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Advanced Quantum Technologies

Optimizing Decoy‐State Protocols for Practical Quantum Key Distribution Systems

Guan‐Jie Fan‐Yuan, Ze‐Hao Wang, Shuang Wang, Zhen−Qiang Yin, Wei Chen, De‐Yong He, Guang‐Can Guo, Zheng‐Fu Han

Published Feb 1, 2021• 18 citations
Publisher

Abstract

Abstract The decoy‐state protocol enables quantum key distribution (QKD) systems to achieve high performance without using the single‐photon source. In the dozen years since the decoy‐state protocol has been proposed, a series of advances in scheme design, finite‐size analysis, system modelling, and parameter estimation has developed. Unfortunately, most advances are based on different starting points and lack a synthesis to figure out the optimal protocol of decoy‐state method. Here, the advances in decoy‐state method are reviewed and they are synthesized to compare the key‐rate performance of 38 decoy‐state protocols using the particle swarm optimization (PSO) algorithm. To form a guideline for practical QKD systems, the optimal decoy‐state protocols are found with the change of five system parameters (the transmission loss, the block size of postprocessing, the misalignment‐error probability, the dark‐count probability, and the afterpulse rate). It is expected that this work can answer the questions of what the actual performance is for different decoy‐state protocol in various scenarios and which decoy‐state protocol is the optimal choice for various QKD systems.

DOI
10.1002/qute.202000131

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Abstract The decoy‐state protocol enables quantum key distribution (QKD) systems to achieve high performance without using the single‐photon source. In the dozen years since the decoy‐state protocol has been proposed, a series of advances in scheme design, finite‐size analysis, system modelling, and parameter estimation has developed. Unfortunately, most advances are based on different starting points and lack a synthesis to figure out the optimal protocol of decoy‐state method. Here, the advances in decoy‐state method are reviewed and they are synthesized to compare the key‐rate performance of 38 decoy‐state protocols using the particle swarm optimization (PSO) algorithm. To form a guideline for practical QKD systems, the optimal decoy‐state protocols are found with the change of five system parameters (the transmission loss, the block size of postprocessing, the misalignment‐error probability, the dark‐count probability, and the afterpulse rate). It is expected that this work can answer the questions of what the actual performance is for different decoy‐state protocol in various scenarios and which decoy‐state protocol is the optimal choice for various QKD systems.
The passive decoy scheme represents a quantum key distribution protocol that employs a photon number resolving detector to selectively extract the decoy states from the signal states during post-processing. This selection process ensures resilience against attacks capable of distinguishing between these two states, thereby enhancing the security of the protocol. Previous research has emphasized the good performance of the protocol under optimal conditions. However, our study focuses on numerically evaluating the protocol performance in various practical scenarios. We aim to understand the implications of these scenarios in terms of the maximum attainable attenuation and bit rate per second, considering the number of photons per pulse sent under specific experimental conditions. Our findings demonstrate that opting for a low average photon number value ensures high tolerance to attenuation during communication, albeit at the cost of a reduced bit rate per second. Conversely, for lower attenuations, it is more advantageous to increase the average number of photons, even if it deviates from the ideal behaviour of a single-photon source. The benefit of selecting the decoy states at the end of the transmission remains consistent across different configurations. This research signifies an advancement in assessing the viability of incorporating the protocol within a practical QKD network.
It has been shown that in the asymptotic case of infinite-key length, the 2-decoy state Quantum Key Distribution (QKD) protocol outperforms the 1-decoy state protocol. Here, we present a finite-key analysis of the 1-decoy method. Interestingly, we find that for practical block sizes of up to 108 bits, the 1-decoy protocol achieves for almost all experimental settings higher secret key rates than the 2-decoy protocol. Since using only one decoy is also easier to implement, we conclude that it is the best choice for QKD, in most common practical scenarios.
It has been shown that in the asymptotic case of infinite-key length, the 2-decoy state Quantum Key Distribution (QKD) protocol outperforms the 1-decoy state protocol. Here, we present a finite-key analysis of the 1-decoy method. Interestingly, we find that for practical block sizes of up to 10^8 bits, the 1-decoy protocol achieves for almost all experimental settings higher secret key rates than the 2-decoy protocol. Since using only one decoy is also easier to implement, we conclude that it is the best choice for QKD, in most common practical scenarios.
We have presented a method to estimate parameters of the decoy state protocol based on one decoy state protocol for both BB84 and SARG04. This method can give different lower bound of the fraction of single-photon counts (y1), the fraction of two-photon counts (y2), the upper bound QBER of single-photon pulses (e1), the upper bound QBER of two-photon pulses (e2), and the lower bound of key generation rate for both BB84 and SARG04. The effects of statistical fluctuations on some parameters of our QKD system have been presented. We have also performed the optimization on the choice of intensities and percentages of signal state and decoy states which give out the maximum distance and the optimization of the key generation rate. The numerical simulation has shown that the fiber based QKD and free space QKD systems using the proposed method for BB84 are able to achieve both a higher secret key rate and greater secure distance than that of SARG04. Also, it is shown that bidirectional ground to satellite and inter-satellite communications are possible with our protocol. The experiment of decoy state QKD has been demonstrated using ID-3000 commercial QKD system based on a standard ‘Plug & Play’ set-up. One decoy state QKD has been implemented for both BB84 and SARG04 over different transmission distance of standard telecom fiber.
Recently the performance of the quantum key distribution (QKD) is substantially improved by the decoy state method and the non-orthogonal encoding protocol, separately. In this paper, a practical non-orthogonal decoy state protocol with a heralded single photon source (HSPS) for QKD is presented. The protocol is based on 4 states with different intensities, i.e. one signal state and three decoy states. The signal state is for generating keys; the decoy states are for detecting the eavesdropping and estimating the fraction of single-photon and two-photon pulses. We have discussed three cases of this protocol, i.e. the general case, the optimal case and the special case. Moreover, the final key rate over transmission distance is simulated. For the low dark count of the HSPS and the utilization of the two-photon pulses, our protocol has a higher key rate and a longer transmission distance than any other decoy state protocol.