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SPIE Quantum Information Science and Technology

Polarization attack on continuous-variable quantum key distribution system

Yijia Zhao, Yichen Zhang, Song Yu, Hong Mei Guo, Yundi Huang

Published Oct 8, 2018• 0 citations
Publisher

Abstract

The shot-noise unit (SNU) is a crucial factor for the practical security of a continuous-variable quantum key distribution system. In the most widely used experimental scheme, the SNU should be calibrated first and used as a constant during key distribution. Because the measurement result of quadrature is normalized with the calibration SNU but scaled with practical SNU, which could open loopholes for the eavesdropper to intercept the secret key. In this paper, we report a quantum hacking method to control the practical SNU by using the limited compensation rate for polarization drift. Since the polarization of local oscillator pulses is partially measured, the attack is implemented by manipulating the polarization of the local oscillator pulses without measurement when the system is running. The simulation and experiment results indicate that the practical SNU can be manipulated by the eavesdropper. By making the difference between the calibration and the practical SNU, the excess noise estimated by Alice and Bob could always be lower than the practice which is introduced by the eavesdropper and the distributed keys are not secure.

DOI
10.1117/12.2324039

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The shot-noise unit (SNU) is a crucial factor for the practical security of a continuous-variable quantum key distribution system. In the most widely used experimental scheme, the SNU should be calibrated first and used as a constant during key distribution. Because the measurement result of quadrature is normalized with the calibration SNU but scaled with practical SNU, which could open loopholes for the eavesdropper to intercept the secret key. In this paper, we report a quantum hacking method to control the practical SNU by using the limited compensation rate for polarization drift. Since the polarization of local oscillator pulses is partially measured, the attack is implemented by manipulating the polarization of the local oscillator pulses without measurement when the system is running. The simulation and experiment results indicate that the practical SNU can be manipulated by the eavesdropper. By making the difference between the calibration and the practical SNU, the excess noise estimated by Alice and Bob could always be lower than the practice which is introduced by the eavesdropper and the distributed keys are not secure.
Abstract The shot-noise unit (SNU) is a crucial factor for the practical security of a continuous-variable quantum key distribution system. In the most widely used experimental scheme, the SNU should be calibrated first and acts as a constant during the key distribution. However, the SNU of a practical system is dependent on the various parameters of the local oscillator (LO), which can be controlled by the eavesdropper in the open channel. In this paper, we report a quantum hacking method to control the practical SNU by using the limited compensation rate of the polarization compensation. Since the compensation is only based on of the polarization measurement results of part of LO pulses, the polarization of other unmeasured pulses may not be compensated correctly, which can be utilized by the eavesdropper to control the practical SNU. The simulation and experiment results indicate that the practical SNU can be controlled by the eavesdropper. Thus, the eavesdropper can use the fact that the practical SNU is no longer equals to the calibrated one to control the excess noise and final key rate.
The estimation of phase noise of continuous-variable quantum key distribution protocol with a local local oscillator (LLO CVQKD), as a major process in quantifying the secret key rate, is closely relevant to the intensity of the phase reference. However, the transmission of the phase reference through the insecure quantum channel is prone to be exploited by the eavesdropper (Eve) to mount attacks. Here, we introduce a polarization attack scheme against the phase reference. Presently, in a practical LLO CVQKD system, only part of the phase reference pulses are measured to compensate for the polarization drift of the quantum signal pulses in a compensation cycle due to the limited polarization measurement rate, while the other part of the phase reference pulses are not measured. We show that Eve can control the phase noise by manipulating the polarization direction of the unmeasured phase reference to hide her attack on the quantum signal. Simulations show that Eve can obtain partial or total key rates information shared between Alice and Bob as the transmission distance increases. Improving the polarization measurement rate to 100% or monitoring the phase reference intensity in real-time is of great importance to protect the LLO CVQKD from polarization attack.
Establishing an information-theoretic secret key between two parties using a quantum key distribution (QKD) system is only possible when an accurate characterization of the quantum channel and proper device calibration routines are combined. Indeed, security loopholes due to inappropriate calibration routines have been shown for discrete-variable QKD. Here, we propose and provide experimental evidence of an attack targeting the local oscillator calibration routine of a continuous-variable QKD system. The attack consists in manipulating the classical local oscillator pulses during the QKD run in order to modify the clock pulses used at the detection stage. This allows the eavesdropper to bias the shot-noise estimation usually performed using a calibrated relationship. This loophole can be used to perform successfully an intercept-resend attack. We characterize the loophole and suggest possible countermeasures.
The trusted phase noise model for continuous-variable quantum key distribution protocol with a real local oscillator (LLO CVQKD) has been established recently, which can lead to a better quantum key distribution (QKD) performance by moving part of the phase noise from the untrusted channel-added noise to the trusted detector-added noise. However, the calibration of the trusted phase noise is related to the intensity of the phase-reference pulse, which can be used by the eavesdropper to hack the QKD system. Here, we present a polarization attack scheme against the phase-reference pulse. In practical LLO CVQKD systems, only a part of the phase-reference pulses are used to measure and compensate for the polarization drift of the signal pulses due to the limitation of polarization measurement. We show that Eve can manipulate the polarization of the unmeasured part of the phase-reference pulses to control the trusted phase noise. Simulations show that improving the polarization measurement ratio to 100% or monitoring the phase-reference pulse intensity in real time is necessary to guarantee the security of the practical LLO CVQKD system.
The shot-noise unit in continuous-variable quantum key distribution plays an important and fundamental role in experimental implementation, as it is used as a normalization parameter that contributes to performing security analyses and distilling key information. However, the traditional calibration procedure and detector model cannot cover all system noise in practical applications, which results in loopholes and influences the practical security. What is more, the traditional procedure is also rather complicated and has difficulty in providing compatibility with automatic operating systems. In this paper, we propose a calibration model based on a proposed trusted detector model, which could naturally close the loopholes in practical applications. It can help to identify the shot-noise unit in only one step, which can not only effectively simplify the evaluation process but also reduce the statistical fluctuations, while two steps are needed in the traditional method. We prove its feasibility and derive a complete version of the corresponding entanglement-based model. A detailed security analysis against arbitrary collective attacks and numerous simulation results in both the asymptotic-limit regime and the finite-size regime are provided. A proof-of-principle experiment is implemented, and the results indicate that our one-time calibration model can be employed as a powerful alternative method for calibrating the shot-noise unit. Our method paves the way for the deployment of continuous-variable quantum key distribution with real-time calibration and automatic operation.
We study a practical method to measure the shot noise in real time in continuous-variable quantum key distribution systems. The amount of secret key that can be extracted from the raw statistics depends strongly on this quantity since it affects in particular the computation of the excess noise (i.e., noise in excess of the shot noise) added by an eavesdropper on the quantum channel. Some powerful quantum hacking attacks relying on faking the estimated value of the shot noise to hide an intercept and resend strategy were proposed. Here, we provide experimental evidence that our method can defeat the saturation attack and the wavelength attack.