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IEEE International Conference on Communications workshops

Resource Allocation for Secure Rate-Splitting Multiple Access with Adaptive Beamforming

Tenghao Cai, Jia Zhang, Shihao Yan, Lili Meng, Jiande Sun, Naofal Al‐Dhahir

Published Jun 1, 2021• 16 citations
Publisher

Abstract

Rate splitting multiple access (RSMA) is promising to achieve high spectral efficiency with a higher flexibility relative to non-orthogonal multiple access (NOMA) and orthogonal multiple access (OMA). In this paper, a novel RSMA-based secure transmission scheme with artificial noise (AN) and an adaptive beamforming is developed with the aim of maximizing the secrecy sum rate (SSR) of the considered system subject to specific constraints. The joint optimization of the power allocation between useful messages and AN signals, rate splitting between the two legitimate receivers, and the two mastering parameters of the beamforming design is tackled. To solve such a non-convex problem, we first analytically reveal some properties of the solution and then focus on an asymptotic scenario with a sufficiently large number of transmit antennas to derive closed-form expressions for the optimal power allocation coefficients. This enables us to develop an efficient method to identify the optimal rate splitting and beamforming parameters. Our examinations demonstrate that the proposed RSMA-based scheme outperforms two benchmark schemes in terms of achieving a higher SSR and the achievable performance gain is exceptional when the number of transmit antennas is small.

DOI
10.1109/iccworkshops50388.2021.9473880

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Rate splitting multiple access (RSMA) is promising to achieve high spectral efficiency with a higher flexibility relative to non-orthogonal multiple access (NOMA) and orthogonal multiple access (OMA). In this paper, a novel RSMA-based secure transmission scheme with artificial noise (AN) and an adaptive beamforming is developed with the aim of maximizing the secrecy sum rate (SSR) of the considered system subject to specific constraints. The joint optimization of the power allocation between useful messages and AN signals, rate splitting between the two legitimate receivers, and the two mastering parameters of the beamforming design is tackled. To solve such a non-convex problem, we first analytically reveal some properties of the solution and then focus on an asymptotic scenario with a sufficiently large number of transmit antennas to derive closed-form expressions for the optimal power allocation coefficients. This enables us to develop an efficient method to identify the optimal rate splitting and beamforming parameters. Our examinations demonstrate that the proposed RSMA-based scheme outperforms two benchmark schemes in terms of achieving a higher SSR and the achievable performance gain is exceptional when the number of transmit antennas is small.
In this paper, we propose a novel beamforming design to enhance physical layer security of a non-orthogonal multiple access (NOMA) system with the aid of artificial noise (AN). The proposed design uses two factors to balance the useful signal strength and interference at the strong and weak users, which is a generalized version of the existing beamforming designs in the context of physical layer security for NOMA. We determine the optimal power allocation among useful signals and AN together with the two optimal factors in order to maximize the secrecy sum rate (SSR). Our asymptotic analysis in the high signal-to-noise ratio regime provides an efficient and near-optimal solution to optimize the beamforming scalars and power allocation coefficients. Our analysis indicates that it is not optimal to form a beam toward either the strong user or the weak user in NOMA systems for security enhancement. In addition, the asymptotically optimal power allocation informs that, as the transmit power increases, more power should be allocated to the weak user or AN signals, while the power allocated to the strong user keeps constant. Our examination shows that the proposed novel beamforming design can significantly outperform two benchmark schemes.
In this paper, we study the robust and fair transmission design for a rate splitting multiple access (RSMA)-based multi-user multiple-input single-output (MU-MISO) probabilistic secrecy communication system, where the statistic distribution of estimation errors of eavesdropping channels is available at the transmitter. Our robust resource allocation design aims to maximize the minimum achievable outage constrained (OC) secrecy rate among multiple single-antenna legitimated users (LUs) via optimizing the beamforming vectors and the artificial noise (AN) matrix at the transmitter. To this end, the algorithm design is formulated as a non-convex probabilistic optimization problem which takes into account the maximum transmit power budget. To address the intractability of the optimization problem, the successive convex approximation (SCA) technique and the alternating optimization (AO) approach are exploited to design a suboptimal iterative algorithm for obtaining a locally optimal solution of the considered problem. Simulation results demonstrate that the minimum achievable OC secrecy rate performance of our proposed RSMA-based probabilistic secure transmission system outperforms that of several baseline schemes.
In this paper, the application of Non-Orthogonal Multiple Access (NOMA) is investigated in a multiple-input single-output network consisting of multiple legitimate users and a potential eavesdropper. To support secure transmissions from legitimate users, two NOMA Secrecy Sum Rate Transmit BeamForming (NOMA-SSR-TBF) schemes are proposed to maximise the SSR of a Base Station (BS) with sufficient and insufficient transmit power. For BS with sufficient transmit power, an artificial jamming beamforming design scheme is proposed to disrupt the potential eavesdropping without impacting the legitimate transmissions. In addition, for BS with insufficient transmit power, a modified successive interference cancellation decoding sequence is used to reduce the impact of artificial jamming on legitimate transmissions. More specifically, iterative algorithm for the successive convex approximation are provided to jointly optimise the vectors of transmit beamforming and artificial jamming. Experimental results demonstrate that the proposed NOMA-SSR-TBF schemes outperforms the existing works, such as the maximized artificial jamming power scheme, the maximized artificial jamming power scheme with artificial jamming beamforming design and maximized secrecy sum rate scheme without artificial jamming beamforming design.
This letter exploits secure beamforming for achieving security-reliability tradeoff in rate splitting multiple access (RSMA)-based communications against eavesdropper collusion. Considering user fairness, we maximize the minimum secrecy rate (MSR) among all legitimate users subject to the quality of service (QoS) constraints and transmit power constraint. A feasibility check problem is first presented to avoid infeasible cases. Then, a successive convex approximation-based algorithm is proposed to iteratively optimize the beamforming design. Numerical results show that the proposed RSMA-based design outperforms the baseline design in terms of MSR within certain QoS requirement ranges to trade security for reliability by balancing the power allocated to the common stream and private streams. And the performance advantage enlarges as the number of collusive eavesdroppers increases.
Non-orthogonal multiple access (NOMA) has been recognized as a promising technique for providing high data rates in 5G systems. This letter is to study physical layer security in a single-input single-output (SISO) NOMA system consisting of a transmitter, multiple legitimate users and an eavesdropper. The aim of this letter is to maximize the secrecy sum rate (SSR) of the NOMA system subject to the users' quality of service (QoS) requirements. We firstly identify the feasible region of the transmit power for satisfying all users' QoS requirements. Then we derive the closed-form expression of an optimal power allocation policy that maximizes the SSR. Numerical results are provided to show a significant SSR improvement by NOMA compared with conventional orthogonal multiple access (OMA).
Cooperative rate-splitting multiple access (RSMA) has emerged as a promising solution for increasing spectral efficiency over conventional RSMA. On the other hand, the presence of eavesdroppers seriously compromises secure communication due to the open nature of the wireless channel. In this paper, we study the physical-layer security (PLS) of a two-user downlink cooperative RSMA network in the presence of an eavesdropper. The cooperative jamming and relaying scheme is proposed to enhance diversity and security, where the near user opportunistically generates an artificial noise (AN) and forwards its decoded common message in two transmission phases. Our goal is to maximize the worst-case secrecy rate (SR) of both users by jointly optimizing beamforming vectors and resource allocation. To address the challenges posed by the non-convexity of the optimization problem, we propose a sequential parametric convex approximation (SPCA)-based iterative algorithm, which involves approximating the non-convex objective and constraints with a sequence of convex functions. The effectiveness of the proposed scheme is verified through the simulation results.