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Physical Review A

Paraxial-wave optics and relativistic front description. II. The vector theory

Narasimhaiengar Mukunda, R. Simon, E. C. G. Sudarshan

Published Nov 1, 1983• 52 citations
Publisher

Abstract

With the extension of the work of the preceding paper, the relativistic front form for Maxwell's equations for electromagnetism is developed and shown to be particularly suited to the description of paraxial waves. The generators of the Poincar\'e group in a form applicable directly to the electric and magnetic field vectors are derived. It is shown that the effect of a thin lens on a paraxial electromagnetic wave is given by a six-dimensional transformation matrix, constructed out of certain special generators of the Poincar\'e group. The method of construction guarantees that the free propagation of such waves as well as their transmission through ideal optical systems can be described in terms of the metaplectic group, exactly as found for scalar waves by Bacry and Cadilhac. An alternative formulation in terms of a vector potential is also constructed. It is chosen in a gauge suggested by the front form and by the requirement that the lens transformation matrix act locally in space. Pencils of light with accompanying polarization are defined for statistical states in terms of the two-point correlation function of the vector potential. Their propagation and transmission through lenses are briefly considered in the paraxial limit. This paper extends Fourier optics and completes it by formulating it for the Maxwell field. We stress that the derivations depend explicitly on the "henochromatic" idealization as well as the identification of the ideal lens with a quadratic phase shift and are heuristic to this extent.

DOI
10.1103/physreva.28.2933

Related papers

Paraxial-wave optics and relativistic front description. I. The scalar theory

E. C. G. Sudarshan, R. Simon, Narasimhaiengar Mukunda

The scalar wave equation is analyzed in the relativistic front form, appropriate for paraxial-wave optics. The group-theoretical basis for this treatment is uncovered. The formal similarity of the propagation of paraxial beams through optical systems to the quantum mechanics of particles in two dimensions subject to harmonic impulses, and the role of the metaplectic group of Bacry and Cadilhac, are both traced back to the structure of the Poincar\'e group. Light rays are defined in this context as in statistical-wave optics, and the laws for their free propagation as well as transmission through lenses are derived.

Physical Review A•Nov 1, 1983•66 citations

On the paraxial approximation in quantum optics II: henochromatic modes of a Maxwell field

M. Fernanda Jongewaard de Boer, Christopher Beetle

A companion paper Beetle and Jongewaard de Boer (The paraxial approximation in quantum optics I: henochromatic modes of a scalar field. J Mod Opt. 2025) has argued that the best way to associate single-particle quantum states of a scalar field to the modes of a narrowly collimated beam of classical radiation modelled in the paraxial approximation uses the ‘henochromatic’ states previously introduced by Sudarshan et al. (Paraxial-wave optics and relativistic front description. II. The vector theory. Phys Rev A. 1983;28:2921–2932. doi: 10.1103/PhysRevA.28.2921, Paraxial-wave optics and relativistic front description. I. The scalar theory. Phys Rev A. 1983;28:2933–2942. doi: 10.1103/PhysRevA.28.2921). This paper extends that result to Maxwell fields, again emphasizing the central role of unitarity in defining the association. The principal new technical element in the present discussion has to do with the intertwining of polarization and spatial degrees of freedom in the resulting single-photon states.

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The paraxial approximation in quantum optics I: henochromatic modes of a scalar field

Christopher Beetle, M. Fernanda Jongewaard de Boer

This paper examines how best to associate quantum states of a single particle to different modes of a narrowly collimated beam of classical radiation modeled in the paraxial approximation. Our analysis stresses the importance of the relationship between two inner products naturally arising in the problem. These are the inner product used to expand a general beam as a superposition of orthogonal modes in the paraxial approximation, on the one hand, and the canonical inner product on which the statistical interpretation of quantum (field) theory is founded, on the other. While several candidates for the sort of association between beam modes and single-particle quantum states have been proposed in the literature, here we argue that one of them is uniquely well suited to the task. Specifically, the mapping of beam modes to the ‘henochromatic’ quantum states previously introduced by Sudarshan, Simon and Mukunda [Paraxial-wave optics and relativistic front description. I. The scalar theory. Phys Rev A. 1983;28:2921–2932; Paraxial-wave optics and relativistic front description. II. The vector theory. Phys Rev A. 1983;28:2921–2932.] is unique within a large class of similar mappings in that it is unitary in a mathematically precise sense.

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Description of the Electron in the Electromagnetic Field: The Dirac type Equation and the Equation for the Wave Function in Spinor Coordinate Space

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Physical processes are usually described using four-dimensional vector quantities - coordinate vector, momentum vector, current vector. But at the fundamental level they are characterized by spinors - coordinate spinors, momentum spinors, spinor wave functions. The propagation of fields and their interaction takes place at the spinor level, and since each spinor uniquely corresponds to a certain vector, the results of physical processes appear before us in vector form. For example, the relativistic Schrödinger equation and the Dirac equation are formulated by means of coordinate vectors, momentum vectors and quantum operators corresponding to them. In the Dirac equation a step forward is taken and the wave function is a spinor with complex components, but still coordinates and momentum are vectors. For a closed description of nature using only spinor quantities, it is necessary to have an equation similar to the Dirac equation in which momentum, coordinates and operators are spinors. It is such an equation that is presented in this paper. Using the example of the interaction between an electron and an electromagnetic field, we can see that the spinor equation contains more detailed information about the interaction than the vector equations. This is not new for quantum mechanics, since it describes interactions using complex wave functions, which cannot be observed directly, and only when measured goes to probabilities in the form of squares of the moduli of the wave functions. In the same way spinor quantities are not observable, but they completely determine observable vectors. In Section 2 of the paper, we analyze the quadratic form for an arbitrary four-component complex vector based on Pauli matrices. The form is invariant with respect to Lorentz transformations including any rotations and boosts. The invariance of the form allows us to construct on its basis an equation for a free particle combining the properties of the relativistic wave equation and the Dirac equation. For an electron in the presence of an electromagnetic potential it is shown that taking into account the commutation relations between the momentum and coordinate components allows us to obtain from this equation the known results describing the interactions of the electron spin with the electric and magnetic field. In the presence of a potential the momentum components cease to commute with each other. To neutralize this effect, the Schrödinger equation is supplemented by several equations with mixed derivatives on coordinates. In section 3 of the paper this quadratic form is expressed through momentum spinors, which makes it possible to obtain an equation for the spinor wave function in spinor coordinate space by replacing the momentum spinor components by partial derivative operators on the corresponding coordinate spinor component. Section 4 presents a modification of the theory of the path integral, which consists in considering the path integral in the spinor coordinate space. The Lagrangian densities for the scalar field and for the electron field, along with their corresponding propagators, are presented. An equation of motion for the electron is proposed that is relativistically invariant, in contrast to the Dirac equation, which lacks this invariance. This novel equation permitted the construction of an actually invariant procedure for the second quantization of the fermion field in spinor coordinate space. Furthermore, it is demonstrated that the field operators are a combination of plane waves in spinor or vector space, with the coefficients of which being pseudospinors or pseudovectors. Each of these pseudovectors or pseudospinors corresponds to one of the particles presented in the theory of electrodynamics. Furthermore, each plane wave possesses an additional coefficient in the form of a creation or annihilation operator. In vector space, these operators commute, whereas in spinor space they anticommutate. The paper presents the spinor and vector representations of the field operators in explicit form, comprising sets of 16 pseudospinors or 4 pseudovectors corresponding to particles represented in electrodynamics. An explicit form of the symmetric traceless tensor with spin two, zero mass and two polarizations is presented, which can serve as a model of the graviton. The results obtained may prompt changes in some aspects of the construction of Feynman diagrams. Among other things, it presents a purely mathematical derivation of Maxwell's inhomogeneous equations without reference to empirical data on the action of electric current, which is usually referred to when deriving equations.

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•Jan 16, 2026•0 citations
With the extension of the work of the preceding paper, the relativistic front form for Maxwell's equations for electromagnetism is developed and shown to be particularly suited to the description of paraxial waves. The generators of the Poincar'e group in a form applicable directly to the electric and magnetic field vectors are derived. It is shown that the effect of a thin lens on a paraxial electromagnetic wave is given by a six-dimensional transformation matrix, constructed out of certain special generators of the Poincar'e group. The method of construction guarantees that the free propagation of such waves as well as their transmission through ideal optical systems can be described in terms of the metaplectic group, exactly as found for scalar waves by Bacry and Cadilhac. An alternative formulation in terms of a vector potential is also constructed. It is chosen in a gauge suggested by the front form and by the requirement that the lens transformation matrix act locally in space. Pencils of light with accompanying polarization are defined for statistical states in terms of the two-point correlation function of the vector potential. Their propagation and transmission through lenses are briefly considered in the paraxial limit. This paper extends Fourier optics and completes it by formulating it for the Maxwell field. We stress that the derivations depend explicitly on the "henochromatic" idealization as well as the identification of the ideal lens with a quadratic phase shift and are heuristic to this extent.
The scalar wave equation is analyzed in the relativistic front form, appropriate for paraxial-wave optics. The group-theoretical basis for this treatment is uncovered. The formal similarity of the propagation of paraxial beams through optical systems to the quantum mechanics of particles in two dimensions subject to harmonic impulses, and the role of the metaplectic group of Bacry and Cadilhac, are both traced back to the structure of the Poincar\'e group. Light rays are defined in this context as in statistical-wave optics, and the laws for their free propagation as well as transmission through lenses are derived.
A companion paper Beetle and Jongewaard de Boer (The paraxial approximation in quantum optics I: henochromatic modes of a scalar field. J Mod Opt. 2025) has argued that the best way to associate single-particle quantum states of a scalar field to the modes of a narrowly collimated beam of classical radiation modelled in the paraxial approximation uses the ‘henochromatic’ states previously introduced by Sudarshan et al. (Paraxial-wave optics and relativistic front description. II. The vector theory. Phys Rev A. 1983;28:2921–2932. doi: 10.1103/PhysRevA.28.2921, Paraxial-wave optics and relativistic front description. I. The scalar theory. Phys Rev A. 1983;28:2933–2942. doi: 10.1103/PhysRevA.28.2921). This paper extends that result to Maxwell fields, again emphasizing the central role of unitarity in defining the association. The principal new technical element in the present discussion has to do with the intertwining of polarization and spatial degrees of freedom in the resulting single-photon states.
This paper examines how best to associate quantum states of a single particle to different modes of a narrowly collimated beam of classical radiation modeled in the paraxial approximation. Our analysis stresses the importance of the relationship between two inner products naturally arising in the problem. These are the inner product used to expand a general beam as a superposition of orthogonal modes in the paraxial approximation, on the one hand, and the canonical inner product on which the statistical interpretation of quantum (field) theory is founded, on the other. While several candidates for the sort of association between beam modes and single-particle quantum states have been proposed in the literature, here we argue that one of them is uniquely well suited to the task. Specifically, the mapping of beam modes to the ‘henochromatic’ quantum states previously introduced by Sudarshan, Simon and Mukunda [Paraxial-wave optics and relativistic front description. I. The scalar theory. Phys Rev A. 1983;28:2921–2932; Paraxial-wave optics and relativistic front description. II. The vector theory. Phys Rev A. 1983;28:2921–2932.] is unique within a large class of similar mappings in that it is unitary in a mathematically precise sense.
This thesis concerns a general theory of beam propa-gation in optics.Well-known basic ideas are critically reviewed, and the analogy between quantum mechanics and paraxial optics is established through a number of n~w refinements.A parabolic equation for the electrodynamics wave relation is derived using the relativistic front-description of paraxial optics.The •packet-like beam solutions to this equation are shown to be hermite functions of complex argument.1 I The role and applications of canonical transformations in paraxial optics is investigated, attention is focused on some extensions of linear transformations mapping the position and momentum operators "q, '~ to a pair sands of canonically conjugate but not necessarily Hermitian operators.It is shown that for a linear transformation a related space 'jt. of entire functions exists with an inner product over the complex plane, such that the pair s, scan be realized in the Schrbdinger representation.A unitary mapping onto the ordinary Hilbert space of square-integrable functions over :l,t through an integral transform is provided.The well known Fresnel transform is a special case when sands are the harmonic oscillator raising and lowering operators, whose eigen-' functions are the Hermite functions of complex argument.With these functions the use of mathematical distributions in Fourier optics is extended.A generalization of the Cauchy problem is presented, which expresses the field in the plane l = o in terms of the field in any plane \ =~1 > o.The solution is obtained through an extensive use of the Hermite expansion of a distribution.While this expansion is not new, the fact that is not made in the context of the Hilbert space it is.The results obtained establish the applicability of special functions in optics, as well as a precise knowledge of the meaning and accuracy of paraxial wave optics.Applications of the theory to homogeneous and inhomogeneous medium are presented in particular in a selfcontained chapter about relativistic self-focussing in a non-linear medium.This work is primarily concerned with describing 1 1 1 an alternative approach to the study of a pair of canonical operators and it provides new insight over the role of symplectic geometry in quantum mechanics and optics.Chapter I canon i ea 1 tr ans for•ms.Const rue t ion an<1 app l i ea ti ons.< 19) .
Physical processes are usually described using four-dimensional vector quantities - coordinate vector, momentum vector, current vector. But at the fundamental level they are characterized by spinors - coordinate spinors, momentum spinors, spinor wave functions. The propagation of fields and their interaction takes place at the spinor level, and since each spinor uniquely corresponds to a certain vector, the results of physical processes appear before us in vector form. For example, the relativistic Schrödinger equation and the Dirac equation are formulated by means of coordinate vectors, momentum vectors and quantum operators corresponding to them. In the Dirac equation a step forward is taken and the wave function is a spinor with complex components, but still coordinates and momentum are vectors. For a closed description of nature using only spinor quantities, it is necessary to have an equation similar to the Dirac equation in which momentum, coordinates and operators are spinors. It is such an equation that is presented in this paper. Using the example of the interaction between an electron and an electromagnetic field, we can see that the spinor equation contains more detailed information about the interaction than the vector equations. This is not new for quantum mechanics, since it describes interactions using complex wave functions, which cannot be observed directly, and only when measured goes to probabilities in the form of squares of the moduli of the wave functions. In the same way spinor quantities are not observable, but they completely determine observable vectors. In Section 2 of the paper, we analyze the quadratic form for an arbitrary four-component complex vector based on Pauli matrices. The form is invariant with respect to Lorentz transformations including any rotations and boosts. The invariance of the form allows us to construct on its basis an equation for a free particle combining the properties of the relativistic wave equation and the Dirac equation. For an electron in the presence of an electromagnetic potential it is shown that taking into account the commutation relations between the momentum and coordinate components allows us to obtain from this equation the known results describing the interactions of the electron spin with the electric and magnetic field. In the presence of a potential the momentum components cease to commute with each other. To neutralize this effect, the Schrödinger equation is supplemented by several equations with mixed derivatives on coordinates. In section 3 of the paper this quadratic form is expressed through momentum spinors, which makes it possible to obtain an equation for the spinor wave function in spinor coordinate space by replacing the momentum spinor components by partial derivative operators on the corresponding coordinate spinor component. Section 4 presents a modification of the theory of the path integral, which consists in considering the path integral in the spinor coordinate space. The Lagrangian densities for the scalar field and for the electron field, along with their corresponding propagators, are presented. An equation of motion for the electron is proposed that is relativistically invariant, in contrast to the Dirac equation, which lacks this invariance. This novel equation permitted the construction of an actually invariant procedure for the second quantization of the fermion field in spinor coordinate space. Furthermore, it is demonstrated that the field operators are a combination of plane waves in spinor or vector space, with the coefficients of which being pseudospinors or pseudovectors. Each of these pseudovectors or pseudospinors corresponds to one of the particles presented in the theory of electrodynamics. Furthermore, each plane wave possesses an additional coefficient in the form of a creation or annihilation operator. In vector space, these operators commute, whereas in spinor space they anticommutate. The paper presents the spinor and vector representations of the field operators in explicit form, comprising sets of 16 pseudospinors or 4 pseudovectors corresponding to particles represented in electrodynamics. An explicit form of the symmetric traceless tensor with spin two, zero mass and two polarizations is presented, which can serve as a model of the graviton. The results obtained may prompt changes in some aspects of the construction of Feynman diagrams. Among other things, it presents a purely mathematical derivation of Maxwell's inhomogeneous equations without reference to empirical data on the action of electric current, which is usually referred to when deriving equations.
Physical processes are usually described using four-dimensional vector quantities - coordinate vector, momentum vector, current vector. But at the fundamental level they are characterized by spinors - coordinate spinors, momentum spinors, spinor wave functions. The propagation of fields and their interaction takes place at the spinor level, and since each spinor uniquely corresponds to a certain vector, the results of physical processes appear before us in vector form. For example, the relativistic Schrödinger equation and the Dirac equation are formulated by means of coordinate vectors, momentum vectors and quantum operators corresponding to them. In the Dirac equation a step forward is taken and the wave function is a spinor with complex components, but still coordinates and momentum are vectors. For a closed description of nature using only spinor quantities, it is necessary to have an equation similar to the Dirac equation in which momentum, coordinates and operators are spinors. It is such an equation that is presented in this paper. Using the example of the interaction between an electron and an electromagnetic field, we can see that the spinor equation contains more detailed information about the interaction than the vector equations. This is not new for quantum mechanics, since it describes interactions using complex wave functions, which cannot be observed directly, and only when measured goes to probabilities in the form of squares of the moduli of the wave functions. In the same way spinor quantities are not observable, but they completely determine observable vectors. In Section 2 of the paper, we analyze the quadratic form for an arbitrary four-component complex vector based on Pauli matrices. The form is invariant with respect to Lorentz transformations including any rotations and boosts. The invariance of the form allows us to construct on its basis an equation for a free particle combining the properties of the relativistic wave equation and the Dirac equation. For an electron in the presence of an electromagnetic potential it is shown that taking into account the commutation relations between the momentum and coordinate components allows us to obtain from this equation the known results describing the interactions of the electron spin with the electric and magnetic field. In the presence of a potential the momentum components cease to commute with each other. To neutralize this effect, the Schrödinger equation is supplemented by several equations with mixed partial derivatives on coordinates. In section 3 of the paper this quadratic form is expressed through momentum spinors, which makes it possible to obtain an equation for the spinor wave function in spinor coordinate space by replacing the momentum spinor components by partial derivative operators on the corresponding coordinate spinor component. Section 4 presents a modification of the theory of the path integral, which consists in considering the path integral in the spinor coordinate space. The Lagrangian densities for the scalar field and for the electron field, along with their corresponding propagators, are presented. An equation of motion for the electron is proposed that is relativistically invariant, in contrast to the Dirac equation, which lacks this invariance. This novel equation permitted the construction of an actually invariant procedure for the second quantization of the fermion field in spinor coordinate space. Furthermore, it is demonstrated that the field operators are a combination of plane waves in spinor or vector space, with the coefficients of which being pseudospinors or pseudovectors. Each of these pseudovectors or pseudospinors corresponds to one of the particles presented in the theory of electrodynamics. Furthermore, each plane wave possesses an additional coefficient in the form of a creation or annihilation operator. In vector space, these operators commute, whereas in spinor space they anticommutate. The paper presents the spinor and vector representations of the field operators in explicit form, comprising sets of 16 pseudospinors or 4 pseudovectors corresponding to particles represented in electrodynamics. An explicit form of the symmetric traceless tensor with spin two, zero mass and two polarizations is presented, which can serve as a model of the graviton. The results obtained may prompt changes in some aspects of the construction of Feynman diagrams. Among other things, it presents a purely mathematical derivation of Maxwell's inhomogeneous equations without reference to empirical data on the action of electric current, which is usually referred to when deriving equations. Section 4 presents Einstein's inhomogeneous equation, which features the Riemann tensor rather than the Ricci tensor, with the energy-momentum tensor having four indices rather than two.