Theoretical studies of electron and energy transport in nanostructures usually involve nonequilibrium quantum impurity models, which feature a locally interacting quantum system (impurity) coupled to noninteracting bosonic and/or electronic baths each at its own equilibrium. In these models, the interplay of strong correlation, nonequilibrium effects and dissipation leads to rich and complex phenomena. As a nonequilibrium strongly correlated many-body problem, these models, except at some rare cases, have no exact analytical solution, and hence their treatment heavily relies upon numerical techniques. The goal of this thesis is to develop numerically accurate and relatively low-cost techniques for treatment of strongly correlated open nonequilibirum quantum systems. Such impurity solvers are in high demand both as standalone methods for simulation of response in nanoscale junctions and as part of divide-and-conquer schemes such as dynamical mean field theory (DMFT).For nonequilibirum open quantum systems, two characteristic energy scales governing the physics are intra-system interactions and strength of the system-baths couplings. Thus, systems strongly coupled to their baths with weak intra-system interactions or weakly coupled systems with strong local interactions can be treated within developed perturbation theory approaches. My research focuses on development of nonequilibirum dual techniques, which are capable to accurately treat situations where perturbative techniques are inapplicable due to absence of a small parameter in the system and which reduce to standard perturbative expansions in the limits of weak coupling or weak intra-system interaction. \tDual techniques rely on ability to solve exactly a simplified reference system. The latter includes exactly all intra-system interactions and accounts approximately for system-bath couplings. Dual techniques (described below) allow to account for deviation from the correct hybridization function in a organized and controlled manner of superperturbative expansion. Here, I use Markovian Lindbald quantum master equation (QME) as a solver for the reference system. In the thesis I discuss possibility of mapping between true non-Markov dynamics and simpler Markov Lindblad QME (mapping between physical and reference systems), numerical methods for the mapping and for solution of the resulting Lindblad QME, and application of the mapping in novel dual formulations: auxiliary-QME dual fermion and dual boson approaches. \tFirst I analytically prove that the continuous fermionic baths that the impurity is coupled to can be mapped onto a set of dissipative auxiliary modes under Lindblad QME. Based on this mapping, complicated non-Markovian dynamics of the open fermionic system can be treated by a much simpler Markovian Lindblad QME. However, nice mapping generally requires many auxiliary modes, and numerically only a small number of modes can be exactly diagonalized due to exponential increase of the Hilbert space. To perturbatively treat the difference between the true bath and the small-size auxiliary one, we introduce dual-fermion method. It can directly target the steady state and avoid long-time propagation. Besides current-voltage relation, it can also provide spectral functions, indicating itself as a potential impurity solver for DMFT. Furthermore, we generalize dual-fermion method to consider additionally the effects of bosonic environment; hence it is called dual-boson method. It can be used for studying electron-phonon interaction and light-matter interaction in nanojunctions. By comparing with numerically exact results we argue that both methods are very accurate and relatively cheap. \tFinally, matrix product state representation of the Lindblad QME enables us to treat a large number of auxiliary modes, which provide an exponentially improved mapping. Adding counting field to the auxiliary QME, we can compute the generating function of time-dependent full-counting statistics of electron transport, which yields not only electronic current but also higher-order cumulants (e.g., zero-frequency noise).
Theoretical studies of electron and energy transport in nanostructures usually involve nonequilibrium quantum impurity models, which feature a locally interacting quantum system (impurity) coupled to noninteracting bosonic and/or electronic baths each at its own equilibrium. In these models, the interplay of strong correlation, nonequilibrium effects and dissipation leads to rich and complex phenomena. As a nonequilibrium strongly correlated many-body problem, these models, except at some rare cases, have no exact analytical solution, and hence their treatment heavily relies upon numerical techniques. The goal of this thesis is to develop numerically accurate and relatively low-cost techniques for treatment of strongly correlated open nonequilibirum quantum systems. Such impurity solvers are in high demand both as standalone methods for simulation of response in nanoscale junctions and as part of divide-and-conquer schemes such as dynamical mean field theory (DMFT).For nonequilibirum open quantum systems, two characteristic energy scales governing the physics are intra-system interactions and strength of the system-baths couplings. Thus, systems strongly coupled to their baths with weak intra-system interactions or weakly coupled systems with strong local interactions can be treated within developed perturbation theory approaches. My research focuses on development of nonequilibirum dual techniques, which are capable to accurately treat situations where perturbative techniques are inapplicable due to absence of a small parameter in the system and which reduce to standard perturbative expansions in the limits of weak coupling or weak intra-system interaction. \tDual techniques rely on ability to solve exactly a simplified reference system. The latter includes exactly all intra-system interactions and accounts approximately for system-bath couplings. Dual techniques (described below) allow to account for deviation from the correct hybridization function in a organized and controlled manner of superperturbative expansion. Here, I use Markovian Lindbald quantum master equation (QME) as a solver for the reference system. In the thesis I discuss possibility of mapping between true non-Markov dynamics and simpler Markov Lindblad QME (mapping between physical and reference systems), numerical methods for the mapping and for solution of the resulting Lindblad QME, and application of the mapping in novel dual formulations: auxiliary-QME dual fermion and dual boson approaches. \tFirst I analytically prove that the continuous fermionic baths that the impurity is coupled to can be mapped onto a set of dissipative auxiliary modes under Lindblad QME. Based on this mapping, complicated non-Markovian dynamics of the open fermionic system can be treated by a much simpler Markovian Lindblad QME. However, nice mapping generally requires many auxiliary modes, and numerically only a small number of modes can be exactly diagonalized due to exponential increase of the Hilbert space. To perturbatively treat the difference between the true bath and the small-size auxiliary one, we introduce dual-fermion method. It can directly target the steady state and avoid long-time propagation. Besides current-voltage relation, it can also provide spectral functions, indicating itself as a potential impurity solver for DMFT. Furthermore, we generalize dual-fermion method to consider additionally the effects of bosonic environment; hence it is called dual-boson method. It can be used for studying electron-phonon interaction and light-matter interaction in nanojunctions. By comparing with numerically exact results we argue that both methods are very accurate and relatively cheap. \tFinally, matrix product state representation of the Lindblad QME enables us to treat a large number of auxiliary modes, which provide an exponentially improved mapping. Adding counting field to the auxiliary QME, we can compute the generating function of time-dependent full-counting statistics of electron transport, which yields not only electronic current but also higher-order cumulants (e.g., zero-frequency noise).
We present improvements of a recently introduced numerical method [E. Arrigoni et al., Phys. Rev. Lett. 110, 086403 (2013)] to compute steady-state properties of strongly correlated electronic systems out of equilibrium. The method can be considered as a nonequilibrium generalization of exact diagonalization based dynamical mean-field theory (DMFT). The key modification for the nonequilibrium situation consists in addressing the DMFT impurity problem within an auxiliary system consisting of the correlated impurity, Nb uncorrelated bath sites, and two Markovian environments (sink and reservoir). Algorithmic improvements in the impurity solver allow to treat efficiently larger values of Nb than previously in DMFT. This increases the accuracy of the results and is crucial for a correct description of the physical behavior of the system in the relevant parameter range including a semiquantitative description of the Kondo regime. To illustrate the approach, we consider a monoatomic layer of correlated orbitals, described by the single-band Hubbard model, attached to two metallic leads. The nonequilibrium situation is driven by a bias voltage applied to the leads. For this system, we investigate the spectral function and the steady-state current-voltage characteristics in the weakly as well as in the strongly interacting limit. In particular, we investigate the nonequilibrium behavior of quasiparticle excitations within the Mott gap of the correlated layer. We find for low-bias voltage Kondo-type behavior in the vicinity of the insulating phase. In particular, we observe a splitting of the Kondo resonance as a function of the bias voltage.
We present a numerical method for the study of correlated quantum impurity problems out of equilibrium, which is particularly suited to address steady-state properties within dynamical mean field theory. The approach, recently introduced by Arrigoni et al. [Phys. Rev. Lett. 110, 086403 (2013)], is based upon a mapping of the original impurity problem onto an auxiliary open quantum system, consisting of the interacting impurity coupled to bath sites as well as to a Markovian environment. The dynamics of the auxiliary system is governed by a Lindblad master equation whose parameters are used to optimize the mapping. The accuracy of the results can be readily estimated and systematically improved by increasing the number of auxiliary bath sites, or by introducing a linear correction. Here, we focus on a detailed discussion of the proposed approach including technical remarks. To solve for the Green's functions of the auxiliary impurity problem, a non-Hermitian Lanczos diagonalization is applied. As a benchmark, results for the steady-state current-voltage characteristics of the single-impurity Anderson model are presented. Furthermore, the bias dependence of the single-particle spectral function and the splitting of the Kondo resonance are discussed. In its present form, the method is fast, efficient, and features a controlled accuracy.
In this thesis, we describe methods for solving quantum impurity models out of equilibrium, and consider several applications of these methods. Quantum impurity models describe systems in which a small subsystem (the impurity) is coupled to a large external environment (the bath). These models are useful in describing a wide variety of physical systems, including quantum dots, absorbed adatoms, and molecular junctions. They are also important for the study of lattice models, such as the Hubbard model, where they appear as auxiliary problems within the framework of dynamical mean field theory (DMFT). Many interesting phenomena in these systems, such as transport through a quantum dot, or optical pumping of a Mott insulator, occur away from equilibrium. Theoretical description of these phenomena requires methods that are capable of handling both real time evolution and strong correlation effects presenting a formidable challenge. In this thesis, we describe several methods for the solution of non-equilibrium quantum impurity models which meet this challenge. These methods are based on an expansion in the coupling between the impurity and the bath known as the hybridization expansion. Chapter 1 gives an introduction to the problems addressed in this thesis. Chapter 2 provides a brief overview of Keldysh formalism for nonequilibrium problems. Chapter 3 describes the bare hybridization expansion for the Anderson impurity model as well as its bold extensions. In particular we derive the non-crossing approximation (NCA), the one-crossing approximation (OCA), the inchworm expansion, and a bold expansion for the impurity Green's function. Chapter 4 describes the implementation of a quantum Monte Carlo algorithm based on the inchworm expansion. The rest of the thesis describes applications of these algorithms to problems of physical interest. Chapters 5 and 6 apply the methods previously described to understanding the Kondo effect in quantum dot systems. The first chapter examines the behavior of the Kondo effect under an applied voltage bias, a classic non-equilibrium strongly-correlated problem. The second chapter examines different ways of measuring the cloud of electrons which screen the impurity spin in the Kondo regime. Chapters 7 and 8 apply the same methods to the Hubbard model using the Dynamical mean-field theory (DMFT) mapping. The first chapter studies the Hubbard model in equilibrium using the numerically exact inchworm quantum Monte Carlo method. The second chapter studies the possibility of dynamic switching between the metal and Mott-insulator states of the Hubbard model using the one-crossing approximation (OCA). Finally chapter 9 gives some overall conclusions and suggests future directions for the development of hybridization expansion methods.
We present a general scheme to address correlated nonequilibrium quantum impurity problems based on a mapping onto an auxiliary open quantum system of small size. The infinite fermionic reservoirs of the original system are thereby replaced by a small number N B of noninteracting auxiliary bath sites whose dynamics are described by a Lindblad equation, which can then be exactly solved by numerical methods such as Lanczos or matrix-product states. The mapping becomes exponentially exact with increasing N B , and is already quite accurate for small N B . Due to the presence of the intermediate bath sites, the overall dynamics acting on the impurity site is non-Markovian. While in previous work we put the focus on the manybody solution of the associated Lindblad problem, here we discuss the mapping scheme itself, which is an essential part of the overall approach. On the one hand, we provide technical details together with an in-depth discussion of the employed algorithms, and on the other hand, we present a detailed convergence study. The latter clearly demonstrates the above-mentioned exponential convergence of the procedure with increasing N B . Furthermore, the influence of temperature and an external bias voltage on the reservoirs is investigated. The knowledge of the particular convergence behavior is of great value to assess the applicability of the scheme to certain physical situations. Moreover, we study different geometries for the auxiliary system. On the one hand, this is of importance for advanced manybody solution techniques such as matrix product states which work well for short-ranged couplings, and on the other hand, it allows us to gain more insights into the underlying mechanisms when mapping non-Markovian reservoirs onto Lindblad-type impurity problems. Finally, we present results for the spectral function of the Anderson impurity model in and out of equilibrium and discuss the accuracy obtained with the different geometries of the auxiliary system. In particular, we show that allowing for complex Lindblad couplings produces a drastic improvement in the description of the Kondo resonance.
Accurately describing many-body effects in multi-orbital systems remains a major challenge in theoretical condensed matter physics. At present, there is a significant methodological gap between the numerical tools used in ab initio computational materials science and those developed to study strong electronic correlations. The former can treat realistic, large-scale systems but typically neglect many-body effects, while the latter focus on simplified models with only a few degrees of freedom, as only such models can be solved accurately in the presence of strong interactions. The purpose of this thesis is to bridge these two approaches and establish a systematic theoretical framework for realistic correlated electronic materials. This involves a full-cycle methodology that begins with constructing ab initio interacting models from density-functional theory, solving them using dynamical mean-field theory to capture local correlations, and extending beyond to incorporate non-local collective electronic fluctuations. To this end, we introduce the "dual" approach to strong correlations, which includes the dual fermion, dual boson, and dual triply irreducible local expansion methods. The central idea of the dual theories is to shift the reference point of the conventional Feynman diagrammatic expansion from a non-interacting electronic system to an interacting but exactly solvable one. Integrating out this reference system recasts the expansion in an effective dual space, where all diagrammatic building blocks are renormalized by the corresponding impurity quantities. This procedure transforms a non-perturbative expansion in the original variables into a perturbative expansion in terms of dual fermionic and bosonic fields, exact in both the weak- and strong-coupling limits. In this thesis, we collect and systematize the major developments of dual techniques achieved to date.
This work is motivated by the fact that the investigation of non-equilibrium phenomena in strongly correlated electron systems has developed into one of the most active and exciting branches of condensed matter physics as it provides rich new insights that could not be obtained from the study of equilibrium situations. However, a theoretical description of those phenomena is missing. Therefore, in this thesis, we develop a numerical method that can be used to study two minimal models -- the Hubbard model and the Anderson impurity model with general parameter range and time dependence. We begin by introducing the theoretical framework and the general features of the Hubbard model. We then describe the dynamical mean field theory (DMFT), which was first invented by Georges in 1992. It provides a feasible way to approach strongly correlated electron systems and reduces the complexity of the calculations via a mapping of lattice models onto quantum impurity models subject to a self-consistency condition. We employ the non-equilibrium extension of DMFT and map the Hubbard model to the single impurity Anderson model (SIAM). Since the fundamental component of the DMFT method is a solver of the single impurity Anderson model, we continue with a description of the formalism to study the real-time dynamics of the impurity model staring at its thermal equilibrium state. We utilize the non-equilibrium strong-coupling perturbation theory and derive semi-analytical approximation methods such as the non-crossing approximation (NCA) and the one-crossing approximation (OCA). We then use the Quantum Monte-Carlo method (QMC) as a numerically exact method and present proper measurements of local observables, current and Green's functions. We perform simulations of the current after a quantum quench from equilibrium by rapidly applying a bias voltage in a wide range of initial temperatures. The current exhibits short equilibrium times and saturates upon the decrease of temperature at all times, indicating Kondo behavior both in the transient regime and in the steady state. However, this bare QMC solver suffers from a dynamical sign problem for long time propagations. To overcome the limitations of this bare treatment, we introduce the ``Inchworm algorithm'', based on iteratively reusing the information obtained in previous steps to extend the propagation to longer times and stabilize the calculations. We show that this algorithm greatly reduces the required order for each simulation and re-scales the exponential challenge to quadratic in time. We introduce a method to compute Green's functions, spectral functions, and currents for inchworm Monte Carlo and show how systematic error assessments in real time can be obtained. We illustrate the capabilities of the algorithm with a study of the behavior of quantum impurities after an instantaneous voltage quench from a thermal equilibrium state. We conclude with the applications of the unbiased inchworm impurity solver to DMFT calculations. We employ the methods for a study of the one-band paramagnetic Hubbard model on the Bethe lattice in equilibrium, where the DMFT approximation becomes exact. We begin with a brief introduction of the Mott metal insulator phase diagram. We present the results of both real time Green's functions and spectral functions from our nonequilibrium calculations. We observe the metal-insulator crossover as the on-site interaction is increased and the formation of a quasi-particle peak as the temperature is lowered. We also illustrate the convergence of our algorithms in different aspects.