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Finite-length and asymptotic analysis and design of LDPC codes for binary erasure and fading channels.

Kaiann Fu

Published Jan 1, 2007• 1 citation
OpenAlex

Abstract

Low-density parity-check (LDPC) codes in conjunction with iterative decoding based on message-passing algorithms have been shown to achieve excellent performance over a variety of communication channels. In this dissertation, we investigate LDPC codes under two scenarios which present different challenges for providing robust communications. First, LDPC codes are analyzed and designed for time-selective, frequency-nonselective complex-fading channels where both the amplitude and the phase of the transmitted signal are altered by the channel. To combat the fading, we use a pilot symbol-assisted scheme where known pilot symbols are added to the LDPC code and used to help estimate the channel at the receiver. Using asymptotic, infinite-length analysis, we investigate several iterative, message-passing, joint-estimation-and-decoding strategies; optimal energy distribution between pilot and data symbols; and LDPC code design. Several interesting results are obtained regarding unification of analysis and code design. Next, we address the issue of achieving very low error rates with practical, finite-length LDPC codes for binary erasure channels. Finite-length LDPC codes suffer from error floors which limit the achievable error rate, and this error-floor performance is determined by stopping sets. Asymptotic analysis of weight and stopping-set enumerators, for codewords and stopping sets which grow linearly with codelength, has aided in designing codes with lower error floors but does not reflect the behavior of sublinearly-sized stopping sets, which can dominate the iterative-decoding, error-floor performance. Thus, we provide a perspective on protograph-based and standard LDPC ensemble enumerators, based on analysis of stopping sets with sublinear growth, which brings new insight into sublinear stopping-set behavior, advantages of protograph structure, and effects of precoding. We show for stopping sets that grow at most logarithmically with codelength, the enumerators follow a polynomial relationship with codelength, unlike the exponential relationship for linearly-growing stopping sets, and this polynomial relationship can be approximately captured by a single parameter. Further, we begin to address the question, Given finite stopping-set sizes and finite codelengths, do the stopping sets follow the behavior predicted by linear or sublinear analysis?

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Stopping-Set Enumerator Approximations for Finite-Length Protograph LDPC Codes

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Asymptotic analysis of low-density parity-check (LDPC) code weight and stopping-set enumerators, for codewords and stopping sets which grow linearly with codelength, has aided in designing codes with linear minimum distance and low error floors. However, the analysis cannot capture the behavior of codewords and stopping sets that grow sublinearly with codelength. Thus, it is unclear how well the analysis describes behavior for finite codelengths, particularly for short codes. In this paper, we provide another perspective on protograph-based and standard LDPC ensemble enumerators, based on analysis of stopping sets with sublinear growth, which brings new insight into sublinear stopping-set behavior, protograph structure, and preceding. Using approximations to the stopping-set enumerators, we show that for stopping sets that grow at most logarithmically with codelength, the enumerators follow a polynomial relationship with codelength, unlike the exponential relationship for linearly- growing stopping sets. Further, we analyze for what stopping-set sizes and codelengths the approximations apply.

IEEE International Symposium on Information Theory (ISIT)•Jun 1, 2007•11 citations

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Among the recent advances in the area of low-density parity-check (LDPC) codes, protograph-based LDPC codes have the advantages of a simple design procedure and highly structured encoders and decoders. These advantages can also be exploited in the design of protograph-based generalized LDPC (G-LDPC) codes. In this dissertation we provide analytical tools which aid the design of protograph-based LDPC and G-LDPC codes. Specifically, we propose a method for computing the codeword-weight enumerators for finite-length protograph-based G-LDPC code ensembles, and then we consider the asymptotic case when the block-length goes to infinity. These results help the designer identify good ensembles of protograph-based G-LDPC codes in the minimum distance sense (i.e., ensembles which have minimum distances grow linearly with code length). Furthermore, good code ensembles can be characterized by good stopping set, trapping set, or pseudocodeword properties, which assist in the design of G-LDPC codes with low floors. We leverage our method for computing codeword-weight enumerators to compute stopping-set, and pseudocodeword enumerators for the finite-length and the asymptotic ensembles of protograph-based G-LDPC codes. Moreover, we introduce a method for computing trapping set enumerators for finite-length (and asymptotic) protograph-based LDPC code ensembles. Trapping set enumerators for G-LDPC codes represents a more complex problem which we do not consider here. Inspired by our method for computing trapping set enumerators for protograph-based LDPC code ensembles, we developed an algorithm for estimating the trapping set enumerators for a specific LDPC code given its parity-check matrix. We used this algorithm to enumerate trapping sets for several LDPC codes from communication standards. Finally, we study coded-modulation schemes with LDPC codes and pulse position modulation (LDPC-PPM) over the free-space optical channel. We present three different decoding schemes and compare their performances. In addition, we developed a new density evolution tool for use in the design of LDPC codes with good performances over this channel.

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Assuming iterative decoding for binary erasure channels (BECs), a novel tree-based technique for upper bounding the bit error rates (BERs) of arbitrary, finite low-density parity-check (LDPC) codes is provided and the resulting bound can be evaluated for all operating erasure probabilities, including both the waterfall and the error floor regions. This upper bound can also be viewed as a narrowing search of stopping sets, which is an approach different from the stopping set enumeration used for lower bounding the error floor. When combined with optimal leaf-finding modules, this upper bound is guaranteed to be tight in terms of the asymptotic order. The Boolean framework proposed herein further admits a composite search for even tighter results. For comparison, a refinement of the algorithm is capable of exhausting all stopping sets of size les 13 for irregular LDPC codes of length n ap 500, which requires (13500) ap 1.67 times 1025trials if a brute force approach is taken. These experiments indicate that this upper bound can be used both as an analytical tool and as a deterministic worst-performance (error floor) guarantee, the latter of which is crucial to optimizing LDPC codes for extremely low BER applications, e.g., optical/satellite communications

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Since their rediscovery in the late 1990s, low-density parity-check (LDPC) codes have rapidly become one the most important classes of error correcting codes. LDPC codes have a graphical description and are generally decoded iteratively. The graph of an iteratively decoded code's error rate performance versus the channel quality is typically divided into two regions. The error floor region appears at higher channel quality and is characterized by a more gradual decrease in error rate as channel quality improves. For iterative decoders the error floor is apparently determined by small structures within the code that are specific to the selected graphical description of the code and subtle details of the decoding algorithm. This thesis addresses several issues of LDPC error floors in the additive white Gaussian noise channel. First, we find the source of several well publicized error floors to be numerical issues within the message-passing decoder. We propose numerical improvements to several decoding formulations which substantially lower error floors. Next, we examine and refine error-floor prediction models. A time-variant linear state-space model is presented and analyzed. Graph theory is applied to analyze the small error-prone structures within the code. While we find our techniques encounter considerable problems in determining the error floors for iterative decoders with unrestricted dynamic range, their predictions are quite accurate when significant range restrictions are present. The final issue of LDPC error floors which we address relates to the minimum distance of quasi-cyclic (QC) LDPC codes. We derive improved minimum distance upper bounds for codes which are punctured and codes which contain a significant number of zeros in their protomatrices. These bound are then applied to a family of protograph-based LDPC codes standardized for use in deep-space communications. In the case of the rate-1/2 code, our upper bounds demonstrate that the previously promulgated ensemble lower bounds do not apply to QC constructions at block lengths beyond 4400 bits. The last part of this dissertation is a fairly separate piece of work on bounding the spectral radius of a large class of nonnegative matrices. We apply these bounds to digraphs and derive several associated equality conditions.</

•Jan 1, 2013•1 citation
Low-density parity-check (LDPC) codes in conjunction with iterative decoding based on message-passing algorithms have been shown to achieve excellent performance over a variety of communication channels. In this dissertation, we investigate LDPC codes under two scenarios which present different challenges for providing robust communications. First, LDPC codes are analyzed and designed for time-selective, frequency-nonselective complex-fading channels where both the amplitude and the phase of the transmitted signal are altered by the channel. To combat the fading, we use a pilot symbol-assisted scheme where known pilot symbols are added to the LDPC code and used to help estimate the channel at the receiver. Using asymptotic, infinite-length analysis, we investigate several iterative, message-passing, joint-estimation-and-decoding strategies; optimal energy distribution between pilot and data symbols; and LDPC code design. Several interesting results are obtained regarding unification of analysis and code design. Next, we address the issue of achieving very low error rates with practical, finite-length LDPC codes for binary erasure channels. Finite-length LDPC codes suffer from error floors which limit the achievable error rate, and this error-floor performance is determined by stopping sets. Asymptotic analysis of weight and stopping-set enumerators, for codewords and stopping sets which grow linearly with codelength, has aided in designing codes with lower error floors but does not reflect the behavior of sublinearly-sized stopping sets, which can dominate the iterative-decoding, error-floor performance. Thus, we provide a perspective on protograph-based and standard LDPC ensemble enumerators, based on analysis of stopping sets with sublinear growth, which brings new insight into sublinear stopping-set behavior, advantages of protograph structure, and effects of precoding. We show for stopping sets that grow at most logarithmically with codelength, the enumerators follow a polynomial relationship with codelength, unlike the exponential relationship for linearly-growing stopping sets, and this polynomial relationship can be approximately captured by a single parameter. Further, we begin to address the question, Given finite stopping-set sizes and finite codelengths, do the stopping sets follow the behavior predicted by linear or sublinear analysis?
Asymptotic analysis of low-density parity-check (LDPC) code weight and stopping-set enumerators, for codewords and stopping sets which grow linearly with codelength, has aided in designing codes with linear minimum distance and low error floors. However, the analysis cannot capture the behavior of codewords and stopping sets that grow sublinearly with codelength. Thus, it is unclear how well the analysis describes behavior for finite codelengths, particularly for short codes. In this paper, we provide another perspective on protograph-based and standard LDPC ensemble enumerators, based on analysis of stopping sets with sublinear growth, which brings new insight into sublinear stopping-set behavior, protograph structure, and preceding. Using approximations to the stopping-set enumerators, we show that for stopping sets that grow at most logarithmically with codelength, the enumerators follow a polynomial relationship with codelength, unlike the exponential relationship for linearly- growing stopping sets. Further, we analyze for what stopping-set sizes and codelengths the approximations apply.
Among the recent advances in the area of low-density parity-check (LDPC) codes, protograph-based LDPC codes have the advantages of a simple design procedure and highly structured encoders and decoders. These advantages can also be exploited in the design of protograph-based generalized LDPC (G-LDPC) codes. In this dissertation we provide analytical tools which aid the design of protograph-based LDPC and G-LDPC codes. Specifically, we propose a method for computing the codeword-weight enumerators for finite-length protograph-based G-LDPC code ensembles, and then we consider the asymptotic case when the block-length goes to infinity. These results help the designer identify good ensembles of protograph-based G-LDPC codes in the minimum distance sense (i.e., ensembles which have minimum distances grow linearly with code length). Furthermore, good code ensembles can be characterized by good stopping set, trapping set, or pseudocodeword properties, which assist in the design of G-LDPC codes with low floors. We leverage our method for computing codeword-weight enumerators to compute stopping-set, and pseudocodeword enumerators for the finite-length and the asymptotic ensembles of protograph-based G-LDPC codes. Moreover, we introduce a method for computing trapping set enumerators for finite-length (and asymptotic) protograph-based LDPC code ensembles. Trapping set enumerators for G-LDPC codes represents a more complex problem which we do not consider here. Inspired by our method for computing trapping set enumerators for protograph-based LDPC code ensembles, we developed an algorithm for estimating the trapping set enumerators for a specific LDPC code given its parity-check matrix. We used this algorithm to enumerate trapping sets for several LDPC codes from communication standards. Finally, we study coded-modulation schemes with LDPC codes and pulse position modulation (LDPC-PPM) over the free-space optical channel. We present three different decoding schemes and compare their performances. In addition, we developed a new density evolution tool for use in the design of LDPC codes with good performances over this channel.
This thesis addresses the topic of Low-Density Parity-Check (LDPC) code analysis, both asymptotically and for finite block lengths. Since in general it is a difficult problem to analyze individual code instances, ensemble averages are studied by following Gallager's original idea and results of Luby et al. Often, one can relate the insights gained by studying ensemble averages to statements regarding individual codes by proving that most elements in the ensemble behave "close" to the average. One important such average is the average weight distribution, another is the average pseudo-codeword distribution, where pseudo-codewords play the same role under iterative decoding as codewords do for maximum likelihood decoding. One of the main contributions of this thesis is the calculation of such averages for fully irregular LDPC code ensembles. Much of classical coding theory is aimed at the construction of codes with large minimum distance. This is so since away from capacity accurate bounds on the performance of a code can be given in terms of its minimum distance (or more generally, in terms of its weight distribution). Therefore, it is of interest to investigate what role the minimum distance plays for iteratively decoded LDPC code ensembles. In particular, sequences of capacity-achieving LDPC code ensembles of increasing length when transmission takes place over the Binary Erasure Channel (BEC) are investigated. It is shown that, under certain technical conditions, the minimum distance of such ensembles grows sub-linearly in the block length, a result which is somewhat surprising from a classical point of view. Specific attention is also given to the design of LDPC code ensembles, where an inherent trade-off is observed between achieving large minimum distance (which is relevant for the so called error-floor regime) and achieving a large threshold (which in the limit of long block lengths determines the worst channel on which transmission can be accomplished reliably). Most results on iterative coding systems to date address their asymptotic performance, i.e., their performance when the block length tends to infinity. For small and moderate block lengths the behavior of a code can deviate significantly from its asymptotic limit. It is therefore of high practical value to be able to analyze the finite-length performance of LDPC code ensembles. In this thesis, an exact such analysis is presented for iteratively decoded LDPC code ensembles over the BEC. In particular, expressions for the exact average bit and block erasure probabilities are computed by solving a set of recursions. Such an analysis is the starting point for a finite-length optimization, a topic which is slated for future work. The methods used in this thesis include a combinatorial approach (familiar to the coding society) as well as the powerful techniques developed in the statistical physics community, for example, the replica method or the mean-field approximation. Although the statistical physics techniques are ideally suited for the analysis of iterative coding systems, they are to date only accessible to a relatively small community. Therefore, an overview of these techniques is first presented using a language familiar to the coding theory community. Next, in order to highlight the differences and common points between the combinatorial and the statistical physics approaches, both techniques are applied to the weight distribution problem. It turns out that for regular ensembles, both methods yield the same result, while for irregular ensembles, they do differ in general.
Performance analysis for iterative decoders: In Chapter 7, we discuss the behavior of LDPC codes under iterative erasure decoding. When the blocklength goes to infinity, for many LDPC codes, the symbol error probability exhibits a so-called threshold phenomenon that is, there exists a certain channel erasure probability below which error-free communication is possible, while this is not guaranteed above it. We discuss how to compute this threshold for ensembles of LDPC codes on memoryless erasure channels. In the finite-length setting, one may observe a flattening of the symbol error rate curve owing to stopping sets – specific structures in the code’s bipartite graph. Knowing their number and size allows predicting this so-called error floor. Based on our findings, we discuss how to design good LDPC for memoryless erasure channels with extension to channels with memory.
Assuming iterative decoding for binary erasure channels (BECs), a novel tree-based technique for upper bounding the bit error rates (BERs) of arbitrary, finite low-density parity-check (LDPC) codes is provided and the resulting bound can be evaluated for all operating erasure probabilities, including both the waterfall and the error floor regions. This upper bound can also be viewed as a narrowing search of stopping sets, which is an approach different from the stopping set enumeration used for lower bounding the error floor. When combined with optimal leaf-finding modules, this upper bound is guaranteed to be tight in terms of the asymptotic order. The Boolean framework proposed herein further admits a composite search for even tighter results. For comparison, a refinement of the algorithm is capable of exhausting all stopping sets of size les 13 for irregular LDPC codes of length n ap 500, which requires (13500) ap 1.67 times 1025trials if a brute force approach is taken. These experiments indicate that this upper bound can be used both as an analytical tool and as a deterministic worst-performance (error floor) guarantee, the latter of which is crucial to optimizing LDPC codes for extremely low BER applications, e.g., optical/satellite communications
Since their rediscovery in the late 1990s, low-density parity-check (LDPC) codes have rapidly become one the most important classes of error correcting codes. LDPC codes have a graphical description and are generally decoded iteratively. The graph of an iteratively decoded code's error rate performance versus the channel quality is typically divided into two regions. The error floor region appears at higher channel quality and is characterized by a more gradual decrease in error rate as channel quality improves. For iterative decoders the error floor is apparently determined by small structures within the code that are specific to the selected graphical description of the code and subtle details of the decoding algorithm. This thesis addresses several issues of LDPC error floors in the additive white Gaussian noise channel. First, we find the source of several well publicized error floors to be numerical issues within the message-passing decoder. We propose numerical improvements to several decoding formulations which substantially lower error floors. Next, we examine and refine error-floor prediction models. A time-variant linear state-space model is presented and analyzed. Graph theory is applied to analyze the small error-prone structures within the code. While we find our techniques encounter considerable problems in determining the error floors for iterative decoders with unrestricted dynamic range, their predictions are quite accurate when significant range restrictions are present. The final issue of LDPC error floors which we address relates to the minimum distance of quasi-cyclic (QC) LDPC codes. We derive improved minimum distance upper bounds for codes which are punctured and codes which contain a significant number of zeros in their protomatrices. These bound are then applied to a family of protograph-based LDPC codes standardized for use in deep-space communications. In the case of the rate-1/2 code, our upper bounds demonstrate that the previously promulgated ensemble lower bounds do not apply to QC constructions at block lengths beyond 4400 bits. The last part of this dissertation is a fairly separate piece of work on bounding the spectral radius of a large class of nonnegative matrices. We apply these bounds to digraphs and derive several associated equality conditions.</