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Physical Layer Security Analysis of Hybrid MIMO Technology

Joel Poncha Lemayian, Jehad M. Hamamreh

Published Aug 23, 2021• 3 citations
Publisher

Abstract

MIMO is a key enabling technology in the currently emerging 5G systems and future 6G-plus paradigms, such as heterogeneous networks, millimeter-wave networks, vehicular sensor networks, among others. The highly desired properties of MIMO such as its ability to supporting high data rates, improving energy and spectral efficiency, as well as overcoming the effects of shadowing and fading have made it increasingly attractive to the wireless communications industry. Nevertheless, a practical secure MIMO model with the required security levels to guarantee user information protection has still not been realized by the industry. In this work, we analyze and quantify the security performance of hybrid MIMO, which was originally proposed by the preceding work titled “Hybrid MIMO: A New Transmission Method For Simultaneously Achieving Spatial Multiplexing and Diversity Gains in MIMO Systems”. In the proposed method, special signal interference-canceling matrices, which are calculated based on the channel’s variations and randomness between the user and receiver, are superimposed with user data at the physical layer level before being transmitted to the receiver. The conducted performance analysis in this study indicates that the signal interference-canceling matrices provide absolute security (zero information leakage) against both internal and external eavesdroppers. Moreover, the new MIMO technique eliminates the need for any processing at the receiver, where users directly receive their intended signals, consequently lowering complexity and power consumption at the receiver. These are highly desirable properties for the future internet of things (IoT) devices as well as 6G and beyond technologies.

DOI
10.46470/03d8ffbd.bd54c70c

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MIMO is a key enabling technology in the currently emerging 5G systems and future 6G-plus paradigms, such as heterogeneous networks, millimeter-wave networks, vehicular sensor networks, among others. The highly desired properties of MIMO such as its ability to supporting high data rates, improving energy and spectral efficiency, as well as overcoming the effects of shadowing and fading have made it increasingly attractive to the wireless communications industry. Nevertheless, a practical secure MIMO model with the required security levels to guarantee user information protection has still not been realized by the industry. In this work, we analyze and quantify the security performance of hybrid MIMO, which was originally proposed by the preceding work titled “Hybrid MIMO: A New Transmission Method For Simultaneously Achieving Spatial Multiplexing and Diversity Gains in MIMO Systems”. In the proposed method, special signal interference-canceling matrices, which are calculated based on the channel’s variations and randomness between the user and receiver, are superimposed with user data at the physical layer level before being transmitted to the receiver. The conducted performance analysis in this study indicates that the signal interference-canceling matrices provide absolute security (zero information leakage) against both internal and external eavesdroppers. Moreover, the new MIMO technique eliminates the need for any processing at the receiver, where users directly receive their intended signals, consequently lowering complexity and power consumption at the receiver. These are highly desirable properties for the future internet of things (IoT) devices as well as 6G and beyond technologies.
The use of multiple antennas at both the transmitter and receiver aims to improve performance or to increase symbol rate of systems, but it usually requires higher implementation complexity. Multiple Input Multiple Output (MIMO) architectures can be used for combined transmit and receive diversity, for the parallel transmission of data or spatial multiplexing. When used for spatial multiplexing, MIMO technology promises high bit rates in a narrow bandwidth. Therefore, it is of high significance to spectrum users. In this case, MIMO system considers the transmission of different signals from each transmit element so that the receiving antenna array receives a superposition of all transmitted signals. Mobile communication systems must support multiple users achieving at the same time privacy of users contents. Security common solutions are based on encrypted algorithms from higher layers, such as private and public encrypted keys. Other possibility is to implement physical layer security schemes. One advantage of physical layer security relies on their ability to be combined with other security schemes from higher layers. Due to the broadcast nature of MIMO systems, security is a critical issue. However, the constellation shaping on the desired direction introduced by a new proposed transmitter means that we have directivity at the transmitted constellation that can be employed to assure security at physical layer. Privacy is achieved since each user must know the set of coefficients associated to each BPSK component as well as the array configuration; otherwise receives useless data. Therefore, the inherent security lies on the constellation directivity, i.e., the direction in which the constellation is optimized, which can be improved by changes on coefficients’ phases or using constellations that are decomposed with a higher number of BPSK components. The several cases analyzed in this speech show effectiveness of the proposed approach to implement a security scheme at physical layer level.
Physical layer security (PLS) has grown in popularity as it guarantees secure and reliable communication between wireless devices without restricting the ability of data analysts to eavesdrop. PLS benefits from the randomization property of the wireless channel, which improves immunity and protects against many dangers of information breaches from eavesdroppers. MIMO and Massive MIMO, which use numerous antennas at the transmitter and receiver ends, are fundamental technologies for improving efficiency in 5G and future network systems. The PLS still requires a significant amount of work before it can be employed in practical systems. The interception of eavesdroppers can be made difficult by adding artificial noise. This paper focuses on the physical layer security considering maximal ratio combining, and artificial noise with beamforming techniques to further enhance the secrecy rate. The proposed work demonstrates that the use of transmitter beamforming with artificial noise can significantly improve the degree of confidentiality of information being transmitted between a transmitter and an intended receiver while making it more difficult for eavesdroppers to intercept. The simulation results in terms of bit error rate show that the proposed method has a significant impact on the error rate performance of the eavesdropper.
Massive Multiple-Input Multiple-Output (MIMO) has become a crucial enabling technology for 5G and beyond, providing previously unheard-of increases in energy and spectrum efficiency. It is still difficult to guarantee secure communication in these systems, particularly when it comes to passive eavesdroppers whose base station is unaware of their channel state information. By taking advantage of the inherent randomness of wireless channels, Physical Layer Security (PLS) offers a promising paradigm; however, its efficacy in massive MIMO is heavily reliant on resource allocation and transmission strategies. In this work, the performance of secure transmission schemes, such as Maximum Ratio Transmission (MRT), Zero-Forcing (ZF), and Artificial Noise (AN)-aided beamforming, is examined when passive eavesdroppers are present. This work will use extensive Monte Carlo simulations to assess important performance metrics such as energy efficiency, secrecy outage probability, and secrecy sum rate under different system parameters (e.g., number of antennas, Signal-to-Noise Ratio (SNR), power allocation). The results aim to provide comparative insight into the strengths and limitations of different PLS strategies and to highlight open research directions to design scalable, energy-efficient, and robust secure transmission techniques in future 6G networks.
Traditional approaches for providing confidentiality of wirelessly transmitted signals are often based on cryptographic techniques. While these techniques ensure that messages are encrypted and secured against eavesdropping, they are not sufficient to protect important transmission attributes at the physical (PHY) layer. Specifically, several elds in the headers of PHY and medium access control (MAC) frames are typically sent unencrypted to maintain proper protocol functionality (e.g., sender/receiver identification). As a result, they leak side-channel information (SCI), including payload size, frequency and phase oset, modulation and coding scheme, identities of communication nodes, frame type, transmission rate, etc. These SCI can be exploited by an adversary to launch various passive (eavesdropping) and active (jamming) attacks. To complement cryptographic techniques used at upper layers and prevent the leakage of SCI at the PHY/MAC layers, PHY-layer security techniques have been introduced. These techniques exploit the characteristics of the wireless channel along with multiple-input multiple-output (MIMO) technologies, in which multiple transmitting and receiving antennas are utilized to prevent information leakage to eavesdroppers and/or avoid jamming attacks. In particular, if the signal-to-interference-plus-noise ratio (SINR) at an adversary is lower than the one at a legitimate receiver, secure communication can be achieved through the so-called wiretap coding. MIMO systems enable the transmitter and/or the receiver to generate artificial noise, called friendly jamming (FJ), so as to reduce the SINR at the adversary without impacting the SINR at the legitimate receiver. In this dissertation, we focus on exploring the security threats to next-generation wireless systems. We develop MIMO-based PHY-layer security methods to achieve reliable and secret communications in these systems. First, we consider a broadcast channel, in which a multi-antenna transmitter (Alice) sends K confidential information signals to K legitimate receivers (Bobs) in the presence of L eavesdropping devices (Eves). Alice uses MIMO precoding to generate the information signals along with her own Tx-based friendly jamming (TxFJ). Interference at each Bob is removed via a technique called MIMO zero-forcing. This TxFJ, however, leaves an eavesdropping \vulnerability region" in the proximity of each Bob, which can be exploited by a nearby Eve. Specically, because of the high correlation in the channel state information (CSI) at a Bob and nearby Eves, the TxFJ becomes less effective in preventing eavesdropping at these Eves. We address this problem by augmenting TxFJ with receiver-based friendly jamming (RxFJ), generated by each Bob. Specifically, we allow each Bob to use self-interference suppression (SIS) techniques to transmit a friendly jamming signal while simultaneously receiving an information signal over the same channel. These SIS techniques exploit circulators to attenuate the self-interference power of RxFJ at Bobs and utilize analog/digital cancellation methods to clean out any remaining residual self-interference. Considering the resulting broadcast channel, we rst study a two-user scenario and develop a secrecy encoding scheme for constructing the signals intended to two Bobs. We characterize the corresponding achievable secrecy sum-rate and formulate an optimization problem to maximize this metric. We then extend our approach to K-user scenarios and study a power minimization problem. Particularly, in our analysis we minimize the powers allocated to information and friendly jamming signals (both TxFJ and RxFJ) while guaranteeing individual secrecy rates for various Bobs. The problem is solved for the cases when the eavesdropper's CSI (ECSI) is known or unknown (but with a known distribution). Simulations show the effectiveness of the proposed solutions. Furthermore, we discuss how to schedule transmissions when the rate requirements need to be satised on average rather than instantaneously. In low and high power regime, a scheduling algorithm that serves only the strongest receivers is shown to outperform the one that schedules all receivers. Next, we consider a single-cell massive MIMO system in which a base station (BS) with a large number of antennas transmits simultaneously to several single antenna users. The BS acquires the CSI for various receivers using uplink pilot transmissions. We demonstrate the vulnerability of the CSI estimation process to a pilot-contamination (PC) attack that aims at minimizing the sum-rate of downlink transmissions by contaminating uplink pilots. We rst study PC attacks for two downlink power allocation strategies under the assumption that the attacker knows the locations of the BS and its users. Later on, we relax this assumption and consider the case when such knowledge is probabilistic. The formulated problems are solved using stochastic optimization, Lagrangian minimization, and game-theoretic methods. A closed-form solution for a special case of the problem is obtained. Furthermore, we analyze the \achievable individual secrecy rates" under PC attacks, and provide an upper-bound on these rates. We also study this scenario without a priori knowledge of user locations at the attacker by introducing chance constraints. Another attack model is considered, where the attacker generates jamming signals in both the CSI estimation and data transmission phases by exploiting inband full-duplex techniques. Our results indicate that such attacks can degrade the throughput of a massive MIMO system by more than 50%, and reduce fairness among users significantly.
The use of physical layer methods for improving the security of wireless links has recently become the focus of a considerable research effort. Such methods can be used in combination with cryptography to enhance the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers, or they can be used to enable secrecy in the absence of shared secret keys through the use of coding strategies, jamming or beamforming. Indeed, one of the driving forces behind the recent emergence of physical layer techniques for security is the push toward adding extra degrees of freedom in the form of multiple antennas at the transmitter and receiver of the link. Multiple-input multiple-output (MIMO) wireless systems have been extensively studied during the past two decades, and their potential gains in throughput, diversity, and range have been well quantified. MIMO approaches are now an integral part of the WiFi and 4G standards in use today. It is not surprising that MIMO architectures are useful in improving wireless security as well, since they can provide focused transmit selectivity of both information and noise toward desired and undesired receivers. In this chapter, we discuss a number of different ways that physical layer security can be achieved in wireless networks with MIMO links. We will focus primarily on signal processing related issues (e.g., beamforming, power control, resource allocation) that enable reliable reception at intended recipients and minimize data leakage to eavesdroppers, and we will consider a variety of different MIMO settings including point-to-point, broadcast, interference, and multi-hop networks. We cannot offer an exhaustive survey of such methods in just a single chapter; instead, we present a few representative approaches that illustrate ✐ ✐ — — ✐ ✐ ✐ ✐ ✐ ✐ Physical Layer Security in Wireless the gains that multiple antennas provide. Additional and more complete treatments of the physical layer security problem can be found in [1-4] as well as other chapters in this book.
The open nature of radio propagation enables ubiquitous wireless communication. This allows for seamless data transmission. However, unauthorized users may pose a threat to the security of the data being transmitted to authorized users. This gives rise to network vulnerabilities such as hacking, eavesdropping, and jamming of the transmitted information. Physical layer security (PLS) has been identified as one of the promising security approaches to safeguard the transmission from eavesdroppers in a wireless network. It is an alternative to the computationally demanding and complex cryptographic algorithms and techniques. PLS has continually received exponential research interest owing to the possibility of exploiting the characteristics of the wireless channel. One of the main characteristics includes the random nature of the transmission channel. The aforesaid nature makes it possible for confidential and authentic signal transmission between the sender and the receiver in the physical layer. We start by introducing the basic theories of PLS, including the wiretap channel, information-theoretic security, and a brief discussion of the cryptography security technique. Furthermore, an overview of multiple-input multiple-output (MIMO) communication is provided. The main focus of our review is based on the existing key-less PLS optimization techniques, their limitations, and challenges. The paper also looks into the promising key research areas in addressing these shortfalls. Lastly, a comprehensive overview of some of the recent PLS research in 5G and 6G technologies of wireless communication networks is provided.