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Asymptotic and finite-length analysis of low-density parity-check codes

Di, Changyan

Published Jan 1, 2004• 13 citations
Publisher

Abstract

This thesis addresses the topic of Low-Density Parity-Check (LDPC) code analysis, both asymptotically and for finite block lengths. Since in general it is a difficult problem to analyze individual code instances, ensemble averages are studied by following Gallager's original idea and results of Luby et al. Often, one can relate the insights gained by studying ensemble averages to statements regarding individual codes by proving that most elements in the ensemble behave "close" to the average. One important such average is the average weight distribution, another is the average pseudo-codeword distribution, where pseudo-codewords play the same role under iterative decoding as codewords do for maximum likelihood decoding. One of the main contributions of this thesis is the calculation of such averages for fully irregular LDPC code ensembles. Much of classical coding theory is aimed at the construction of codes with large minimum distance. This is so since away from capacity accurate bounds on the performance of a code can be given in terms of its minimum distance (or more generally, in terms of its weight distribution). Therefore, it is of interest to investigate what role the minimum distance plays for iteratively decoded LDPC code ensembles. In particular, sequences of capacity-achieving LDPC code ensembles of increasing length when transmission takes place over the Binary Erasure Channel (BEC) are investigated. It is shown that, under certain technical conditions, the minimum distance of such ensembles grows sub-linearly in the block length, a result which is somewhat surprising from a classical point of view. Specific attention is also given to the design of LDPC code ensembles, where an inherent trade-off is observed between achieving large minimum distance (which is relevant for the so called error-floor regime) and achieving a large threshold (which in the limit of long block lengths determines the worst channel on which transmission can be accomplished reliably). Most results on iterative coding systems to date address their asymptotic performance, i.e., their performance when the block length tends to infinity. For small and moderate block lengths the behavior of a code can deviate significantly from its asymptotic limit. It is therefore of high practical value to be able to analyze the finite-length performance of LDPC code ensembles. In this thesis, an exact such analysis is presented for iteratively decoded LDPC code ensembles over the BEC. In particular, expressions for the exact average bit and block erasure probabilities are computed by solving a set of recursions. Such an analysis is the starting point for a finite-length optimization, a topic which is slated for future work. The methods used in this thesis include a combinatorial approach (familiar to the coding society) as well as the powerful techniques developed in the statistical physics community, for example, the replica method or the mean-field approximation. Although the statistical physics techniques are ideally suited for the analysis of iterative coding systems, they are to date only accessible to a relatively small community. Therefore, an overview of these techniques is first presented using a language familiar to the coding theory community. Next, in order to highlight the differences and common points between the combinatorial and the statistical physics approaches, both techniques are applied to the weight distribution problem. It turns out that for regular ensembles, both methods yield the same result, while for irregular ensembles, they do differ in general.

DOI
10.5075/epfl-thesis-3072

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This thesis addresses the topic of Low-Density Parity-Check (LDPC) code analysis, both asymptotically and for finite block lengths. Since in general it is a difficult problem to analyze individual code instances, ensemble averages are studied by following Gallager's original idea and results of Luby et al. Often, one can relate the insights gained by studying ensemble averages to statements regarding individual codes by proving that most elements in the ensemble behave "close" to the average. One important such average is the average weight distribution, another is the average pseudo-codeword distribution, where pseudo-codewords play the same role under iterative decoding as codewords do for maximum likelihood decoding. One of the main contributions of this thesis is the calculation of such averages for fully irregular LDPC code ensembles. Much of classical coding theory is aimed at the construction of codes with large minimum distance. This is so since away from capacity accurate bounds on the performance of a code can be given in terms of its minimum distance (or more generally, in terms of its weight distribution). Therefore, it is of interest to investigate what role the minimum distance plays for iteratively decoded LDPC code ensembles. In particular, sequences of capacity-achieving LDPC code ensembles of increasing length when transmission takes place over the Binary Erasure Channel (BEC) are investigated. It is shown that, under certain technical conditions, the minimum distance of such ensembles grows sub-linearly in the block length, a result which is somewhat surprising from a classical point of view. Specific attention is also given to the design of LDPC code ensembles, where an inherent trade-off is observed between achieving large minimum distance (which is relevant for the so called error-floor regime) and achieving a large threshold (which in the limit of long block lengths determines the worst channel on which transmission can be accomplished reliably). Most results on iterative coding systems to date address their asymptotic performance, i.e., their performance when the block length tends to infinity. For small and moderate block lengths the behavior of a code can deviate significantly from its asymptotic limit. It is therefore of high practical value to be able to analyze the finite-length performance of LDPC code ensembles. In this thesis, an exact such analysis is presented for iteratively decoded LDPC code ensembles over the BEC. In particular, expressions for the exact average bit and block erasure probabilities are computed by solving a set of recursions. Such an analysis is the starting point for a finite-length optimization, a topic which is slated for future work. The methods used in this thesis include a combinatorial approach (familiar to the coding society) as well as the powerful techniques developed in the statistical physics community, for example, the replica method or the mean-field approximation. Although the statistical physics techniques are ideally suited for the analysis of iterative coding systems, they are to date only accessible to a relatively small community. Therefore, an overview of these techniques is first presented using a language familiar to the coding theory community. Next, in order to highlight the differences and common points between the combinatorial and the statistical physics approaches, both techniques are applied to the weight distribution problem. It turns out that for regular ensembles, both methods yield the same result, while for irregular ensembles, they do differ in general.
In the first part of this thesis we are interested in the asymptotic performance analysis of Non-Binary Low-Density Parity-Check (NBLDPC) codes over the Binary Erasure Channel (BEC) decoded via the suboptimal Belief Propagation (BP) decoder as well as the optimal Maximum-A-Posteriori (MAP) decoder. Previously, NBLDPC codes defined with respect to a finite field have been studied in the literature. Unfortunately, for these codes the asymptotic analysis of the BP decoder in terms of density evolution is cumbersome since the involved densities "live" in a high dimensional space. To alleviate this problem, we introduce ensembles defined with respect to the general linear group. For these ensembles the density evolution equations can be written in a compact form. We compute thresholds for different alphabet sizes for various NBLDPC ensembles. Surprisingly, the threshold is not a monotonic function of the alphabet size. We also conjecture the stability condition for NBLDPC ensembles defined with respect to finite fields over any binary memoryless symmetric channel. We then consider the performance of NBLDPC codes under MAP decoding when transmission takes place over the BEC. Towards this goal, we generalize the concepts of the peeling decoder and stopping sets to NBLDPC codes. Using these concepts, we give a combinatorial characterization of decoding failures for NBLDPC codes decoded via the BP decoder. We use the decoding failure criterion and the density evolution analysis to compute the asymptotic residual degree distribution for NBLDPC codes. The rate of this residual ensemble gives the conditional entropy of the NBLDPC code. To compute the rate of the residual ensemble we generalize the criterion of [1] to the non-binary setting, which, when satisfied, guarantees that almost every code in the ensemble has a rate equal to the design rate. We observe that the Maxwell construction of [1], relating the performance of MAP and BP decoding via the Extended BP GEXIT (EBP GEXIT [2]) function, holds in the setting of NBLDPC codes. The weight and stopping set distribution of a code are related to its performance under the MAP and the BP decoder respectively. We first concentrate on the weight distribution of regular NBLDPC ensembles. We derive the average weight distribution of regular NBLDPC ensembles. Using this, we derive the average of equivalent binary weight distribution of regular NBLDPC ensembles. We show that as the alphabet size becomes larger the equivalent binary weight distribution converges to the weight distribution of Gallager's random parity check ensemble. The average weight distribution of binary LDPC ensembles has been extensively studied in the literature. Much less is known about the probability distribution of this quantity. In particular, the question of the concentration of the weight distribution around the ensemble average has not been addressed. We compute the variance of the weight distribution of binary regular LDPC ensembles. Using this and the second moment method we obtain bounds on the probability that a randomly chosen code has its weight distribution close to the ensemble average. We show that a large fraction of the total number of codes have their weight distribution close to the average. We apply the same technique for the stopping set distribution of binary regular LDPC ensembles. Again we show that a large fraction of total number of codes have their stopping set distribution close to the ensemble average. In the last part of this thesis we address the question of the existence of the EBP GEXIT function. The EBP GEXIT function plays a fundamental role in the asymptotic analysis of sparse graph codes. For transmission over the BEC using binary LDPC codes, the analytic properties of the EBP GEXIT function are relatively simple and well understood. The case of general BMS channel is much harder and even the existence of the curve is not known in general. We introduce some tools from non-linear analysis which can be useful to prove the existence of EXIT like curves in some cases. The main tool is the Krasnoselskii-Rabinowitz (KR) bifurcation theorem.
In this paper, we are concerned with the finite-length analysis of low-density parity-check (LDPC) codes when used over the binary erasure channel (BEC). The main result is an expression for the exact average bit and block erasure probability for a given regular ensemble of LDPC codes when decoded iteratively. We also give expressions for upper bounds on the average bit and block erasure probability for regular LDPC ensembles and the standard random ensemble under maximum-likelihood (ML) decoding. Finally, we present what we consider to be the most important open problems in this area.
Low-density parity-check (LDPC) codes in conjunction with iterative decoding based on message-passing algorithms have been shown to achieve excellent performance over a variety of communication channels. In this dissertation, we investigate LDPC codes under two scenarios which present different challenges for providing robust communications. First, LDPC codes are analyzed and designed for time-selective, frequency-nonselective complex-fading channels where both the amplitude and the phase of the transmitted signal are altered by the channel. To combat the fading, we use a pilot symbol-assisted scheme where known pilot symbols are added to the LDPC code and used to help estimate the channel at the receiver. Using asymptotic, infinite-length analysis, we investigate several iterative, message-passing, joint-estimation-and-decoding strategies; optimal energy distribution between pilot and data symbols; and LDPC code design. Several interesting results are obtained regarding unification of analysis and code design. Next, we address the issue of achieving very low error rates with practical, finite-length LDPC codes for binary erasure channels. Finite-length LDPC codes suffer from error floors which limit the achievable error rate, and this error-floor performance is determined by stopping sets. Asymptotic analysis of weight and stopping-set enumerators, for codewords and stopping sets which grow linearly with codelength, has aided in designing codes with lower error floors but does not reflect the behavior of sublinearly-sized stopping sets, which can dominate the iterative-decoding, error-floor performance. Thus, we provide a perspective on protograph-based and standard LDPC ensemble enumerators, based on analysis of stopping sets with sublinear growth, which brings new insight into sublinear stopping-set behavior, advantages of protograph structure, and effects of precoding. We show for stopping sets that grow at most logarithmically with codelength, the enumerators follow a polynomial relationship with codelength, unlike the exponential relationship for linearly-growing stopping sets, and this polynomial relationship can be approximately captured by a single parameter. Further, we begin to address the question, Given finite stopping-set sizes and finite codelengths, do the stopping sets follow the behavior predicted by linear or sublinear analysis?
Low-density parity-check (LDPC) block codes invented by Gallager in 1962 achieve exceptional error performance on a wide variety of communication channels. LDPC convolutional codes are the convolutional counterparts of LDPC block codes. This dissertation describes techniques for the design of LDPC convolutional codes, and analyzes their distance properties and iterative decoding convergence thresholds. The construction of time invariant LDPC convolutional codes by unwrapping the Tanner graph of algebraically constructed quasi-cyclic LDPC codes is described. The convolutional codes outperform the quasi-cyclic codes from which they are derived. The design of parity-check matrices for time invariant LDPC convolutional codes by the polynomial extension of a base matrix is proposed. An upper bound on free distance, proving that time invariant LDPC codes are not asymptotically good, is obtained. The Tanner graph is used to describe a pipelined message passing based iterative decoder for LDPC convolutional codes that outputs decoding results continuously. The performance of LDPC block and convolutional codes are compared for fixed decoding parameters like computational complexity, processor complexity, and decoding delay. In each case, the LDPC convolutional code performance is at least as good as that of LDPC block codes. An analog circuit to implement pipelined decoding of LDPC convolutional codes is proposed. The distance properties of a permutation matrix based (time varying) ensemble of (J,K) regular LDPC convolutional codes is investigated. It is proved that these codes (for J > 2) have free distance increasing linearly with constraint length, i.e., they are asymptotically good. Further, the asymptotic free distance to constraint length ratio for the convolutional codes is several times larger than the minimum distance to block length ratio for corresponding LDPC block codes. Iterative decoding of terminated LDPC convolutional codes, based on the ensemble mentioned above, is analyzed, assuming transmission over a binary erasure channel. The structured irregularity of the codes leads to significantly better convergence thresholds compared to corresponding LDPC block codes. At the calculated thresholds, both the bit and block error probability can be made arbitrarily small. The results obtained suggest that the thresholds approach capacity with increasing J.
Communication over the binary erasure channel (BEC) using low-density parity-check (LDPC) codes and belief propagation (BP) decoding is considered. The average bit error probability of an irregular LDPC code ensemble after a fixed number of iterations converges to a limit, which is calculated via density evolution, as the blocklength n tends to infinity. The difference between the bit error probability with blocklength n and the large-blocklength limit behaves asymptotically like ¿/n, where the coefficient ¿ depends on the ensemble, the number of iterations and the erasure probability of the BEC. In, ¿ is calculated for regular ensembles. In this paper, ¿ for irregular expurgated ensembles is derived. It is demonstrated that convergence of numerical estimates of ¿ to the analytic result is significantly fast for irregular unexpurgated ensembles.