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arXiv:1304.7024 · Physical Review A

Preventing calibration attacks on the local oscillator in continuous-variable quantum key distribution

Paul Jouguet, Sébastien Kunz-Jacques, Eleni Diamanti

Published Jun 11, 2013• 320 citations
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Abstract

Establishing an information-theoretic secret key between two parties using a quantum key distribution (QKD) system is only possible when an accurate characterization of the quantum channel and proper device calibration routines are combined. Indeed, security loopholes due to inappropriate calibration routines have been shown for discrete-variable QKD. Here, we propose and provide experimental evidence of an attack targeting the local oscillator calibration routine of a continuous-variable QKD system. The attack consists in manipulating the classical local oscillator pulses during the QKD run in order to modify the clock pulses used at the detection stage. This allows the eavesdropper to bias the shot-noise estimation usually performed using a calibrated relationship. This loophole can be used to perform successfully an intercept-resend attack. We characterize the loophole and suggest possible countermeasures.

DOI
10.1103/physreva.87.062313

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Establishing an information-theoretic secret key between two parties using a quantum key distribution (QKD) system is only possible when an accurate characterization of the quantum channel and proper device calibration routines are combined. Indeed, security loopholes due to inappropriate calibration routines have been shown for discrete-variable QKD. Here, we propose and provide experimental evidence of an attack targeting the local oscillator calibration routine of a continuous-variable QKD system. The attack consists in manipulating the classical local oscillator pulses during the QKD run in order to modify the clock pulses used at the detection stage. This allows the eavesdropper to bias the shot-noise estimation usually performed using a calibrated relationship. This loophole can be used to perform successfully an intercept-resend attack. We characterize the loophole and suggest possible countermeasures.
In practical continuous-variable quantum key distribution system using local local oscillator (LLO CV-QKD), the phase noise related to coherent detection and phase-reference pulse intensity can be locally calibrated at the receiver side. Therefore, it can be regarded as trusted noise in order to obtain a higher secret key rate and transmission distance. However, security loopholes will be opened for the eavesdropper to launch attacks without appropriate countermeasures. To this end, we propose two practical phase-reference pulse intensity attack strategies, where Eve can reduce the trusted phase noise by manipulating the intensity of the phase-reference pulse, thereby hiding her attack on the signal pulse. The performance of the LLO CV-QKD system under these attacks has been analyzed. We show that precisely monitoring the intensity of the phase-reference pulse in real time is an essential countermeasure to prevent the proposed attacks. Moreover, an intensity-monitoring scheme for the phase-reference pulse is proposed to strengthen the security of the practical LLO CV-QKD system and make the trusted phase noise model more robust.
In practical continuous-variable quantum key distribution system using local local oscillator (LLO CV-QKD), the phase noise related to coherent detection and phase-reference pulse intensity that can be locally calibrated at the receiver side is considered to be trusted noise to improve the performance. However, if the intensity of the phase-reference pulse is not monitored precisely in real-time, a security loophole will be opened for the eavesdropper to launch attacks. To this end, we propose two practical phase-reference pulse intensity attack strategies, where Eve can reduce the trusted phase noise by manipulating the intensity of the phase-reference pulse, thereby hiding her attack on the signal pulse if the total excess noise remains unchanged. The performance of the LLO CV-QKD system under these attacks has been analyzed. We show that precisely monitoring the intensity of the phase-reference pulse in real-time is an essential countermeasure to prevent the proposed attacks. Moreover, an intensity-monitoring scheme for the phase-reference pulse is proposed to strengthen the security of the practical LLO CV-QKD system and make the trusted phase noise model more robust.
The shot-noise unit (SNU) is a crucial factor for the practical security of a continuous-variable quantum key distribution system. In the most widely used experimental scheme, the SNU should be calibrated first and used as a constant during key distribution. Because the measurement result of quadrature is normalized with the calibration SNU but scaled with practical SNU, which could open loopholes for the eavesdropper to intercept the secret key. In this paper, we report a quantum hacking method to control the practical SNU by using the limited compensation rate for polarization drift. Since the polarization of local oscillator pulses is partially measured, the attack is implemented by manipulating the polarization of the local oscillator pulses without measurement when the system is running. The simulation and experiment results indicate that the practical SNU can be manipulated by the eavesdropper. By making the difference between the calibration and the practical SNU, the excess noise estimated by Alice and Bob could always be lower than the practice which is introduced by the eavesdropper and the distributed keys are not secure.
Recently, several practical attacks on continuous-variable quantum key distribution (CVQKD) were proposed based on faking the estimated value of channel excess noise to hide the intercept-and-resend eavesdropping strategy, including the local oscillator (LO) fluctuation, calibration, wavelength, and saturation attacks. However, the known countermeasures against all these practical attacks will inevitably increase the complexity of the implementation of CVQKD and affect its performance. We develop here an asynchronous countermeasure strategy without structural modifications of the conventional CVQKD scheme. In particular, two robust countermeasures are proposed by adding peak-valley seeking and Gaussian postselection steps in conventional data postprocessing procedure. The analysis shows that the peak-valley seeking method naturally make the schemes immune to all known types of calibration attacks even when Eve simultaneously performs wavelength or LO fluctuation attacks and exhibit simpler implementation and better performance than the known countermeasures. Meanwhile, since the Gaussian postselection is able to resist the saturation attacks, the proposed schemes are secure against all known types of practical attacks.
Continuous-variable quantum key distribution (CVQKD) with a real local oscillator (LO) is confronted with new security problems due to the reference pulses transmitted together with quantum signals over the insecure quantum channel. In this paper, we propose a method of phase attack on reference pulses of the CVQKD with real LOs. Under the phase attack, the phase drifts of reference pulses are manipulated by eavesdroppers, and then the phase compensation error is increased. Consequently, the secret key rate is reduced due to the imperfect phase compensation for quantum signals. Based on the noise model of imperfect phase compensation, the practical security of the CVQKD under phase attack is analyzed. Besides, we propose an effective method to detect the intensity of phase attack, in which the deviation of phase compensation error on quantum signals and that on reference signals are monitored in real time. The simulation results show that the security analysis is accurate and the method of phase attack detection is feasible.