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arXiv:2302.05477 · Journal of Modern Optics

The paraxial approximation in quantum optics I: henochromatic modes of a scalar field

Christopher Beetle, M. Fernanda Jongewaard de Boer

Published Jul 11, 2025• 1 citation
arXivHTMLPDF

Abstract

This paper examines how best to associate quantum states of a single particle to different modes of a narrowly collimated beam of classical radiation modeled in the paraxial approximation. Our analysis stresses the importance of the relationship between two inner products naturally arising in the problem. These are the inner product used to expand a general beam as a superposition of orthogonal modes in the paraxial approximation, on the one hand, and the canonical inner product on which the statistical interpretation of quantum (field) theory is founded, on the other. While several candidates for the sort of association between beam modes and single-particle quantum states have been proposed in the literature, here we argue that one of them is uniquely well suited to the task. Specifically, the mapping of beam modes to the ‘henochromatic’ quantum states previously introduced by Sudarshan, Simon and Mukunda [Paraxial-wave optics and relativistic front description. I. The scalar theory. Phys Rev A. 1983;28:2921–2932; Paraxial-wave optics and relativistic front description. II. The vector theory. Phys Rev A. 1983;28:2921–2932.] is unique within a large class of similar mappings in that it is unitary in a mathematically precise sense.

DOI
10.1080/09500340.2025.2529513

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This paper examines how best to associate quantum states of a single particle to different modes of a narrowly collimated beam of classical radiation modeled in the paraxial approximation. Our analysis stresses the importance of the relationship between two inner products naturally arising in the problem. These are the inner product used to expand a general beam as a superposition of orthogonal modes in the paraxial approximation, on the one hand, and the canonical inner product on which the statistical interpretation of quantum (field) theory is founded, on the other. While several candidates for the sort of association between beam modes and single-particle quantum states have been proposed in the literature, here we argue that one of them is uniquely well suited to the task. Specifically, the mapping of beam modes to the ‘henochromatic’ quantum states previously introduced by Sudarshan, Simon and Mukunda [Paraxial-wave optics and relativistic front description. I. The scalar theory. Phys Rev A. 1983;28:2921–2932; Paraxial-wave optics and relativistic front description. II. The vector theory. Phys Rev A. 1983;28:2921–2932.] is unique within a large class of similar mappings in that it is unitary in a mathematically precise sense.
A companion paper Beetle and Jongewaard de Boer (The paraxial approximation in quantum optics I: henochromatic modes of a scalar field. J Mod Opt. 2025) has argued that the best way to associate single-particle quantum states of a scalar field to the modes of a narrowly collimated beam of classical radiation modelled in the paraxial approximation uses the ‘henochromatic’ states previously introduced by Sudarshan et al. (Paraxial-wave optics and relativistic front description. II. The vector theory. Phys Rev A. 1983;28:2921–2932. doi: 10.1103/PhysRevA.28.2921, Paraxial-wave optics and relativistic front description. I. The scalar theory. Phys Rev A. 1983;28:2933–2942. doi: 10.1103/PhysRevA.28.2921). This paper extends that result to Maxwell fields, again emphasizing the central role of unitarity in defining the association. The principal new technical element in the present discussion has to do with the intertwining of polarization and spatial degrees of freedom in the resulting single-photon states.
This thesis concerns a general theory of beam propa-gation in optics.Well-known basic ideas are critically reviewed, and the analogy between quantum mechanics and paraxial optics is established through a number of n~w refinements.A parabolic equation for the electrodynamics wave relation is derived using the relativistic front-description of paraxial optics.The •packet-like beam solutions to this equation are shown to be hermite functions of complex argument.1 I The role and applications of canonical transformations in paraxial optics is investigated, attention is focused on some extensions of linear transformations mapping the position and momentum operators "q, '~ to a pair sands of canonically conjugate but not necessarily Hermitian operators.It is shown that for a linear transformation a related space 'jt. of entire functions exists with an inner product over the complex plane, such that the pair s, scan be realized in the Schrbdinger representation.A unitary mapping onto the ordinary Hilbert space of square-integrable functions over :l,t through an integral transform is provided.The well known Fresnel transform is a special case when sands are the harmonic oscillator raising and lowering operators, whose eigen-' functions are the Hermite functions of complex argument.With these functions the use of mathematical distributions in Fourier optics is extended.A generalization of the Cauchy problem is presented, which expresses the field in the plane l = o in terms of the field in any plane \ =~1 > o.The solution is obtained through an extensive use of the Hermite expansion of a distribution.While this expansion is not new, the fact that is not made in the context of the Hilbert space it is.The results obtained establish the applicability of special functions in optics, as well as a precise knowledge of the meaning and accuracy of paraxial wave optics.Applications of the theory to homogeneous and inhomogeneous medium are presented in particular in a selfcontained chapter about relativistic self-focussing in a non-linear medium.This work is primarily concerned with describing 1 1 1 an alternative approach to the study of a pair of canonical operators and it provides new insight over the role of symplectic geometry in quantum mechanics and optics.Chapter I canon i ea 1 tr ans for•ms.Const rue t ion an<1 app l i ea ti ons.< 19) .
With the extension of the work of the preceding paper, the relativistic front form for Maxwell's equations for electromagnetism is developed and shown to be particularly suited to the description of paraxial waves. The generators of the Poincar\'e group in a form applicable directly to the electric and magnetic field vectors are derived. It is shown that the effect of a thin lens on a paraxial electromagnetic wave is given by a six-dimensional transformation matrix, constructed out of certain special generators of the Poincar\'e group. The method of construction guarantees that the free propagation of such waves as well as their transmission through ideal optical systems can be described in terms of the metaplectic group, exactly as found for scalar waves by Bacry and Cadilhac. An alternative formulation in terms of a vector potential is also constructed. It is chosen in a gauge suggested by the front form and by the requirement that the lens transformation matrix act locally in space. Pencils of light with accompanying polarization are defined for statistical states in terms of the two-point correlation function of the vector potential. Their propagation and transmission through lenses are briefly considered in the paraxial limit. This paper extends Fourier optics and completes it by formulating it for the Maxwell field. We stress that the derivations depend explicitly on the "henochromatic" idealization as well as the identification of the ideal lens with a quadratic phase shift and are heuristic to this extent.
The scalar wave equation is analyzed in the relativistic front form, appropriate for paraxial-wave optics. The group-theoretical basis for this treatment is uncovered. The formal similarity of the propagation of paraxial beams through optical systems to the quantum mechanics of particles in two dimensions subject to harmonic impulses, and the role of the metaplectic group of Bacry and Cadilhac, are both traced back to the structure of the Poincar\'e group. Light rays are defined in this context as in statistical-wave optics, and the laws for their free propagation as well as transmission through lenses are derived.
Usual Gaussian beams are particular scalar solutions to the paraxial Helmholtz equation, which neglect the vector nature of light. In order to overcome this inconvenience, Simon et al. (J. Opt. Soc. Am. A 1986, 3, 536–540) found a paraxial solution to Maxwell’s equation in vacuum, which includes polarization in a natural way, though still preserving the spatial Gaussianity of the beams. In this regard, it seems that these solutions, known as Gauss-Maxwell beams, are particularly appropriate and a natural tool in optical problems dealing with Gaussian beams acted or manipulated by polarizers. In this work, inspired in the Bohmian picture of quantum mechanics, a hydrodynamic-type extension of such a formulation is provided and discussed, complementing the notion of electromagnetic field with that of (electromagnetic) flow or streamline. In this regard, the method proposed has the advantage that the rays obtained from it render a bona fide description of the spatial distribution of electromagnetic energy, since they are in compliance with the local space changes undergone by the time-averaged Poynting vector. This feature confers the approach a potential interest in the analysis and description of single-photon experiments, because of the direct connection between these rays and the average flow exhibited by swarms of identical photons (regardless of the particular motion, if any, that these entities might have), at least in the case of Gaussian input beams. In order to illustrate the approach, here it is applied to two common scenarios, namely the diffraction undergone by a single Gauss-Maxwell beam and the interference produced by a coherent superposition of two of such beams.