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Scientific and technical journal of information technologies mechanics and optics

Vulnerabilities in the quantum key distribution system induced under a pulsed laser attack

D. D. Ruzhitskaya, Irina V. Zhluktova, Mikhail Petrov, Konstantin Zaitsev, Polina Acheva, N.A. Zunikov, Alexey Shilko, Djeylan Aktas, Friederike Jöhlinger, Daniil Trefilov, Anastasiya Ponosova, V.A. Kamynin, V.V. Makarov

Published Dec 7, 2021• 8 citations
Publisher

Abstract

Quantum communication protocols are considered secure provided that all devices included in the system are fully characterized, and side channels are closed. However, as a result of laser radiation exposure, it is possible to change quantum communication systems components’ characteristics. This leads to vulnerabilities appearing in the quantum key distribution system. In this paper, we consider the effect of pulsed laser radiation on fiber-optic isolators used in quantum communication systems. Isolators protect the source of the system from attacking optical radiation coming from the “eavesdropping” side via the quantum channel. Lowering the isolation factor can bring the entire system out of a secure state. This gives an eavesdropper access to information about the secret key. The scenario of the most probable attack to the source of the quantum key distribution system via a pulsed laser was simulated. The experimental setup provided exposure of fiber isolators with pulsed laser radiation at a wavelength of 1064 nm (within the transparency window of the isolators) with a mean power up to 840 mW in four different pulse generation modes. The isolation factor and throughput of tested samples were monitored using a laser diode with a wavelength of 1550 nm and average power of 10.5 mW. Spectrally selective splitters were used to separate the lasers. It is shown that the isolation factor (isolator attenuation in the direction from the quantum channel to the system) at a wavelength of 1550 nm decreases from the initial value of 59.1 dB to 24.5 dB. The throughput (in the direction from the system to the quantum channel) at the same wavelength decreases from 0.6 dB to 1.2–12.3 dB or remains the same, depending on the acting pulsed laser radiation parameters. Temperature monitoring showed that the temperature of the isolator body changes insignificantly when exposed to pulsed radiation. The obtained effects of changing the isolation coefficient and throughput can be explained by the presence of nonlinear effects in the magneto-optical crystal of the isolator. The results of the work can be applicable in the practical evaluation of quantum communication systems security, in particular, the security evaluation of quantum key distribution systems. The results can be used to prepare the standards for certification procedures for assessing the security of quantum communication systems. The work gives recommendations for enhancing signal source unit security in quantum communication systems. Namely, as countermeasures to protect against the effects of pulsed laser radiation, it is proposed to set optical fuses with a limited threshold power, detectors for monitoring input optical radiation power, and narrow-band optical filters at the entrance of the quantum communication system.

DOI
10.17586/2226-1494-2021-21-6-837-847

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Quantum communication protocols are considered secure provided that all devices included in the system are fully characterized, and side channels are closed. However, as a result of laser radiation exposure, it is possible to change quantum communication systems components’ characteristics. This leads to vulnerabilities appearing in the quantum key distribution system. In this paper, we consider the effect of pulsed laser radiation on fiber-optic isolators used in quantum communication systems. Isolators protect the source of the system from attacking optical radiation coming from the “eavesdropping” side via the quantum channel. Lowering the isolation factor can bring the entire system out of a secure state. This gives an eavesdropper access to information about the secret key. The scenario of the most probable attack to the source of the quantum key distribution system via a pulsed laser was simulated. The experimental setup provided exposure of fiber isolators with pulsed laser radiation at a wavelength of 1064 nm (within the transparency window of the isolators) with a mean power up to 840 mW in four different pulse generation modes. The isolation factor and throughput of tested samples were monitored using a laser diode with a wavelength of 1550 nm and average power of 10.5 mW. Spectrally selective splitters were used to separate the lasers. It is shown that the isolation factor (isolator attenuation in the direction from the quantum channel to the system) at a wavelength of 1550 nm decreases from the initial value of 59.1 dB to 24.5 dB. The throughput (in the direction from the system to the quantum channel) at the same wavelength decreases from 0.6 dB to 1.2–12.3 dB or remains the same, depending on the acting pulsed laser radiation parameters. Temperature monitoring showed that the temperature of the isolator body changes insignificantly when exposed to pulsed radiation. The obtained effects of changing the isolation coefficient and throughput can be explained by the presence of nonlinear effects in the magneto-optical crystal of the isolator. The results of the work can be applicable in the practical evaluation of quantum communication systems security, in particular, the security evaluation of quantum key distribution systems. The results can be used to prepare the standards for certification procedures for assessing the security of quantum communication systems. The work gives recommendations for enhancing signal source unit security in quantum communication systems. Namely, as countermeasures to protect against the effects of pulsed laser radiation, it is proposed to set optical fuses with a limited threshold power, detectors for monitoring input optical radiation power, and narrow-band optical filters at the entrance of the quantum communication system.
Quantum key distribution systems offer cryptographic security, provided that all their components are thoroughly characterized. However, certain components might be vulnerable to laser-damage attacks, particularly when subjected to untested laser parameters. Here, we show that exposing 1550-nm fiber-optic isolators to 1061-nm sub-nanosecond pulsed illumination with 1.16 W average power permanently degrades their isolation performance at 1550 nm, while their forward transparency is less affected. One experimental sample was exposed to 17 mW average power picosecond attacking pulses that temporarily reduced its isolation below the specified guaranteed minimum value. This indicates a potential security threat under these attacking laser regimes that need to be addressed by improving security analysis for various light-injection attacks.
The security of quantum key distribution (QKD) systems relies on the physical integrity of their components. While laser-damage attacks (LDAs) using high-power continuous-wave (cw) lasers have been well studied, the threat posed by pulsed lasers at alternative wavelengths remains underestimated. Here, we experimentally investigated the stability of four types of fiber-optic attenuators under exposure to sub-picosecond pulses at 1061 nm with average power reaching 1 W. Mechanical variable attenuators with blocking elements and fixed air-gap attenuators show resistance to this attack. MEMS-based variable attenuators exhibit increased attenuation or irreversible damage that causes a permanent reduction in attenuation of approximately 3.8 dB. For fixed attenuators with an absorption element, we demonstrate that initial pulsed irradiation significantly lowers the optical damage threshold of the components compared to direct cw attacks. The attenuation reduction achieved is up to 7 dB at a 1 W cw laser at 1550 nm. These results highlight the possibility of establishing a hidden side-channel for eavesdropping attacks and underscore the insufficiency of existing countermeasures against sophisticated LDA scenarios.
We report a new type of vulnerability based on a physical principle that has not been previously exploited in quantum hacking—optical pumping of a laser in practical implementations of quantum key distribution (QKD) systems. We show that it is possible to increase the pulse energy of a source laser diode not only by injection-locking it with external light near its emission wavelength of 1550 nm, but also by optically pumping it at a much shorter wavelength. We experimentally demonstrate a 10% increase in pulse energy when exposing the laser diode to continuous-wave (cw) laser light at 1310 nm with a power of 1.6 mW via its fiber pigtail. This effect may allow an eavesdropper to steal the secret key. A possible countermeasure is to install broadband optical filters and isolators at the source output and to characterize them during security certification.
The optical beam splitter is an essential device used for decoding in quantum key distribution. The impact of optical beam splitters on the security of quantum key distribution was studied, and it was found that the realistic device characteristics closely influence the error rate introduced by the wavelength-dependent attack on optical beam splitters. A countermeasure, combining device selection and error rate over-threshold alarms, is proposed to protect against such attacks. Beam splitters made of mirror coatings are recommended, and the variation of splitting ratio should be restricted to lower than 1 dB at 1260–1700 nm. For the partial attack scenario where the eavesdropper attacks only a portion of the quantum signal, a modified secure key rate formula is proposed to eliminate the revealed information of the attacked portion. Numerical results show that the QKD system adopting this countermeasure exhibits good performance with a secure key rate of over 10 kbps at 100 km and a maximum transmission distance of over 150 km, with only a small difference from the no-attack scenario. Additionally, a countermeasure to monitor the light intensity of different wavelengths is proposed to protect against the wavelength-dependent attack on optical beam splitters.
In the transmitter of a quantum key distribution (QKD) system, a wavelength-division multiplexer (WDM) is typically used to combine quantum and synchronization signals and is directly connected to the quantum channel. As a result, it becomes the first optical component exposed to laser-injection attacks. Therefore, understanding the behavior of WDMs under such attacks is essential for assessing the practical security of QKD systems. In this work, we systematically investigate the characteristics of WDMs under high-power laser illumination. Our experimental results show that certain WDM samples exhibit pronounced changes in their spectral features once the injected laser power surpasses a specific threshold. Taking the Trojan-horse attack as an illustrative example, we further perform a theoretical analysis of the resulting spectral side channel and show that it can reduce the maximum secure transmission distance to below 66.9%66.9\%66.9% of its original value. By combining experimental observations with theoretical modeling, this study advances the understanding of the influence of WDMs on the practical security of QKD systems.
Quantum key distribution (QKD) systems provide quantum-safe key exchange. Therefore, complete security analysis of implementations of QKD protocols is in the focus of interest of a worldwide information-security community. For today, a number of QKD loopholes are closed by countermeasures, which are also considered in emerging QKD security evaluation and certification [1]–[3]. However, new threats to practical QKD implementations are still found, such as the laser-damage attack, which is a powerful hacking strategy. In investigations, CW laser radiation is most often used, but in contrast to it, the interaction of pulsed laser radiation with optical materials may lead to a wide range of effects, like nonlinear effects, dielectric breakdown, etc.