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Physical Review

Presymmetry

H. Ekstein

Published Jan 25, 1967• 28 citations
Publisher

Abstract

Even in the presence of external fields, space-time symmetry implies nontrivial relations between observables at one time, i.e., kinematical relations. Symmetry operations at one time---translations, rotations, and (for Galilei symmetry) velocity shifts---can be performed on observation-producing and on state-producing instruments, regardless of the existence of an external field. Furthermore, it is possible to give an operational definition of every initial state intrinsically, i.e., regardless of the external field. The precise statement of this empirical fact explains, for example, why a particle in an external field has integral or half-integral eigenvalues of the spin, why a Hamiltonian exists even in the presence of a time-dependent external field, and why (for Galilei symmetry) the canonical commutation relations are still valid, although the full space-time symmetry from which these results can be derived has been destroyed. It is pointed out that the rigorous validity of kinematical relations, in spite of strong breaking of the underlying space-time symmetry, is analogous to the rigorous validity of equal-time current commutation rules, in spite of the breaking of the underlying $U(3)$ symmetry.

DOI
10.1103/physrev.153.1397

Related papers

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•Aug 31, 2026•0 citations
Even in the presence of external fields, space-time symmetry implies nontrivial relations between observables at one time, i.e., kinematical relations. Symmetry operations at one time---translations, rotations, and (for Galilei symmetry) velocity shifts---can be performed on observation-producing and on state-producing instruments, regardless of the existence of an external field. Furthermore, it is possible to give an operational definition of every initial state intrinsically, i.e., regardless of the external field. The precise statement of this empirical fact explains, for example, why a particle in an external field has integral or half-integral eigenvalues of the spin, why a Hamiltonian exists even in the presence of a time-dependent external field, and why (for Galilei symmetry) the canonical commutation relations are still valid, although the full space-time symmetry from which these results can be derived has been destroyed. It is pointed out that the rigorous validity of kinematical relations, in spite of strong breaking of the underlying space-time symmetry, is analogous to the rigorous validity of equal-time current commutation rules, in spite of the breaking of the underlying U(3)U(3)U(3) symmetry.
The association between laboratory procedures and self-adjoint operators (observables), usually implicit and allusive, is made explicit by the introduction of two collections of nonmathematical objects; the observation procedures and the state-preparing procedures. By a process of idealization and extrapolation from empirical facts, these two collections are turned into mathematical sets ("hardware spaces") with the structure of a star algebra O\mathcal{O}O and a convex linear set S\mathcal{S}S, respectively. There is a many-one mapping from O\mathcal{O}O into the space U\mathfrak{U}U of observables (the operators on Hilbert space), and physical laws or solutions of equations of motion are embodied in the mapping $\ensuremath{\Phi}:\mathcal{O}\ensuremath{\rightarrow}\mathfrak{U}$. Certain material motions of observation instruments and state-preparing instruments induce automorphisms of the hardware spaces but in general, not automorphisms of U\mathfrak{U}U. An extension of space-time invariance theory to accelerations [$\mathbf{x}\ensuremath{\rightarrow}\mathbf{x}+\ensuremath{\Sigma}{2}^{\ensuremath{\infty}}{(n!)}^{\ensuremath{-}1}{\mathbf{r}}_{n}{t}^{n}$], to external symmetry-breaking fields, and to subsystems under the influence of other subsystems becomes possible. The main results of this paper are a derivation of Newton's second law and of the gravitational equivalence principle for nonrelativistic quantum mechanics from invariance and causality principles.
In the standard formulation of quantum mechanics, observables are represented by operators in a Hilbert space and states by vectors in it. Quantum field theory too is formulated in terms of field operators. States in field theory include the vacuum state, one particle states, two particle states and so on. One does not measure operators or state vectors, however; measurements involve eigenvalues of operators or transition probabilities between states. It turns out that one can formulate quantum mechanics and field theory without using operators. Indeed, the probability amplitude for a transition from a position q1 at time t1 to a position q2 at time t2 can be expressed as a path integral ∫ dt L(q(t),q˙(t)), (5.1) where q(t) runs over all possible functions satisfying the conditions q(t1) = q1, q(t2) = q2 (5.2) and the integral over q(t) is an integral over all such paths of the exponential evaluated for each path. The measure of integration is not well defined a priori, but it is possible to give prescriptions that make sense. In classical mechanics, positions at two different times determine a path from the second order differential equation of motion, which yields a definite solution if two conditions are imposed. In contrast, quantum mechanics does not allow us to talk about trajectories. The path integral formulation manifestly refers to the myriad paths that may be taken by a particle in going from one point to another. It goes so far as to assign a probability amplitude to each path, and it is related to the classical action corresponding to that path. However, it is complex and it also involves a superposition, characteristic of quantum mechanics.
Solitary-particle quantum mechanics' inherent compatibility with special relativity is implicit in Schroedinger's postulated wave-function rule for the operator quantization of the particle's canonical three-momentum, taken together with his famed time-dependent wave-function equation that analogously treats the operator quantization of its Hamiltonian. The resulting formally four-vector equation system assures proper relativistic covariance for any solitary-particle Hamiltonian operator which, together with its canonical three-momentum operator, is a Lorentz-covariant four-vector operator. This, of course, is always the case for the quantization of the Hamiltonian of a properly relativistic classical theory, so the strong correspondence principle definitely remains valid in the relativistic domain. Klein-Gordon theory impairs this four-vector equation by iterating and contracting it, thereby injecting extraneous negative-energy solutions that are not orthogonal to their positive-energy counterparts of the same momentum, thus destroying the basis of the quantum probability interpretation. Klein-Gordon theory, which thus depends on the square of the Hamiltonian operator, is as well thereby cut adrift from Heisenberg's equations of motion. Dirac theory confuses the space-time symmetry of the four-vector equation system with such symmetry for its time component alone, which it fatuously imposes, thereby breaching the strong correspondence principle for the free particle and imposing the starkly unphysical momentum-independence of velocity. Physically sensible alternatives, with external electromagnetic fields, to the Klein-Gordon and Dirac equations are derived, and the simple, elegant symmetry-based approach to antiparticles is pointed out.
Up to this point, our study of quantum mechanics has concerned itself with the behaviour of particles that inhabit a Galilean spacetime. For many purposes, in atomic, molecular and condensed matter physics, this theory is quite adequate. We saw in earlier chapters, however, that our actual spacetime has a structure which is much closer to that of the Minkowski spacetime of special relativity and that more general structures must be considered when gravitational phenomena are signicant. From a purely theoretical point of view, it is therefore important to formulate quantum theory in a way which is consistent with these more general spacetimes. The benets of constructing a relativistic quantum theory actually go far beyond the aesthetic satisfaction of making our geometrical and quantum-mechanical reasoning compatible. For one thing, we shall discover that the relativistic theory provides a deeper understanding of spin and the distinction between fermions and bosons, which in the non-relativistic theory appear simply as facts of life that we must strive to accommodate. Also, of course, there are many situations in which relativistic eects become observable, for which non-relativistic theory provides no explanation. The most obvious are high-energy scattering experiments, in which particles acquire kinetic energies comparable with or greater than their rest energies mc2, and the correct 4-momentum (3.33) must be used. There are, however, more subtle eects, such as the spin-orbit coupling that is essential for interpreting atomic spectra, which are also of relativistic origin.
Up to this point, our study of quantum mechanics has concerned itself with the behaviour of particles that inhabit a Galilean spacetime. For many purposes, in atomic, molecular and condensed matter physics, this theory is quite adequate. We saw in earlier chapters, however, that our actual spacetime has a structure which is much closer to that of the Minkowski spacetime of special relativity and that more general structures must be considered when gravitational phenomena are significant. From a purely theoretical point of view, it is therefore important to formulate quantum theory in a way which is consistent with these more general spacetimes. The benefits of constructing a relativistic quantum theory actually go far beyond the aesthetic satisfaction of making our geometrical and quantummechanical reasoning compatible. For one thing, we shall discover that the relativistic theory provides a deeper understanding of spin and the distinction between fermions and bosons, which in the non-relativistic theory appear simply as facts of life that we must strive to accommodate. Also, of course, there are many situations in which relativistic effects become observable, for which nonrelativistic theory provides no explanation. The most obvious are high-energy scattering experiments, in which particles acquire kinetic energies comparable with or greater than their rest energies mc2, and the correct 4-momentum (3.34) must be used. There are, however, more subtle effects, such as the spin-orbit coupling that is essential for interpreting atomic spectra, which are also of relativistic origin.
A graph-theoretical framework for quantum mechanics is developed in which observables and symmetry operators are incorporated into a single complete bi-coloured graph. The proposed Symmetry/Observables Quantum Graph (SOQG) treats Hamiltonians, observables, conserved quantities, and unitary symmetry transformations on equal footing as operators acting on a common Hilbert space. The vertices of the graph represent operators, while the colours of the edges are determined by their commutation relations: commuting operators are connected by maroon edges and non-commuting operators by teal edges. The resulting structure constitutes a finite Ramsey graph that provides a combinatorial representation of operator compatibility. The formalism is applied to several representative quantum systems, including a particle in a central potential, a charged particle in a uniform magnetic field, and a particle in a homogeneous external field. In each case, monochromatic cliques identify maximal compatibility sectors containing both observables and symmetry operators, thereby revealing the interplay between conserved quantities and dynamical symmetries. It is further shown that coloured-graph automorphisms generally differ from the physical symmetry group of the underlying quantum system, leading to the notion of second-order graph symmetry. The SOQG is proved to be invariant under simultaneous unitary transformations of all operators and therefore represents intrinsic properties of the operator algebra rather than a particular Hilbert-space representation. The graph-theoretical structure is analysed using Ramsey theory and the Mantel–Turán extremal theorem, which provide rigorous conditions for the appearance of mutually compatible and mutually incompatible operator subsets. The framework is subsequently generalized to parameter-dependent Symmetry/Observables Quantum Graphs (PSOQGs), whose compatibility structure changes as external parameters modify the underlying commutation relations. For magnetic translation operators, the magnetic flux through the elementary translation cell induces a flux-controlled colour-switching transition between commuting and non-commuting compatibility sectors, accompanied by changes in the graph automorphism group. The proposed framework establishes a direct connection between operator theory, symmetry, graph theory, and extremal combinatorics, providing a new structural perspective on quantum systems.