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Quantum vs stochastic processes and the role of complex numbers

Charis Anastopoulos

Published Jan 1, 2008• 5 citations
OpenAlex

Abstract

We argue that the complex numbers are an irreducible object of quantum probability: this can be seen in the measurements of geometric phases that have no classical probabilistic analogue. Having the complex phases as primitive ingredient implies that we need to accept nonadditive probabilities. This has the desirable consequence of removing constraints of standard theorems about the possibility of describing quantum theory with commutative variables. Motivated by the formalism of consistent histories and keeping an analogy with the theory of stochastic processes, we develop a (statistical) theory of quantum processes: they are characterized by the introduction of a “density matrix” on phase space paths (it thus includes phase information) and fully reproduces quantum mechanical predictions. We can write quantum differential equations (in analogy to Langevin equation) that could be interpreted as referring to individual quantum systems. We describe the reconstruction theorem by which a quantum process can yield the standard Hilbert space structure if the Markov property is imposed. We discuss the relevance of our results for the interpretation of quantum theory (a sample space is possible if probabilities are nonadditive) and quantum gravity (the Hilbert space arises here after the consideration of a background causal structure).

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We argue that the complex numbers are an irreducible object of quantum probability: this can be seen in the measurements of geometric phases that have no classical probabilistic analogue. Having the complex phases as primitive ingredient implies that we need to accept nonadditive probabilities. This has the desirable consequence of removing constraints of standard theorems about the possibility of describing quantum theory with commutative variables. Motivated by the formalism of consistent histories and keeping an analogy with the theory of stochastic processes, we develop a (statistical) theory of quantum processes: they are characterized by the introduction of a “density matrix” on phase space paths (it thus includes phase information) and fully reproduces quantum mechanical predictions. We can write quantum differential equations (in analogy to Langevin equation) that could be interpreted as referring to individual quantum systems. We describe the reconstruction theorem by which a quantum process can yield the standard Hilbert space structure if the Markov property is imposed. We discuss the relevance of our results for the interpretation of quantum theory (a sample space is possible if probabilities are nonadditive) and quantum gravity (the Hilbert space arises here after the consideration of a background causal structure).
The central limit theorem has been found to apply to random vectors in complex Hilbert space. This amounts to sufficient reason to study the complex valued Gaussian, looking for relevance to quantum mechanics. Here we show that the Gaussian, with all terms fully complex, acting as a propagator, leads to Schrodinger nonrelativistic equation including scalar and vector potentials, assuming only that the norm is conserved. No prior physical laws need to be postulated. It thereby presents as a process of irregular motion analogous to the real random walk but executed under the rules of the complex number system. Inferences are 1. There is a standard view that Schrodinger equation is deterministic, while wavefunction collapse is probabilistic by Born's rule. This is opposed by the now demonstrated linkage to the central limit theorem, indicating a stochastic picture for the foundation of Schrodinger equation itself. 2. This picture is also consistent with the dynamic origin of probabilities suggested for the Born rule in the de Broglie Bohm pilot wave theory. Reasons for the primary role of C are open to discussion. The present derivation is compared with recent reconstructions of the quantum formalism, which have the aim of rationalizing its obscurities.
Why does quantum theory need the complex numbers? With a view toward answering this question, I argue that the usual Hilbert-space formalism is a special case of the general method of Markovian embeddings. I then describe the `indivisible interpretation' of quantum theory, according to which a quantum system can be regarded as an `indivisible' stochastic process unfolding in an old-fashioned configuration space, with wave functions and other exotic Hilbert-space ingredients demoted from having an ontological status. The complex numbers end up being necessary to ensure that the Hilbert-space formalism is indeed a Markovian embedding.
Abstract The central limit theorem has been found to apply to random vectors in complex Hilbert space. This amounts to sufficient reason to study the complex–valued Gaussian, looking for relevance to quantum mechanics. Here we show that the Gaussian, with all terms fully complex, acting as a propagator, leads to Schrödinger’s non-relativistic equation including scalar and vector potentials, assuming only that the norm is conserved. No physical laws need to be postulated a priori. It thereby presents as a process of irregular motion analogous to the real random walk but executed under the rules of the complex number system. There is a standard view that Schrödinger’s equation is deterministic, whereas wavefunction “collapse” is probabilistic (by Born’s rule)—we have now a demonstrated linkage to the central limit theorem, indicating a stochastic picture at the foundation of Schrödinger’s equation itself. It may be an example of Wheeler’s “It from bit” with “No underlying law”. Reasons for the primary role of C\mathbf {C}C C are open to discussion. The present derivation is compared with recent reconstructions of the quantum formalism, which have the aim of rationalizing its obscurities.
A history of the discovery of `new' quantum mechanics and the paradoxes of its probabilistic interpretation are briefly reviewed from the modern point of view of quantum probability and information. Modern quantum theory, which has been developed during the last 20 years for the treatment of quantum open systems including quantum noise, decoherence, quantum diffusions and spontaneous jumps occurring under continuous in time observation, is not yet a part of the standard curriculum of quantum physics. It is argued that the conventional formalism of quantum mechanics is insufficient for the description of quantum events, such as spontaneous decays say, and the new experimental phenomena related to individual quantum measurements, but they have all received an adequate mathematical treatment in quantum stochastics of open systems. Moreover, the only reasonable probabilistic interpretation of quantum mechanics put forward by Max Born was, in fact, in irreconcilable contradiction with traditional mechanical reality and causality. This led to numerous quantum paradoxes, some of them due to the great inventors of quantum theory such as Einstein and Schrödinger. They are reconsidered in this paper from the modern point of view of quantum stochastics and information. The development of quantum measurement theory, initiated by von Neumann, indicated a possibility for resolution of this interpretational crisis by divorcing the algebra of the dynamical generators and the algebra of the actual observables, or Bell's be ables. It is shown that within this approach quantum causality can be rehabilitated in the form of a superselection rule for compatibility of the actual histories with the potential future. This rule, together with the self-compatibility of the measurements ensuring the consistency of the histories, is called the nondemolition, or causality principle in modern quantum theory. The application of this rule in the form of dynamical commutation relations leads to the derivation of the von Neumann projection postulate, and also to the more general reductions, instantaneous, spontaneous, and even continuous in time. This gives a dynamical solution, in the form of the quantum stochastic filtering equations, of the notorious measurement problem which was tackled unsuccessfully by many famous physicists starting with Schrödinger and Bohr. It has been recently proved that the quantum stochastic model for the continuous in time measurements is equivalent to a Dirac type boundary-value problem for the secondary quantized input `offer waves from future' in one extra dimension, and to a reduction of the algebra of the consistent histories of past events to an Abelian subalgebra for the `trajectories of the output particles'. This supports the corpuscular-wave duality in the form of the thesis that everything in the future are quantized waves, while everything in the past are trajectories of the recorded particles.
Introduction Quantum probability is a generalization of both classical probability theory and quantum mechanics that allows to describe the probabilistic aspects of quantum mechanics. This generalization is formulated in two steps. First, the theory is reformulated in terms of algebras of functions on probability spaces. Therefore, the notion of a probability space (Ω, ℱ , P ) is replaced by the pair ( L ∞ (Ω), E (.) = ∫ Ω . d P ) consisting of the commutative von Neumann algebra of bounded random variables and the expectation functional. Then, the commutativity condition is dropped. In this way we arrive at the notion of a (von Neumann) algebraic probability space ( N ,Φ) consisting of a von Neumann algebra N and a normal (faithful tracial) state Φ. As we have seen this includes classical probability spaces in the form ( L ∞ (Ω), E ), it also includes quantum mechanical systems modeled by a Hilbert space H and a pure state ψ ∊ H (or a mixed state ρ ∊ S ( H )), if we take N = B ( H ) and Ф the state defined by Ф( X ) = 〈 ψ, X ψ 〉 (or Ф ( X ) = tr(ρ X )) for X ∊ B ( H ). Note that in this course we shall relax the conditions on N and Φ and work with involutive algebras and positive normalized functionals, that is, *-algebraic probability spaces. A striking feature of quantum probability (also called noncommutative probability) is the existence of several notions of independence. This is the starting point of this course, which intends to give an introduction to the theory of quantum stochastic processes with independent increments. However, before we come to these processes, we will give a general introduction to quantum probability. In Section 1.2, we recall the basic definitions of quantum probability and discuss some fundamental differences between classical probability and quantum probability. In Section 1.3 we address the question ‘Why do we need Quantum Probability?’ We discuss the EPR experiment and the Kochen–Specker Theorem, which show that we cannot model quantum physics with classical probability spaces because the values of observable quantities do not exist unless we specify which measurement we will carry out and which quantities we will determine. In this sense quantum physics requires a more radical description of chance.
This paper introduces several new classes of mathematical structures that have close connections with physics and with the theory of dynamical systems. The most general of these structures, called indivisible stochastic processes, collectively encompass many important kinds of stochastic processes, including Markov chains and random dynamical systems. This paper then states and proves a new theorem that establishes a precise correspondence between any indivisible stochastic process and a unitarily evolving quantum system. This theorem therefore leads to a new formulation of quantum theory, alongside the Hilbert-space, path-integral, and quasi-probability formulations. The theorem also provides a first-principles explanation for why quantum systems are based on the complex numbers, Hilbert spaces, linear-unitary time evolution, and the Born rule. In addition, the theorem suggests that by selecting a suitable Hilbert space, together with an appropriate choice of unitary evolution, one can simulate any indivisible stochastic process on a quantum computer, thereby potentially opening up an extensive set of novel applications for quantum computing.