluid model, and the description of the elementary excitations of liquid HeII.
The phenomena of superfluidity and superconductivity are intimately connected with the existence of a condensate, a macroscopically occupied quantum state. Such condensates occur in a variety of different physical systems, as described in Chapter 1. The foundation for the description of superfluidity is a picture of the system as being comprised of a condensate and elementary excitations. In Chapter 8 we have seen how physical properties such as the energy and the density of a Bose–Einstein condensed system may be expressed in terms of a contribution from the condensate, plus one from the elementary excitations, and in this chapter we shall consider further developments of this basic idea to other situations. As a first application, we determine the critical velocity for creation of an excitation in a homogeneous system (Sec. 10.1). Following that, we show how to express the momentum density in terms of the velocity of the condensate and the distribution function for excitations. This provides the basis for a two-component description, the two components being the condensate and the thermal excitations (Sec. 10.2). In the past, this framework has proved to be very effective in describing the properties of superfluids and superconductors, and in Sec. 10.3 we apply it to dynamical processes. To describe the state of a superfluid, one must specify the condensate velocity, in addition to the variables needed to characterize the state of an ordinary fluid. As a consequence, the collective behaviour of a superfluid is richer than that of an ordinary one. Collective modes are most simply examined when excitations collide frequently enough that they are in local thermodynamic equilibrium.
Quantum systems consisting of many particles are both interesting from the physics and the mathematics perspective. One aspect that makes them fascinating from the physics point of view is that they can exhibit quantum effects on macroscopic scales such as Bose-Einstein condensation. This phenomenon, first predicted 100 years ago by Bose [19] and Einstein [44], occurs when a dilute gas of bosons is cooled down to very low temperatures. Below a certain critical temperature a condensate forms, meaning that a macroscopic fraction of the particles is in the same one-particle state, and thus, quantum phenomena become relevant on length scales much larger than the individual atom. The occurrence of Bose-Einstein condensation is also related to superfluidity as suggested in [88]. Bose-Einstein condensation has been achieved experimentally independently by the groups of Cornell and Wieman [3] and Ketterle [40] earning them a Nobel prize in 2001. While Bose and Einstein analyzed theoretically the non-interacting gas, an effective theory describing weakly interacting Bose gases was proposed by Bogoliubov in 1947 with the goal of explaining the occurrence of superfluidity in liquid helium [18]. Using assumptions such as that condensation indeed occurs, his theory yields predictions for the low-energy states of the system. Seen from the mathematics perspective, describing the Bose gas is an interesting challenge due to the strong correlations between particles introduced by the interaction making this case much harder to study than the non-interacting one. In particular, a proof that Bose-Einstein condensation occurs in the thermodynamic limit for continuous systems is still out of reach. However, there has been a lot of work regarding the rigorous analysis of bosonic systems in various relevant regimes. This thesis contains three new contributions establishing rigorous results on bosonic systems in different, physically relevant settings. It is based on the articles [37, 27, 31]. The first result concerns the time-evolution of initially trapped Bose gases in the ultra-dilute Gross-Pitaevskii regime. Under some assumptions on the initial data satisfied in particular by a class of states that are expected to approximate the ground state in a trap, we derive a quasi-free approximation that is close to the true solution in L2L^2L2-norm. In particular, we show that this approximate wave function is described in terms of a Bose-Einstein condensate in a one-particle state following the time-dependent Gross-Pitaevskii equation together with pair excitations with respect to this condensate. As a corollary, we establish a central limit theorem for bounded one-particle observables. The second result is a simple proof of Bose-Einstein condensation for interacting, ultra-dilute gases. More specifically, we consider scalings interpolating between the Gross-Pitaevskii regime and the thermodynamic limit. While condensation had been shown to hold in these regimes before, the advantage of the method used here is its simplicity. Lastly, the third result establishes an upper bound on the ground state energy of a dilute Bose gas in the thermodynamic limit. It captures rigorously the third order correction to the energy per unit volume for sufficiently low densities as predicted in the physics literature first by Wu and subsequently others. Full-text embargoed until: 2026-01-01\textit{Full-text embargoed until: 2026-01-01}Full-text embargoed until: 2026-01-01
We now consider the behavior of the superfluid Bose liquid at finite temperatures. We have remarked in Chapter 1 that the two-fluid theory of Tisza and Landau provides an excellent macroscopic description of such superfluid behavior. It is natural to inquire whether the Bose liquid theory we have developed in Chapters 2 - 5 permits a precise definition of the basic quantities which appear in the two-fluid model. The present chapter is devoted primarily to answering that question; in so doing we shall be led to discuss the extent to which the usual two-fluid equations may be expected to be applicable. We shall confine our attention to equilibrium situations, postponing to the following chapter consideration of a non-equilibrium case.