Ground-state preparation, energy estimation, and property estimation are fundamental tasks in quantum simulation. Existing ground-state preparation algorithms achieve near-optimal complexity using block encodings or controlled Hamiltonian evolution, raising a natural question: is controlled Hamiltonian evolution necessary, or can the same scaling be attained in the weaker access model that provides access to only uncontrolled Hamiltonian evolution? We resolve this question by giving two algorithms that access the input Hamiltonian H only through queries to UH and its inverse UH†, where ∥H∥≤αH and τ=Θ(1/αH). Given an input state with ground-state weight at least η and a spectral gap of H of at least γ, our first algorithm uses fresh copies of the input state and requires O(αH/(γη)) queries to UH and UH†, while our second algorithm uses coherent access to the input-state preparation unitary and its inverse to improve this complexity to O(αH/(γη)). The latter bound matches the known lower bound up to logarithmic factors, showing that algorithms with additional access to controlled Hamiltonian evolution cannot improve the query complexity for ground-state preparation beyond logarithmic factors. Both algorithms are based on a simple mechanism that we call the spectral descent principle, in which the algorithm starts from the input state ∣ψ⟩ and progressively descends through the energy spectrum, moving closer to the ground state until the desired fidelity is reached. We also extend this framework to ground-state property and energy estimation and give explicit complexity guarantees for both tasks.
Solving for quantum ground states is important for understanding the properties of quantum many-body systems, and quantum computers are potentially well-suited for solving for quantum ground states. Recent work [1] has presented a nearly optimal scheme that prepares ground states on a quantum computer for completely generic Hamiltonians, whose query complexity scales as δ−1 , i.e. inversely with their normalized gap. Here we consider instead the ground state preparation problem restricted to a special subset of Hamiltonians, which includes those which we term "nearly-frustration-free": the class of Hamiltonians for which the ground state energy of their block-encoded and hence normalized Hamiltonian α−1H is within δy of -1, where δ is the spectral gap of α−1H and 0≤y≤1 . For this subclass, we describe an algorithm whose dependence on the gap is asymptotically better, scaling as δy/2−1 , and show that this new dependence is optimal up to factors of logδ . In addition, we give examples of physically motivated Hamiltonians which live in this subclass. Finally, we describe an extension of this method which allows the preparation of excited states both for generic Hamiltonians as well as, at a similar speedup as the ground state case, for those which are nearly frustration-free.