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Development of efficient approximation methods in dynamical mean field theory for multi-degree-of-freedom systems

Ryota Mizuno, Masayuki Ochi, Kazuhiko Kuroki

Published Jan 12, 2021• 0 citations
OpenAlex

Abstract

Although several impurity solvers in the dynamical mean field theory (DMFT) have been proposed, especially in multi-degree-of-freedom systems, there are practical difficulties arising from a trade-off between numerical costs and reliability. In this study, we re-interpret the iterative perturbation theory (IPT) from the perspective of the frequency dependence, and extend it such that costs and reliability can be compatible. From the same perspective, we also develop the methods in which the dual fermion calculation can be performed efficiently and can be combined with any impurity solver. We apply these methods to several models to evaluate their validity. We confirm that our methods show good agreements with the numerically exact continuous-time quantum Monte Carlo (CT-QMC) method in the local DMFT calculation, and can also capture important behaviors such as the pseudo gap in the DMFT + non-local calculation. In addition, the numerical costs are kept sufficiently small.

Related papers

Development of an efficient impurity solver in dynamical mean field theory for multiband systems: Iterative perturbation theory combined with parquet equations

Ryota Mizuno, Masayuki Ochi, Kazuhiko Kuroki

Although several impurity solvers in the dynamical mean field theory (DMFT) have been proposed, especially in multiband systems, there are practical difficulties arising from a trade-off between numerical costs and reliability. In this study, we reinterpret the iterative perturbation theory (IPT) as an approximation which captures the strong correlation effects by mimicking the particular frequency structures of the exact full vertex, and extend it such that it can have efficiency and reliability simultaneously by modifying IPT vertex using the parquet equations. We apply this method to several models to evaluate their validity. We confirm that our method shows good agreements with the numerically exact continuous-time quantum Monte Carlo method in the single-site DMFT calculation.

arXiv:2101.04466•Physical review. B./Physical review. B•Jul 30, 2021•6 citations

An Efficient and Well-Benchmarked Multi-Orbital Impurity Solver for Predictive Investigations of Correlated Materials

Gurshidali P., N. S. Vidhyadhiraja

Predicting the physical properties of strongly correlated electron systems (SCES) requires the combined Density Functional Theory and Dynamical Mean-Field Theory (DFT+DMFT) framework. However, the computational bottle-neck lies in the impurity solver. This work focuses on rigorously benchmarking the Multi-Orbital Iterated Perturbation Theory (MO-IPT) impurity solver against the numerically exact Continuous-Time Quantum Monte Carlo (CTQMC) method, specifically through a detailed study of the three-orbital Hubbard model. The two-orbital model serves as a canonical system to test performance under realistic multi-band conditions. Our systematically derived MO-IPT overcomes the critical limitations of CTQMC, including exponential scaling with orbital number, the need for analytic continuation, and the severe fermionic sign problem. By demonstrating high accuracy across varying interaction strengths and temperatures, we validate MO-IPT as an inexpensive, yet reliable, replacement solver essential for future material-specific investigations.

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Study on the validity of IPT+parquet method as an impurity solver in DMFT focusing on orbital fluctuations

Aira Yamada, Ryota Mizuno, Masayuki Ochi +2 more

A breakdown of calculations with exact impurity solvers in the dynamical mean field theory in multiband systems easily occurs due to the expensive numerical cost. To overcome this practical difficulty, three of the present authors developed an inexpensive and reliable impurity solver by combining the iterative perturbation theory (IPT) and parquet equation, and named it IPT+parquet [R. Mizuno, et al., Phys. Rev. B 104, 035160 (2021).]. In this study, we validate IPT+parquet focusing on the orbital fluctuation by comparing the numerically exact impurity solvers. We confirm that IPT+parquet can capture competition between orbital fluctuation channels, which the conventional IPT cannot capture.

arXiv:2606.05822•Jun 4, 2026•0 citations

Continuous-time quantum Monte Carlo solver for dynamical mean field theory in the compact Legendre representation

Evan Sheridan, Cédric Weber, Evgeny A. Plekhanov +1 more

Dynamical mean-field theory (DMFT) is one of the most widely-used methods to treat accurately electron correlation effects in ab-initio real material calculations. Many modern large-scale implementations of DMFT in electronic structure codes involve solving a quantum impurity model with a continuous-time quantum Monte Carlo (CT-QMC) solver [Rubtsov et al., Phys. Rev. B 72, 035122 (2005); Werner et al., Phys. Rev. Lett. 97, 076405 (2006); Werner and Millis, Phys. Rev. B 74, 155107 (2006); Gull et al., Rev. Mod. Phys. 83, 349 (2011)]. The main advantage of CT-QMC is that, unlike standard quantum Monte Carlo approaches, it is able to generate the local Green's functions $G(\ensuremath{\tau})$ of the correlated system on an arbitrarily fine imaginary time $\ensuremath{\tau}$ grid, and is free of any systematic errors. In this work, we extend a hybrid QMC solver proposed by Khatami et al. [Phys. Rev. E 81, 056703 (2010)] and Rost et al. [Phys. Rev. E 87, 053305 (2013)] to a multiorbital context. This has the advantage of enabling impurity solver QMC calculations to scale linearly with inverse temperature $\ensuremath{\beta}$, and permit its application to $d$- and $f$-band materials. In addition, we present a Green's-function processing scheme which generates accurate quasicontinuous imaginary time solutions of the impurity problem which overcome errors inherent to standard QMC approaches. This solver and processing scheme are incorporated into a full DFT+DMFT calculation using the castep DFT code [Clark et al., Z. Kristallogr. 220, 567 (2005)]. Benchmark calculations for ${\mathrm{SrVO}}_{3}$ properties are presented. The computational efficiency of this method is also demonstrated.

arXiv:1811.12869•Physical review. B./Physical review. B•May 30, 2019•14 citations

Dynamical mean-field theory studies on real materials

Nils-Oliver Linden

Numerical studies on strongly correlated fermionic systems are very complicated and still provide essential problems. The main reason is the exponential growth of the un- derlying Hilbert state space with the system size and the fermionic sign problem for Monte Carlo studies. Among the most widely employed numerical techniques for study- ing two-dimensional quantum many-body systems are cluster extensions of the dynamical mean-field theory (DMFT), e.g. dynamical cluster approximation (DCA). They map an infinitely large multi-dimensional lattice problem to a one-dimensional impurity problem. In 2015 it was shown that the density matrix renormalisation group (DMRG) used as an impurity solver for DMFT (DMFT+DMRG) on the imaginary-frequency axis allows to solve multi-site and multi-band problems extremely fast compared to other solvers. Within this thesis, we further develop this DMRG+DMFT approach to apply the method on real material settings. The step from artificial, completely degenerate multi-band mod- els with simple dispersion relations on a Bethe lattice, studied in 2015, to systems with realistic band structures and lifted degeneracies involves more challenges than originally suspected. In this thesis, we will first recapitulate relevant methods for our approach like matrix prod- uct states, the density matrix renormalisation group and several time evolution methods. In this context we will present several improvements ranging from optimised time evo- lutions to entanglement based optimisations of tensor networks. Second, we will present a very detailed description of the dynamical mean field theory. We will focus on both methodological aspects and implementation details. This chapter is intended to allow other researcher to implement their own DMFT code using DMRG as an impurity solver. Third, we will discuss three different models to show the extent of problems DMRG+ DMFT is able to solve. We will focus on multi-site DCA calculations in the case of the two-dimensional Hubbard model and show that DMRG allows to tackle systems with intermediate interaction strengths at low temperatures, which are unsolvable with other solvers. In the second case, the real material Sr2VO4, we will show the first two-site DCA results for a realistic three-band model. In contrast to assumptions, partly reintroducing the momentum dependence of the self-energy does not improve agreement between exper- imental observations and theoretical results. Finally, we will move on to another realistic three-band model, which describes Sr2RuO4, to show how to deal with the influence of spin-orbit coupling on DMFT. We will present the first low-temperature results for this material and will confirm previous results of simplified model calculations.

•Jan 1, 2019•1 citation

Efficiency of quantum Monte Carlo impurity solvers for the dynamical mean-field theory

Nils Blümer

Since the inception of the dynamical mean-field theory, numerous numerical studies have relied on the Hirsch-Fye quantum Monte Carlo (HF-QMC) method for solving the associated impurity problem. Recently developed continuous-time algorithms (CT-QMC) avoid the Trotter discretization error and allow for faster configuration updates, which makes them candidates for replacing HF-QMC. We demonstrate, however, that a state-of-the-art implementation of HF-QMC (with extrapolation of discretization $\ensuremath{\Delta}\ensuremath{\tau}\ensuremath{\rightarrow}0$) is competitive with CT-QMC. A quantitative analysis of Trotter errors in HF-QMC estimates and of appropriate $\ensuremath{\Delta}\ensuremath{\tau}$ values is included.

arXiv:0708.1749•Physical Review B•Nov 28, 2007•31 citations
Although several impurity solvers in the dynamical mean field theory (DMFT) have been proposed, especially in multi-degree-of-freedom systems, there are practical difficulties arising from a trade-off between numerical costs and reliability. In this study, we re-interpret the iterative perturbation theory (IPT) from the perspective of the frequency dependence, and extend it such that costs and reliability can be compatible. From the same perspective, we also develop the methods in which the dual fermion calculation can be performed efficiently and can be combined with any impurity solver. We apply these methods to several models to evaluate their validity. We confirm that our methods show good agreements with the numerically exact continuous-time quantum Monte Carlo (CT-QMC) method in the local DMFT calculation, and can also capture important behaviors such as the pseudo gap in the DMFT + non-local calculation. In addition, the numerical costs are kept sufficiently small.
Although several impurity solvers in the dynamical mean field theory (DMFT) have been proposed, especially in multiband systems, there are practical difficulties arising from a trade-off between numerical costs and reliability. In this study, we reinterpret the iterative perturbation theory (IPT) as an approximation which captures the strong correlation effects by mimicking the particular frequency structures of the exact full vertex, and extend it such that it can have efficiency and reliability simultaneously by modifying IPT vertex using the parquet equations. We apply this method to several models to evaluate their validity. We confirm that our method shows good agreements with the numerically exact continuous-time quantum Monte Carlo method in the single-site DMFT calculation.
Predicting the physical properties of strongly correlated electron systems (SCES) requires the combined Density Functional Theory and Dynamical Mean-Field Theory (DFT+DMFT) framework. However, the computational bottle-neck lies in the impurity solver. This work focuses on rigorously benchmarking the Multi-Orbital Iterated Perturbation Theory (MO-IPT) impurity solver against the numerically exact Continuous-Time Quantum Monte Carlo (CTQMC) method, specifically through a detailed study of the three-orbital Hubbard model. The two-orbital model serves as a canonical system to test performance under realistic multi-band conditions. Our systematically derived MO-IPT overcomes the critical limitations of CTQMC, including exponential scaling with orbital number, the need for analytic continuation, and the severe fermionic sign problem. By demonstrating high accuracy across varying interaction strengths and temperatures, we validate MO-IPT as an inexpensive, yet reliable, replacement solver essential for future material-specific investigations.
A breakdown of calculations with exact impurity solvers in the dynamical mean field theory in multiband systems easily occurs due to the expensive numerical cost. To overcome this practical difficulty, three of the present authors developed an inexpensive and reliable impurity solver by combining the iterative perturbation theory (IPT) and parquet equation, and named it IPT+parquet [R. Mizuno, et al., Phys. Rev. B 104, 035160 (2021).]. In this study, we validate IPT+parquet focusing on the orbital fluctuation by comparing the numerically exact impurity solvers. We confirm that IPT+parquet can capture competition between orbital fluctuation channels, which the conventional IPT cannot capture.
Dynamical mean-field theory (DMFT) is one of the most widely-used methods to treat accurately electron correlation effects in ab-initio real material calculations. Many modern large-scale implementations of DMFT in electronic structure codes involve solving a quantum impurity model with a continuous-time quantum Monte Carlo (CT-QMC) solver [Rubtsov et al., Phys. Rev. B 72, 035122 (2005); Werner et al., Phys. Rev. Lett. 97, 076405 (2006); Werner and Millis, Phys. Rev. B 74, 155107 (2006); Gull et al., Rev. Mod. Phys. 83, 349 (2011)]. The main advantage of CT-QMC is that, unlike standard quantum Monte Carlo approaches, it is able to generate the local Green's functions $G(\ensuremath{\tau})$ of the correlated system on an arbitrarily fine imaginary time $\ensuremath{\tau}$ grid, and is free of any systematic errors. In this work, we extend a hybrid QMC solver proposed by Khatami et al. [Phys. Rev. E 81, 056703 (2010)] and Rost et al. [Phys. Rev. E 87, 053305 (2013)] to a multiorbital context. This has the advantage of enabling impurity solver QMC calculations to scale linearly with inverse temperature $\ensuremath{\beta}$, and permit its application to ddd- and fff-band materials. In addition, we present a Green's-function processing scheme which generates accurate quasicontinuous imaginary time solutions of the impurity problem which overcome errors inherent to standard QMC approaches. This solver and processing scheme are incorporated into a full DFT+DMFT calculation using the castep DFT code [Clark et al., Z. Kristallogr. 220, 567 (2005)]. Benchmark calculations for SrVO3{\mathrm{SrVO}}_{3}SrVO3​ properties are presented. The computational efficiency of this method is also demonstrated.
Numerical studies on strongly correlated fermionic systems are very complicated and still provide essential problems. The main reason is the exponential growth of the un- derlying Hilbert state space with the system size and the fermionic sign problem for Monte Carlo studies. Among the most widely employed numerical techniques for study- ing two-dimensional quantum many-body systems are cluster extensions of the dynamical mean-field theory (DMFT), e.g. dynamical cluster approximation (DCA). They map an infinitely large multi-dimensional lattice problem to a one-dimensional impurity problem. In 2015 it was shown that the density matrix renormalisation group (DMRG) used as an impurity solver for DMFT (DMFT+DMRG) on the imaginary-frequency axis allows to solve multi-site and multi-band problems extremely fast compared to other solvers. Within this thesis, we further develop this DMRG+DMFT approach to apply the method on real material settings. The step from artificial, completely degenerate multi-band mod- els with simple dispersion relations on a Bethe lattice, studied in 2015, to systems with realistic band structures and lifted degeneracies involves more challenges than originally suspected. In this thesis, we will first recapitulate relevant methods for our approach like matrix prod- uct states, the density matrix renormalisation group and several time evolution methods. In this context we will present several improvements ranging from optimised time evo- lutions to entanglement based optimisations of tensor networks. Second, we will present a very detailed description of the dynamical mean field theory. We will focus on both methodological aspects and implementation details. This chapter is intended to allow other researcher to implement their own DMFT code using DMRG as an impurity solver. Third, we will discuss three different models to show the extent of problems DMRG+ DMFT is able to solve. We will focus on multi-site DCA calculations in the case of the two-dimensional Hubbard model and show that DMRG allows to tackle systems with intermediate interaction strengths at low temperatures, which are unsolvable with other solvers. In the second case, the real material Sr2VO4, we will show the first two-site DCA results for a realistic three-band model. In contrast to assumptions, partly reintroducing the momentum dependence of the self-energy does not improve agreement between exper- imental observations and theoretical results. Finally, we will move on to another realistic three-band model, which describes Sr2RuO4, to show how to deal with the influence of spin-orbit coupling on DMFT. We will present the first low-temperature results for this material and will confirm previous results of simplified model calculations.
Since the inception of the dynamical mean-field theory, numerous numerical studies have relied on the Hirsch-Fye quantum Monte Carlo (HF-QMC) method for solving the associated impurity problem. Recently developed continuous-time algorithms (CT-QMC) avoid the Trotter discretization error and allow for faster configuration updates, which makes them candidates for replacing HF-QMC. We demonstrate, however, that a state-of-the-art implementation of HF-QMC (with extrapolation of discretization $\ensuremath{\Delta}\ensuremath{\tau}\ensuremath{\rightarrow}0$) is competitive with CT-QMC. A quantitative analysis of Trotter errors in HF-QMC estimates and of appropriate $\ensuremath{\Delta}\ensuremath{\tau}$ values is included.