This book is about a certain class of superfluids, namely the high temperature superconductors. Perhaps the simplest of the superfluids is liquid He4. Since the very early days of quantum mechanics it has been known that the helium atom He4 is a boson; it is built of an even number of particles (two electrons, two neutrons and two protons), so that a wave function ^(ri,F2) must be symmetrical in FI — r? where FI, r-z are the electron's coordinates. This has the result that half the rotational states of the molecule H62 are absent and that the scattering of alpha particles by helium for low energies deviates from the Rutherford scattering law. It also has the remarkable result that this is not so for the light isotope He3, which shows that the number of neutrons in the nucleus affects properties depending otherwise only on the electrons and nuclear charge.
This book is about a certain class of superfluids, namely the high temperature superconductors. Perhaps the simplest of the superfluids is liquid He4. Since the very early days of quantum mechanics it has been known that the helium atom He4 is a boson; it is built of an even number of particles (two electrons, two neutrons and two protons), so that a wave function ^(ri,F2) must be symmetrical in FI — r? where FI, r-z are the electron's coordinates. This has the result that half the rotational states of the molecule H62 are absent and that the scattering of alpha particles by helium for low energies deviates from the Rutherford scattering law. It also has the remarkable result that this is not so for the light isotope He3, which shows that the number of neutrons in the nucleus affects properties depending otherwise only on the electrons and nuclear charge.
The paradoxes and disparities in the contemporary microscopic theory of superfluid helium (He–II) are discussed along with possible ways of resolving them by taking pair correlations of He4 atoms into consideration. It is shown that most paradoxes are associated with the commonly accepted initial assumption concerning the dominating role of single-particle Bose condensate (SPBC) in the quantum microstructure of the superfluid component ρs. The existence of intensive SPBC leads to a strong hybridization of the elementary excitation branches and to a common dispersion law for all boson branches, which is identified with the quasiparticle spectrum E(p) observed experimentally from slow neutron scattering in liquid helium. However, the stability of this spectrum during a transition through the λ-point and the large value of the gap in the vicinity of the “rotonic” minimum contradict both the Landau theoretical criterion of superfluidity and the small value of experimentally measured critical velocity. At the same time, a strong interaction between particles in the Bose liquid He4 strongly suppresses the SPBC which amounts to less than 1% of all He4 atoms and hence cannot be the main constituent of the superfluid component, unlike the case of a weakly nonideal Bose gas. Moreover, for a quite strong attraction between particles in a certain region of the momentum space, bound pairs of bosons can be formed in the superfluid Bose liquid, and a coherent pair condensate (CPC) analogous to the Cooper pair condensate in superconductors may appear. Such a strong CPC may completely suppress the weak SPBC. In this case, the one-particle spectrum ε(p) of elementary excitations does not hybridize with the collective (two-particle) spectrum and does not appear in the structure of the dynamic form factor S(p,ε), i.e., does not coincide with the spectrum measured from neutron scattering. The dispersion of one-particle spectrum is defined by the momentum dependence of the pair order parameter Ψ̃(p) and may have a minimum or a point of inflection at p≠0. This peculiarity in the one-particle spectrum of a Bose liquid with CPC but without SPBC vanishes together with Ψ̃(p) at the temperature Tc=Tλ of the phase transition from the superfluid to the normal state (unlike the rotonic minimum in the collective spectrum), while the corresponding critical velocity vc=min[ε(p)/p] vanishes at the λ-point in accordance with the Landau criterion and the experimental data. The assumption that the strong “Cooper-like” CPC is responsible for the quantum structure of the superfluid component ρs is confirmed indirectly by the successful application of the Justrow approximation (based on strong pair correlations) for describing the properties of liquid He4 and quantum liquid mixtures He3–4He on one hand, and by an anomalously large effective mass of He3 impurity atoms in He4, which is approximately equal to total mass of He3 and He4 atoms, thus pointing to the existence of helium atoms in superfluid liquid He–II. The value of the superfluid velocity circulation quantum in the Onsager–Feynman vortices in a Bose liquid with CPC but without SPBC is discussed as well as the critical velocities of superfluid He4 in ultrathin films and channels in which the creation and motion of quantum vortices are ruled out, and the quasiparticle spectrum undergoes dimensional quantization.
The past two decades have seen great progress in our understanding of the properties of condensed helium 3. Research on He3 in our lab (see figure 1 for its modern form) began in 1958. At that time the properties of the more abundant isotope, helium 4, were rather well known: A phase transition at about 2 K transforms it from a normal liquid to a superfluid, a liquid that under some conditions will flow without viscous drag. The explanation for this behavior is rooted in concepts from the condensation of an ideal Bose–Einstein gas. But He3 obeys Fermi–Dirac statistics; would it show any likeness to a Fermi gas or liquid? Would it also exhibit a transition to superfluidity?
The goal of this chapter will be to briefly describe the remarkable properties of helium at low temperatures. After stating some of these properties we will see how they can be understood in terms of the phenomenon of Bose–Einstein condensation described in Chapter 7. We will give the main argument in two different formulations, once using the quasi-particle method of Bogoliubov, and then using a Green function approach. We start with some experimental facts. Helium is a remarkable element. It was predicted to exist from observations of the Sun before it was found on Earth. It is the only element which remains a liquid at zero temperature and atmospheric pressure. Experimentally the phase diagram of 4 He is shown in Figure 10.1. Helium I is a normal fluid and has a normal gas-liquid critical point. Helium II is a mixture of a normal fluid and a superfluid. The superfluid is characterized by the vanishing of its viscosity. Helium I and helium II are separated by a line known as the λ -transition line. At T λ = 2.18 K, P λ = 2.29 Pa, helium I, helium II, and helium gas coexist. The specific heat of liquid helium along the vapor transition line forms a logarithmic discontinuity shown in Figure 10.2. The form of this diagram resembles the Greek letter λ and is the reason for calling the transition a λ -transition. The lack of viscosity of helium II leads to some remarkable experimental consequences, one of which we briefly describe. Let two containers A and B be linked by a thin capillary through which only a fluid with zero (or very low) viscosity can pass freely.
Since the early days of Bose–Einstein condensates (BECs) in atomic gases, comparisons have been drawn to the other familiar bosonic systems: liquid helium-4 and the Cooper pairs of superconductors. Two of the early questions asked of BECs were whether they had similar coherence properties and whether they were superfluids. In He4, it is rather difficult to study properties of the condensate, such as the condensate fraction, whereas the measurement of superfluidity is fairly straightforward. The opposite has proved true for atomic condensates: The condensate fraction as a function of temperature was found early on, but only recently has their superfluidity been placed on firm footing (see PHYSICS TODAY, November 1999, page 17).
A system composed of particles, whose quantum mechanical zero point energy is large compared to their interaction energy, does not solidify even at absolute zero temperature and remains a so-called quantum liquid. Typical examples of such systems are conduction electrons in metals and liquid helium. Many conductors undergo a phase transition at their critical temperature T c and become superconducting below it. Similarly, liquid 4 He under its vapour pressure becomes a superfluid at T c = 2.17 K ( T λ is often used instead of T c ), and liquid 3 He at T c = 0.9 mK. Although the phenomena are called superconductivity for a charged system like conduction electrons, and superfluidity for a neutral system like liquid helium, they are characterised by the same basic property that the wave nature of the particles manifests itself on a macroscopic scale, as we shall see below. Phenomena The most important factor in determining the properties of a quantum liquid is the statistics of the constituent particles. Liquid 3 He becomes a typical Fermi liquid below 0.1 K and a superfluid below a few mK, in contrast with the bosonic liquid 4 He mentioned above. The two superfluids are quite different both phenomenologically and microscopically. Table 1.1 shows systems which exhibit, or are predicted to exhibit (in brackets), superconductivity or superfluidity. In the case of fermion systems pair formation is responsible for the phenomena so that their properties differ according to the pairing type.
This chapter describes a system of interacting bosons at very low temperatures. For helium, the forces are relatively weak, while, because of its low mass, the zero-point oscillations of the individual atoms are large. The low temperature phase is called He II; the high temperature phase, He I. Indications of the existence of He II were already present in the early experiments of Kamerlingh Onnes. The "superfluidity" of He II was discovered independently, and essentially, simultaneously, by Kapitza and Allen and Misener, by studying the flow of liquid helium through a thin capillary. In the two-fluid model, superfluid He II is regarded as being composed of two fluids which are simultaneously present and mutually interpenetrating. The superfluid component is the condensate, the single condensed quantum state of the Bose liquid. The existence of superfluid flow through a narrow capillary is built into the theory.