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Nonequilibrium open quantum systems with multiple bosonic and fermionic environments: A hierarchical quantum master equation approach

Jakob Bätge, Yaling Ke, Christoph Kaspar, Michael Thoss

Published Feb 18, 2021• 2 citations
OpenAlex

Abstract

We present a hierarchical quantum master equation (HQME) approach, which allows a numerically exact simulation of nonequilibrium transport in general open quantum systems involving multiple bosonic and fermionic environments. The performance of the method is demonstrated for a model of a nanosystem, which involves interacting electronic and vibrational degrees of freedom and is coupled to fermionic and bosonic baths. The results show the intricate interplay of electronic and vibrational degrees of freedom in this nonequilibrium transport scenario for both voltage and thermally driven transport processes. Furthermore, the use of importance criteria to improve the efficiency of the method is discussed.

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Numerical Methods for Nonequilibrium Impurity Models

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Theoretical studies of electron and energy transport in nanostructures usually involve nonequilibrium quantum impurity models, which feature a locally interacting quantum system (impurity) coupled to noninteracting bosonic and/or electronic baths each at its own equilibrium. In these models, the interplay of strong correlation, nonequilibrium effects and dissipation leads to rich and complex phenomena. As a nonequilibrium strongly correlated many-body problem, these models, except at some rare cases, have no exact analytical solution, and hence their treatment heavily relies upon numerical techniques. The goal of this thesis is to develop numerically accurate and relatively low-cost techniques for treatment of strongly correlated open nonequilibirum quantum systems. Such impurity solvers are in high demand both as standalone methods for simulation of response in nanoscale junctions and as part of divide-and-conquer schemes such as dynamical mean field theory (DMFT).For nonequilibirum open quantum systems, two characteristic energy scales governing the physics are intra-system interactions and strength of the system-baths couplings. Thus, systems strongly coupled to their baths with weak intra-system interactions or weakly coupled systems with strong local interactions can be treated within developed perturbation theory approaches. My research focuses on development of nonequilibirum dual techniques, which are capable to accurately treat situations where perturbative techniques are inapplicable due to absence of a small parameter in the system and which reduce to standard perturbative expansions in the limits of weak coupling or weak intra-system interaction. \tDual techniques rely on ability to solve exactly a simplified reference system. The latter includes exactly all intra-system interactions and accounts approximately for system-bath couplings. Dual techniques (described below) allow to account for deviation from the correct hybridization function in a organized and controlled manner of superperturbative expansion. Here, I use Markovian Lindbald quantum master equation (QME) as a solver for the reference system. In the thesis I discuss possibility of mapping between true non-Markov dynamics and simpler Markov Lindblad QME (mapping between physical and reference systems), numerical methods for the mapping and for solution of the resulting Lindblad QME, and application of the mapping in novel dual formulations: auxiliary-QME dual fermion and dual boson approaches. \tFirst I analytically prove that the continuous fermionic baths that the impurity is coupled to can be mapped onto a set of dissipative auxiliary modes under Lindblad QME. Based on this mapping, complicated non-Markovian dynamics of the open fermionic system can be treated by a much simpler Markovian Lindblad QME. However, nice mapping generally requires many auxiliary modes, and numerically only a small number of modes can be exactly diagonalized due to exponential increase of the Hilbert space. To perturbatively treat the difference between the true bath and the small-size auxiliary one, we introduce dual-fermion method. It can directly target the steady state and avoid long-time propagation. Besides current-voltage relation, it can also provide spectral functions, indicating itself as a potential impurity solver for DMFT. Furthermore, we generalize dual-fermion method to consider additionally the effects of bosonic environment; hence it is called dual-boson method. It can be used for studying electron-phonon interaction and light-matter interaction in nanojunctions. By comparing with numerically exact results we argue that both methods are very accurate and relatively cheap. \tFinally, matrix product state representation of the Lindblad QME enables us to treat a large number of auxiliary modes, which provide an exponentially improved mapping. Adding counting field to the auxiliary QME, we can compute the generating function of time-dependent full-counting statistics of electron transport, which yields not only electronic current but also higher-order cumulants (e.g., zero-frequency noise).

•Jan 1, 2020•0 citations
We present a hierarchical quantum master equation (HQME) approach, which allows a numerically exact simulation of nonequilibrium transport in general open quantum systems involving multiple bosonic and fermionic environments. The performance of the method is demonstrated for a model of a nanosystem, which involves interacting electronic and vibrational degrees of freedom and is coupled to fermionic and bosonic baths. The results show the intricate interplay of electronic and vibrational degrees of freedom in this nonequilibrium transport scenario for both voltage and thermally driven transport processes. Furthermore, the use of importance criteria to improve the efficiency of the method is discussed.
We present a hierarchical equations of motion approach, which allows a numerically exact simulation of nonequilibrium transport in general open quantum systems involving multiple macroscopic bosonic and fermionic environments. The performance of the method is demonstrated for a model of a nanosystem, which involves interacting electronic and vibrational degrees of freedom and is coupled to fermionic and bosonic baths. The results show the intricate interplay of electronic and vibrational degrees of freedom in this nonequilibrium transport scenario for both voltage and thermally driven transport processes. Furthermore, the use of importance criteria to improve the efficiency of the method is discussed.
The hierarchical quantum master equation (HQME) approach is an accurate method to describe quantum transport in interacting nanosystems. It generalizes perturbative master equation approaches by including higher-order contributions as well as non-Markovian memory and allows for the systematic convergence to the numerically exact result. As the HQME method relies on a decomposition of the bath correlation function in terms of exponentials, however, its application to systems at low temperatures coupled to baths with complexer band structures has been a challenge. In this publication, we outline an extension of the HQME approach, which uses re-summation over poles and can be applied to calculate transient currents at a numerical cost that is independent of temperature and band structure of the baths. We demonstrate the performance of the extended HQME approach for noninteracting tight-binding model systems of increasing complexity as well as for the spinless Anderson-Holstein model.
We extend the twin-space formulation of the hierarchical equations of motion approach in combination with the matrix product state representation [R. Borrelli, J. Chem. Phys. 150, 234102 (2019)] to nonequilibrium scenarios where the open quantum system is coupled to a hybrid fermionic and bosonic environment. The key ideas used in the extension are a reformulation of the hierarchical equations of motion for the auxiliary density matrices into a time-dependent Schrödinger-like equation for an augmented multi-dimensional wave function as well as a tensor decomposition into a product of low-rank matrices. The new approach facilitates accurate simulations of non-equilibrium quantum dynamics in larger and more complex open quantum systems. The performance of the method is demonstrated for a model of a molecular junction exhibiting current-induced mode-selective vibrational excitation.
A generalized quantum master equation theory that governs the exact, nonperturbative quantum dissipation and quantum transport is formulated in terms of hierarchically coupled equations of motion for an arbitrary electronic system in contact with electrodes under either a stationary or a nonstationary electrochemical potential bias. The theoretical construction starts with the influence functional in path integral, in which the electron creation and annihilation operators are Grassmann variables. Time derivatives on the influence functionals are then performed in a hierarchical manner. Both the multiple-frequency dispersion and the non-Markovian reservoir parametrization schemes are considered for the desired hierarchy construction. The resulting hierarchical equations of motion formalism is in principle exact and applicable to arbitrary electronic systems, including Coulomb interactions, under the influence of arbitrary time-dependent applied bias voltage and external fields. Both the conventional quantum master equation and the real-time diagrammatic formalism of Schon and co-workers can be readily obtained at well defined limits of the present theory. We also show that for a noninteracting electron system, the present hierarchical equations of motion formalism terminates at the second tier exactly, and the Landuer-Buttiker transport current expression is recovered. The present theory renders an exact and numerically tractable tool to evaluate various transient and stationary quantum transport properties of many-electron systems, together with the involving nonperturbative dissipative dynamics.
We extend a standard stochastic theory to study open quantum systems coupled to a generic quantum environment. We exemplify the general framework by studying a two-level quantum system coupled bilinearly to the three fundamental classes of non-interacting particles: bosons, fermions, and spins. In this unified stochastic approach, the generalized stochastic Liouville equation (SLE) formally captures the exact quantum dissipations when noise variables with appropriate statistics for different bath models are applied. Anharmonic effects of a non-Gaussian bath are precisely encoded in the bath multi-time correlation functions that noise variables have to satisfy. Starting from the SLE, we devise a family of generalized hierarchical equations by averaging out the noise variables and expand bath multi-time correlation functions in a complete basis of orthonormal functions. The general hierarchical equations constitute systems of linear equations that provide numerically exact simulations of quantum dynamics. For bosonic bath models, our general hierarchical equation of motion reduces exactly to an extended version of hierarchical equation of motion which allows efficient simulation for arbitrary spectral densities and temperature regimes. Similar efficiency and flexibility can be achieved for the fermionic bath models within our formalism. The spin bath models can be simulated with two complementary approaches in the present formalism. (I) They can be viewed as an example of non-Gaussian bath models and be directly handled with the general hierarchical equation approach given their multi-time correlation functions. (II) Alternatively, each bath spin can be first mapped onto a pair of fermions and be treated as fermionic environments within the present formalism.
Theoretical studies of electron and energy transport in nanostructures usually involve nonequilibrium quantum impurity models, which feature a locally interacting quantum system (impurity) coupled to noninteracting bosonic and/or electronic baths each at its own equilibrium. In these models, the interplay of strong correlation, nonequilibrium effects and dissipation leads to rich and complex phenomena. As a nonequilibrium strongly correlated many-body problem, these models, except at some rare cases, have no exact analytical solution, and hence their treatment heavily relies upon numerical techniques. The goal of this thesis is to develop numerically accurate and relatively low-cost techniques for treatment of strongly correlated open nonequilibirum quantum systems. Such impurity solvers are in high demand both as standalone methods for simulation of response in nanoscale junctions and as part of divide-and-conquer schemes such as dynamical mean field theory (DMFT).For nonequilibirum open quantum systems, two characteristic energy scales governing the physics are intra-system interactions and strength of the system-baths couplings. Thus, systems strongly coupled to their baths with weak intra-system interactions or weakly coupled systems with strong local interactions can be treated within developed perturbation theory approaches. My research focuses on development of nonequilibirum dual techniques, which are capable to accurately treat situations where perturbative techniques are inapplicable due to absence of a small parameter in the system and which reduce to standard perturbative expansions in the limits of weak coupling or weak intra-system interaction. \tDual techniques rely on ability to solve exactly a simplified reference system. The latter includes exactly all intra-system interactions and accounts approximately for system-bath couplings. Dual techniques (described below) allow to account for deviation from the correct hybridization function in a organized and controlled manner of superperturbative expansion. Here, I use Markovian Lindbald quantum master equation (QME) as a solver for the reference system. In the thesis I discuss possibility of mapping between true non-Markov dynamics and simpler Markov Lindblad QME (mapping between physical and reference systems), numerical methods for the mapping and for solution of the resulting Lindblad QME, and application of the mapping in novel dual formulations: auxiliary-QME dual fermion and dual boson approaches. \tFirst I analytically prove that the continuous fermionic baths that the impurity is coupled to can be mapped onto a set of dissipative auxiliary modes under Lindblad QME. Based on this mapping, complicated non-Markovian dynamics of the open fermionic system can be treated by a much simpler Markovian Lindblad QME. However, nice mapping generally requires many auxiliary modes, and numerically only a small number of modes can be exactly diagonalized due to exponential increase of the Hilbert space. To perturbatively treat the difference between the true bath and the small-size auxiliary one, we introduce dual-fermion method. It can directly target the steady state and avoid long-time propagation. Besides current-voltage relation, it can also provide spectral functions, indicating itself as a potential impurity solver for DMFT. Furthermore, we generalize dual-fermion method to consider additionally the effects of bosonic environment; hence it is called dual-boson method. It can be used for studying electron-phonon interaction and light-matter interaction in nanojunctions. By comparing with numerically exact results we argue that both methods are very accurate and relatively cheap. \tFinally, matrix product state representation of the Lindblad QME enables us to treat a large number of auxiliary modes, which provide an exponentially improved mapping. Adding counting field to the auxiliary QME, we can compute the generating function of time-dependent full-counting statistics of electron transport, which yields not only electronic current but also higher-order cumulants (e.g., zero-frequency noise).