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Dynamical mean-field theory studies on real materials

Nils-Oliver Linden

Published Jan 1, 2019• 1 citation
Publisher

Abstract

Numerical studies on strongly correlated fermionic systems are very complicated and still provide essential problems. The main reason is the exponential growth of the un- derlying Hilbert state space with the system size and the fermionic sign problem for Monte Carlo studies. Among the most widely employed numerical techniques for study- ing two-dimensional quantum many-body systems are cluster extensions of the dynamical mean-field theory (DMFT), e.g. dynamical cluster approximation (DCA). They map an infinitely large multi-dimensional lattice problem to a one-dimensional impurity problem. In 2015 it was shown that the density matrix renormalisation group (DMRG) used as an impurity solver for DMFT (DMFT+DMRG) on the imaginary-frequency axis allows to solve multi-site and multi-band problems extremely fast compared to other solvers. Within this thesis, we further develop this DMRG+DMFT approach to apply the method on real material settings. The step from artificial, completely degenerate multi-band mod- els with simple dispersion relations on a Bethe lattice, studied in 2015, to systems with realistic band structures and lifted degeneracies involves more challenges than originally suspected. In this thesis, we will first recapitulate relevant methods for our approach like matrix prod- uct states, the density matrix renormalisation group and several time evolution methods. In this context we will present several improvements ranging from optimised time evo- lutions to entanglement based optimisations of tensor networks. Second, we will present a very detailed description of the dynamical mean field theory. We will focus on both methodological aspects and implementation details. This chapter is intended to allow other researcher to implement their own DMFT code using DMRG as an impurity solver. Third, we will discuss three different models to show the extent of problems DMRG+ DMFT is able to solve. We will focus on multi-site DCA calculations in the case of the two-dimensional Hubbard model and show that DMRG allows to tackle systems with intermediate interaction strengths at low temperatures, which are unsolvable with other solvers. In the second case, the real material Sr2VO4, we will show the first two-site DCA results for a realistic three-band model. In contrast to assumptions, partly reintroducing the momentum dependence of the self-energy does not improve agreement between exper- imental observations and theoretical results. Finally, we will move on to another realistic three-band model, which describes Sr2RuO4, to show how to deal with the influence of spin-orbit coupling on DMFT. We will present the first low-temperature results for this material and will confirm previous results of simplified model calculations.

DOI
10.5282/edoc.24094

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Correlated electron systems exhibit a variety of intriguing emergent phenomena, including Mott physics, pseudogap behavior, and unconventional superconductivity. One of the most widely used numerical approaches for investigating these systems is dynamical mean-field theory (DMFT). This dissertation addresses two related problems: how to develop better quantum impurity solvers for DMFT and how to use DMFT results to gain a better understanding of correlated electron systems. The first part of this dissertation develops numerical methods for solving quantum impurity problems, which constitute the central computational task in DMFT calculations. In Chap. 4, we develop a method that combines a tensor-train numerical integration scheme with the inchworm hybridization expansion for quantum impurity problems. Benchmarks on spinless, single-orbital, and multi-orbital impurity models demonstrate the convergence of the Green’s functions to exact or reference results and identify the regimes in which tensor-train compression of Feynman diagrams and the inchworm expansion itself are effective. In Chap. 5, we introduce the concept of counterterms within the hybridization expansion and apply it to a bare hybridization expansion solver that relies on a sum-of-exponentials integration technique. Tests on spinless, multi-orbital, and realistic embedding impurity problems show that counterterms can significantly reduce the required perturbative order and improve the efficiency of hybridization-expansion calculations. The second part of this dissertation applies the cluster extension of DMFT to the single-band Hubbard model. In Chap. 6, we introduce a fluctuation decomposition for the self-energy that eliminates the Fierz ambiguity encountered in conventional fluctuation diagnostics of the Hubbard model. The resulting analysis shows that spin fluctuations make an important contribution to the pseudogap self-energy, while multi-boson contributions are also necessary for a complete description. In Chap. 7, we analyze the spin-fermion coupling and its role in d-wave pairing. Our calculations show that, for antinodal fermions in the pseudogap regime, their coupling to antiferromagnetic spin fluctuations is strongly enhanced relative to the non-interacting limit. A modified Bethe–Salpeter equation analysis further shows that this enhanced spin–fermion coupling boosts the spin-fluctuation-induced contribution to the d-wave pairing susceptibility.
In this chapter, we present a bird’s-eye view of dynamical mean field theory (DMFT) and its extensions to highly correlated systems. We first demonstrate the elementary introduction to DMFT on a single site with detailed derivations and then a solution of the simple interacting models: the Hubbard model and the Falicov–Kimball model on infinite dimensional Bethe lattice using DMFT. Thereafter, we focus on two kinds of non-local extensions of single-site DMFT - (a) cluster dynamical mean field theory (CDMFT) on real space and (b) dynamical cluster approximation (DCA) on momentum space. Finally, we conclude the chapter with the application of DMFT combining with density functional theory (DFT) in the real-material systems (LDA+DMFT).
We implement an efficient numerical method to calculate response functions of complex impurities based on the Density Matrix Renormalization Group (DMRG) and use it as the impurity-solver of the Dynamical Mean Field Theory (DMFT). This method uses the correction vector to obtain precise Green's functions on the real frequency axis at zero temperature. By using a self-consistent bath configuration with very low entanglement, we take full advantage of the DMRG to calculate dynamical response functions paving the way to treat large effective impurities such as those corresponding to multi-orbital interacting models and multi-site or multi-momenta clusters. This method leads to reliable calculations of non-local self energies at arbitrary dopings and interactions and at any energy scale.
We implement an efficient numerical method to calculate response functions of complex impurities based on the Density Matrix Renormalization Group (DMRG) and use it as the impurity-solver of the Dynamical Mean Field Theory (DMFT). This method uses the correction vector to obtain precise Green's functions on the real frequency axis at zero temperature. By using a self-consistent bath configuration with very low entanglement, we take full advantage of the DMRG to calculate dynamical response functions paving the way to treat large effective impurities such as those corresponding to multi-orbital interacting models and multi-site or multi-momenta clusters. This method leads to reliable calculations of non-local self energies at arbitrary dopings and interactions and at any energy scale.
We describe the use of coupled-cluster theory as an impurity solver in dynamical mean-field theory (DMFT) and its cluster extensions. We present numerical results at the level of coupled-cluster theory with single and double excitations (CCSD) for the density of states and self-energies of cluster impurity problems in the one- and two-dimensional Hubbard models. Comparison to exact diagonalization shows that CCSD produces accurate density of states and self-energies at a variety of values of U/tU/tU/t and filling fractions. However, the low cost allows for the use of many bath sites, which we define by a discretization of the hybridization directly on the real frequency axis. We observe convergence of dynamical quantities using approximately 30 bath sites per impurity site, with our largest 4-site cluster DMFT calculation using 120 bath sites. We suggest that coupled-cluster impurity solvers will be attractive in ab initio formulations of dynamical mean-field theory.
This work is motivated by the fact that the investigation of non-equilibrium phenomena in strongly correlated electron systems has developed into one of the most active and exciting branches of condensed matter physics as it provides rich new insights that could not be obtained from the study of equilibrium situations. However, a theoretical description of those phenomena is missing. Therefore, in this thesis, we develop a numerical method that can be used to study two minimal models -- the Hubbard model and the Anderson impurity model with general parameter range and time dependence. We begin by introducing the theoretical framework and the general features of the Hubbard model. We then describe the dynamical mean field theory (DMFT), which was first invented by Georges in 1992. It provides a feasible way to approach strongly correlated electron systems and reduces the complexity of the calculations via a mapping of lattice models onto quantum impurity models subject to a self-consistency condition. We employ the non-equilibrium extension of DMFT and map the Hubbard model to the single impurity Anderson model (SIAM). Since the fundamental component of the DMFT method is a solver of the single impurity Anderson model, we continue with a description of the formalism to study the real-time dynamics of the impurity model staring at its thermal equilibrium state. We utilize the non-equilibrium strong-coupling perturbation theory and derive semi-analytical approximation methods such as the non-crossing approximation (NCA) and the one-crossing approximation (OCA). We then use the Quantum Monte-Carlo method (QMC) as a numerically exact method and present proper measurements of local observables, current and Green's functions. We perform simulations of the current after a quantum quench from equilibrium by rapidly applying a bias voltage in a wide range of initial temperatures. The current exhibits short equilibrium times and saturates upon the decrease of temperature at all times, indicating Kondo behavior both in the transient regime and in the steady state. However, this bare QMC solver suffers from a dynamical sign problem for long time propagations. To overcome the limitations of this bare treatment, we introduce the ``Inchworm algorithm'', based on iteratively reusing the information obtained in previous steps to extend the propagation to longer times and stabilize the calculations. We show that this algorithm greatly reduces the required order for each simulation and re-scales the exponential challenge to quadratic in time. We introduce a method to compute Green's functions, spectral functions, and currents for inchworm Monte Carlo and show how systematic error assessments in real time can be obtained. We illustrate the capabilities of the algorithm with a study of the behavior of quantum impurities after an instantaneous voltage quench from a thermal equilibrium state. We conclude with the applications of the unbiased inchworm impurity solver to DMFT calculations. We employ the methods for a study of the one-band paramagnetic Hubbard model on the Bethe lattice in equilibrium, where the DMFT approximation becomes exact. We begin with a brief introduction of the Mott metal insulator phase diagram. We present the results of both real time Green's functions and spectral functions from our nonequilibrium calculations. We observe the metal-insulator crossover as the on-site interaction is increased and the formation of a quasi-particle peak as the temperature is lowered. We also illustrate the convergence of our algorithms in different aspects.