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Quantum Science and Technology

Practical source monitoring for continuous-variable quantum key distribution

Binjie Chu, Yichen Zhang, Yundi Huang, Song Yu, Ziyang Chen, Hong Mei Guo

Published Jan 13, 2021• 9 citations
Publisher

Abstract

Abstract Source monitoring is a matter of vital importance for continuous-variable quantum key distribution (QKD), since it is the first barrier to ensure the practical security. In a practical scenario, the difficulty arises with the existence of the laser intensity fluctuation, which not only contributes to the source noise but also causes the deviation of source monitoring result. We first illustrate the effect of the relative intensity noise (RIN) on the ultimate security by explicitly showing the parameter estimation procedure, and find that the secret key rate is overestimated in this situation. To defend the continuous-variable QKD system against potential attacks utilizing this impairment to conceal itself, a source monitoring scheme is devised by adopting the seminal one-time shot-noise unit calibration approach into the monitor module. It is shown that by using the practical source monitoring scheme the impact of the RIN can be modeled and monitored in real time to circumvent an overestimated secret key rate. This scheme also lowers the system complexity thus is suitable for widespread application.

DOI
10.1088/2058-9565/abda8f

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Abstract Source monitoring is a matter of vital importance for continuous-variable quantum key distribution (QKD), since it is the first barrier to ensure the practical security. In a practical scenario, the difficulty arises with the existence of the laser intensity fluctuation, which not only contributes to the source noise but also causes the deviation of source monitoring result. We first illustrate the effect of the relative intensity noise (RIN) on the ultimate security by explicitly showing the parameter estimation procedure, and find that the secret key rate is overestimated in this situation. To defend the continuous-variable QKD system against potential attacks utilizing this impairment to conceal itself, a source monitoring scheme is devised by adopting the seminal one-time shot-noise unit calibration approach into the monitor module. It is shown that by using the practical source monitoring scheme the impact of the RIN can be modeled and monitored in real time to circumvent an overestimated secret key rate. This scheme also lowers the system complexity thus is suitable for widespread application.
Continuous-variable measurement-device-independent quantum key distribution (CV-MDI QKD) can fundamentally defend all attacks on the measurement devices. Consequently, higher requirements are put forward for the source of a CV-MDI QKD system. However, the imperfections of the actual source brings practical security risks to the CV-MDI QKD system. Therefore, the characteristics of the realistic source must be controlled in real time to guarantee the practical security of the CV-MDI QKD system. Here we propose a countermeasure for negative impact introduced by the actual source in the CV-MDI QKD system based on the one-time-calibration method, not only eliminating the loophole induced from the relative intensity noise (RIN), which is part of the source noise, but also modeling the source noise thus improves the performance. In particular, three cases in terms of whether the preparation noise of the practical sources are defined or not, where only one of the users or both of the two users operate monitoring on their respective source outputs, are investigated. The simulation results show that the estimated secret key rate without our proposed scheme is about 10.7 times higher than the realistic rate at 18 km transmission distance when the variance of RIN is only 0.4. What is worse, the difference becomes greater and greater with the increase of the variance of RIN. Thus, our proposed scheme makes sense in further completing the practical security of the CV-MDI QKD system. In other words, our work enables the CV-MDI QKD system not only to resist all attacks against detectors, but also to close the vulnerability caused by the actual source, thus making the scheme closer to practical security.
Continuous-variable quantum key distribution (CV-QKD) with plug-and-play design offers a promising route in simplifying the system implementation and shows intriguing prospects for quantum access network applications. However, such a scheme makes it possible for the eavesdropper (Eve) to completely control the source, helping her to gain more information since the laser travels through the unsecured channel before being modulated, which will severely compromise the performance of the system and limit its potential application. To fight against the security loophole, we propose a passive source monitoring scheme based on a combination of beam splitter and homodyne detector, as well as source noise suppression. The corresponding entanglement-based model is established to estimate the secret key rate for the proposed scheme. We show that the performance of the plug-and-play CV-QKD system can be significantly improved by using the source monitoring scheme compared with the untrusted source model. With typical parameters, the maximum transmission distance can be promoted by more than 50%, and the secret key rate can be increased by more than 25% when the transmission distance is longer than 50 km. This study provides a feasible approach for improving the security and performance of the plug-and-play CV-QKD and holds positive potential for practical applications.
The source noise in plug-and-play continuous variable quantum key distribution (CV-QKD) system plays a crucial role in determining the secret key rate and transmission distance. In general, the source noise is considered untrusted and fully controlled by Eve, which is because the laser travels through the unsecure channel before being modulated. However, this may overestimate the key information stolen by Eve leading to an underestimation of the key rate share between the legal communication parties. Here, we use a beam-splitter with signal attenuation to model the source noise combined with source monitoring scheme to characterize the source imperfection in the plug-and-play CV-QKD system. We show that the performance of the plug-and-play CV-QKD can be significantly improved under the above scheme compared to the untrusted source model. Our numerical simulation results also show that the plug-and-play CV-QKD with source monitoring has a key generation rate close to that of a trusted source under the same simulation parameters.
The shot-noise unit in continuous-variable quantum key distribution plays an important and fundamental role in experimental implementation, as it is used as a normalization parameter that contributes to performing security analyses and distilling key information. However, the traditional calibration procedure and detector model cannot cover all system noise in practical applications, which results in loopholes and influences the practical security. What is more, the traditional procedure is also rather complicated and has difficulty in providing compatibility with automatic operating systems. In this paper, we propose a calibration model based on a proposed trusted detector model, which could naturally close the loopholes in practical applications. It can help to identify the shot-noise unit in only one step, which can not only effectively simplify the evaluation process but also reduce the statistical fluctuations, while two steps are needed in the traditional method. We prove its feasibility and derive a complete version of the corresponding entanglement-based model. A detailed security analysis against arbitrary collective attacks and numerous simulation results in both the asymptotic-limit regime and the finite-size regime are provided. A proof-of-principle experiment is implemented, and the results indicate that our one-time calibration model can be employed as a powerful alternative method for calibrating the shot-noise unit. Our method paves the way for the deployment of continuous-variable quantum key distribution with real-time calibration and automatic operation.
In the safety assessment of the actual CVQKD (continuous-variable quantum key distribution) system,the preparation measurement model is generally equivalent to the entanglement-based model,whose major drawback is that the shot noise variance is treated as a constant.As the attacks on the LO (local oscillator) from the Eve,the shot noise variance will change with LO.And in the process of safety analysis based on the shot noise variance calibration technology,there are loopholes in which the shot noise variance for calculating secret key rate is obtained by the linear relationship between the shot noise variance and the LO before distributing the quantum key.However,the shot noise variance is not accurate nor real-time.In the security analysis of system,all the noise parameters of the system are normalized to the shot noise variance.The Eve can reduce the shot noise variance by controlling the strength of LO,thus actual excess noise of system will increase.But legal communicating parties are still normalized based on previous larger shot noise variance,so that the excess noise of system is substantially underestimated.As a consequence,the Eve can obtain secret key information without attracting the attention of legal communicating parties by adopting some attacks, such as intercept-resend attack.Thus it is an essential factor for ensuring the system security to evaluate real-time shot noise variance accurately.In order to effectively resist the above mentioned attacks on the LO from the Eve,a scheme of CVQKD system based on real-time shot noise variance monitoring is presented to improve the security of CVQKD system.The shot noise variance calibration technology is adopted in this system.By adding the real-time shot noise variance monitoring modules to the primary CVQKD system,the real-time shot noise variance is assessed by the linear relationship between the shot noise variance and the LO.In the hardware system,independent clocks are adopted. Sampling in peak algorithm is applied to software system,and this effectively solves the problem that CVQKD system with LO clock source is at risk of shot noise variance calibration attack.The scheme prevents the hazards that the Eve changes previously calibrated linear relationship by regulating the pulse delay of the LO,and thus judges whether the system is safe through calculating the accurate and real-time secret key rate.The system can analyze the real-time security of quantum key distribution and display safety status of system.The experimental results show that this system can defend effectively the LO attacks from the Eve and improve the security performance of the CVQKD system.
Here, we investigate the security of the practical one-way CVQKD and CV-MDI-QKD systems under laser seeding attack. In particular, Eve can inject a suitable light into the laser diodes of the light source modules in the two kinds of practical CVQKD systems, which results in the increased intensity of the generated optical signal. The parameter estimation under laser seeding attack shows that the secret key rates of these two schemes may be overestimated, which indicates that this attack can open a security loophole for Eve to successfully obtain information about secret key in these practical CVQKD systems. To close this loophole, we propose a real-time monitoring scheme to precisely evaluate the secret key rates of these schemes. The analysis results indicate the implementation of the proposed monitoring scheme can effectively resist this potential attack.