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Duality and strongly correlated systems in two dimensions

Hart Goldman

Published Nov 18, 2020• 0 citations
OpenAlex

Abstract

Many of the most vexing phenomena observed in condensed matter physics involve strongly correlated systems near quantum critical points in two spatial dimensions. Examples range from the sharing of critical exponents (superuniversality) among quantum Hall plateau transitions to the emergence of a charge-vortex symmetry near the field-tuned superconductor-insulator transition in thin films to the appearance of “anomalous” metallic states which evade localization. These problems elude theoretical understanding because they lack small parameters; standard perturbative approaches constitute poor, often uncontrolled approximations. This thesis concerns itself with the development of techniques reaching beyond the perturbative paradigm, focusing especially on duality, the idea that two seemingly different theories are actually one and the same. While a duality is most useful when it relates a strongly interacting theory to a weakly interacting one, even dualities between strongly coupled theories can reveal emergent symmetries and exotic gapped phases that may be obscure in one theory but not its dual. Recently, starting from a relativistic analogue of flux attachment, an entire web of quantum field theory dualities was proposed connecting a wide variety of quantum critical states in two spatial dimensions. This web of dualities has led to a surge of progress on a wide variety of condensed matter problems, several examples of which are presented in this thesis. One of the major challenges that comes with the proposal of new dualities is to “derive” them. In Chapter 2, we construct simple, explicit derivations of many members of the web of dualities in (particle-hole symmetric) models of relativistic current loops. In relativistic theories, flux attachment necessarily involves transmutation of both statistics and spin, an operation which can be made precise in the context of loop models. We further show that while non-relativistic theories are invariant under attachment of even numbers of flux quanta due to the periodicity of statistics, this symmetry is completely lost in relativistic theories due to the presence of spin, clarifying the interpretation of earlier loop models in which this symmetry appeared to be present. Motivated in part by this lack of statistical periodicity in relativistic flux attachment, in Chapter 3 we turn our attention to the metallic, “composite Fermi liquid” states occuring in quantum Hall systems at filling fraction ν = 1/2n. Famously, the state at ν = 1/2 is known to display particle-hole symmetry, which has recently led to the proposal of a manifestly particle-hole symmetric theory of relativistic, or Dirac, composite fermions that features prominently in the web of dualities. Surprisingly, however, an analogous “reflection symmetry” has also been observed in transport experiments about ν = 1/4. To explain this symmetry, we propose a series of relativistic composite fermion theories for the compressible states at ν = 1/2n, in which the reflection symmetry is incorporated as a mean field time-reversal symmetry of the composite fermions. These theories consist of electrically neutral Dirac fermions attached to 2n flux quanta via an emergent Chern-Simons gauge field. While not possessing an explicit particle-hole symmetry, these theories reproduce the known Jain sequence states proximate to ν = 1/2n, and we show that such states can be related by the observed reflection symmetry, at least at mean field level. In Chapter 4, we describe how duality can be used to access exotic gapped phases, in particular non- Abelian quantum Hall states. Using proposed non-Abelian bosonization dualities in two spatial dimensions, which morally relate U(N)k and SU(k)−N Chern-Simons-matter theories, we present pairing scenarios for which non-Abelian quantum Hall states can be obtained starting from theories of Abelian composite particles. The advantage of these dualities is that regions of the phase diagram which may be obscure on one side of the duality can be accessed by condensing local operators on the other side. Starting from parent Abelian states, we use this approach to construct Landau-Ginzburg theories of non-Abelian states through a pairing mechanism. In particular, we obtain the bosonic Read-Rezayi sequence at fillings ν = k/(kM +2) by starting from k layers of bosons at ν = 1/2 with M Abelian fluxes attached and then condensing k-clusters of the dual non-Abelian bosons. We further extend this constructions to obtain generalizations of the Read-Rezayi states with emergent global symmetries. In Chapter 5, we describe a context in which non-perturbative ideas from duality and perturbative results in the language of the renormalization group (RG) can inform one another: the interplay of quenched disorder and strong interaction effects near quantum critical points. In particular, we focus on the problem of quenched disorder at the superfluid-insulator transition of the O(N) model in the large-N limit. While a random mass is strongly relevant at the free fixed point, its effect is screened by the strong interactions of the Wilson-Fisher fixed point in this model, enabling a perturbative RG study of the interplay of disorder and interactions about this fixed point. In contrast to the spiralling flows obtained in earlier double-ε expansions, we show that the theory flows directly to a quantum critical point characterized by finite disorder and interactions, with critical exponents in remarkable agreement with numerical studies of the superfluid-Mott glass transition. With these results in hand, we apply duality to discuss the possible implications of this result for the dual Abelian Higgs and Chern-Simons-Dirac fermion theories when N = 1.

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Many of the most vexing phenomena observed in condensed matter physics involve strongly correlated systems near quantum critical points in two spatial dimensions. Examples range from the sharing of critical exponents (superuniversality) among quantum Hall plateau transitions to the emergence of a charge-vortex symmetry near the field-tuned superconductor-insulator transition in thin films to the appearance of “anomalous” metallic states which evade localization. These problems elude theoretical understanding because they lack small parameters; standard perturbative approaches constitute poor, often uncontrolled approximations. This thesis concerns itself with the development of techniques reaching beyond the perturbative paradigm, focusing especially on duality, the idea that two seemingly different theories are actually one and the same. While a duality is most useful when it relates a strongly interacting theory to a weakly interacting one, even dualities between strongly coupled theories can reveal emergent symmetries and exotic gapped phases that may be obscure in one theory but not its dual. Recently, starting from a relativistic analogue of flux attachment, an entire web of quantum field theory dualities was proposed connecting a wide variety of quantum critical states in two spatial dimensions. This web of dualities has led to a surge of progress on a wide variety of condensed matter problems, several examples of which are presented in this thesis. One of the major challenges that comes with the proposal of new dualities is to “derive” them. In Chapter 2, we construct simple, explicit derivations of many members of the web of dualities in (particle-hole symmetric) models of relativistic current loops. In relativistic theories, flux attachment necessarily involves transmutation of both statistics and spin, an operation which can be made precise in the context of loop models. We further show that while non-relativistic theories are invariant under attachment of even numbers of flux quanta due to the periodicity of statistics, this symmetry is completely lost in relativistic theories due to the presence of spin, clarifying the interpretation of earlier loop models in which this symmetry appeared to be present. Motivated in part by this lack of statistical periodicity in relativistic flux attachment, in Chapter 3 we turn our attention to the metallic, “composite Fermi liquid” states occuring in quantum Hall systems at filling fraction ν = 1/2n. Famously, the state at ν = 1/2 is known to display particle-hole symmetry, which has recently led to the proposal of a manifestly particle-hole symmetric theory of relativistic, or Dirac, composite fermions that features prominently in the web of dualities. Surprisingly, however, an analogous “reflection symmetry” has also been observed in transport experiments about ν = 1/4. To explain this symmetry, we propose a series of relativistic composite fermion theories for the compressible states at ν = 1/2n, in which the reflection symmetry is incorporated as a mean field time-reversal symmetry of the composite fermions. These theories consist of electrically neutral Dirac fermions attached to 2n flux quanta via an emergent Chern-Simons gauge field. While not possessing an explicit particle-hole symmetry, these theories reproduce the known Jain sequence states proximate to ν = 1/2n, and we show that such states can be related by the observed reflection symmetry, at least at mean field level. In Chapter 4, we describe how duality can be used to access exotic gapped phases, in particular non- Abelian quantum Hall states. Using proposed non-Abelian bosonization dualities in two spatial dimensions, which morally relate U(N)k and SU(k)−N Chern-Simons-matter theories, we present pairing scenarios for which non-Abelian quantum Hall states can be obtained starting from theories of Abelian composite particles. The advantage of these dualities is that regions of the phase diagram which may be obscure on one side of the duality can be accessed by condensing local operators on the other side. Starting from parent Abelian states, we use this approach to construct Landau-Ginzburg theories of non-Abelian states through a pairing mechanism. In particular, we obtain the bosonic Read-Rezayi sequence at fillings ν = k/(kM +2) by starting from k layers of bosons at ν = 1/2 with M Abelian fluxes attached and then condensing k-clusters of the dual non-Abelian bosons. We further extend this constructions to obtain generalizations of the Read-Rezayi states with emergent global symmetries. In Chapter 5, we describe a context in which non-perturbative ideas from duality and perturbative results in the language of the renormalization group (RG) can inform one another: the interplay of quenched disorder and strong interaction effects near quantum critical points. In particular, we focus on the problem of quenched disorder at the superfluid-insulator transition of the O(N) model in the large-N limit. While a random mass is strongly relevant at the free fixed point, its effect is screened by the strong interactions of the Wilson-Fisher fixed point in this model, enabling a perturbative RG study of the interplay of disorder and interactions about this fixed point. In contrast to the spiralling flows obtained in earlier double-ε expansions, we show that the theory flows directly to a quantum critical point characterized by finite disorder and interactions, with critical exponents in remarkable agreement with numerical studies of the superfluid-Mott glass transition. With these results in hand, we apply duality to discuss the possible implications of this result for the dual Abelian Higgs and Chern-Simons-Dirac fermion theories when N = 1.
Exotic phases and associated phase transitions in low dimensions have been a fascinating frontier and a driving force in modern condensed matter physics since the 80s. Due to strong correlation effect, they are beyond the description of mean-field theory based on a single-particle picture and Landau's symmetry-breaking theory of phase transitions. These new phases of matter require new physical quantities to characterize them and new languages to describe them. This thesis is devoted to the study on exotic phases of correlated electrons in two spatial dimensions. We present the following efforts in understanding two-dimensional exotic phases: (1) Using Zn vertex algebra, we give a complete classification and characterization of different one-component fractional quantum Hall (FQH) states, including their ground state properties and quasiparticles. (2) In terms of a non-unitary transformation, we obtain the exact form of statistical interactions between composite fermions in the lowest Landau level (LLL) with v=1/(2m), m=1,2... By studying the pairing instability of composite fermions we theoretically explains recently observed FQHE in LLL with v=1/2,1/4. (3) We classify different Z2 spin liquids (SLs) on kagome lattice in Schwinger-fermion representation using projective symmetry group (PSG). We propose one most promising candidate for the numerically discovered SL state in nearest-neighbor Heisenberg model on kagome lattice}. (4) By analyzing different Z2 spin liquids on honeycomb lattice within PSG classification, we find out the nature of the gapped SL phase in honeycomb lattice Hubbard model, labeled sublattice pairing state (SPS) in Schwinger-fermion representation. We also identify the neighboring magnetic phase of SPS as a chiral-antiferromagnetic (CAF) phase and analyze the continuous phase transition between SPS and CAF phase. For the first time we identify a SL called 0-flux state in Schwinger-boson representation with one (SPS) in Schwinger-fermion representation by a duality transformation. (5) We show that when certain non-collinear magnetic order coexists in a singlet nodal superconductor, there will be Majorana bound states in vortex cores/on the edges of the superconductor. This proposal opens a window for discovering Majorana fermions in strongly correlated electrons. (6) Motivated by recent numerical discovery of fractionalized phases in topological flat bands, we construct wavefunctions for spin-polarized fractional Chern insulators (FCI) and time reversal symmetric fractional topological insulators (FTI) by parton approach. We show that lattice symmetries give rise to different FCI/FTI states even with the same filling fraction. For the first time we construct FTI wavefunctions in the absence of spin conservation which preserve all lattice symmetries. The constructed wavefunctions also set up the framework for future variational Monte Carlo simulations.
"Strong electron correlation phenomena are ubiquitous, such as unconventional superconductivity and the metal-insulator transitions. Having a proper understanding of strongly correlated electron systems requires a non-perturbative analysis because Fermi liquid theory inevitably breaks down due to the strong correlation. In this thesis, we will study two non-perturbative approaches to tackle strongly correlated electronic system: 1.) multi-dimensional bosonization and 2.) the AdS/CFT correspondence. Multidimensional bosonization is the generalization of bosonization to spatial dimensions larger than one. The bosonized theory is an effective field theory in terms of the bosonic particle-hole fluctuations in different patches of the Fermi surface. The bosonized theory is quadratic and hence can be solved non-perturbatively. The AdS/CFT correspondence is a conjecture that d-dimensional field theory is dual to a d+1 dimensional quantum gravitational theory. Problems in strongly coupled field theory then have an equivalent description using weakly interacting gravitational theory, allowing a non-perturbative analysis. Chapter 1 will serve as an introduction. We will review several experiments which show a breakdown of Fermi liquid theory. Formalisms for multidimensional bosonization and the AdS/CFT correspondence will then be reviewed. In chapter 2, the two-orbital Hubbard model with degenerate d{xz} and d{yz} orbitals are investigated. We apply multidimensional bosonization to solve this problem exactly and discover a z=3 overdamped collective modes that emerges at the orbital-ordering quantum critical point. These modes modify the single-particle density of states and lead to non-Fermi liquid behavior which can provide a possible explanation for the recently observed zero-bias enhancement in the point contact spectroscopy signal on iron pnictides. Chapters 3, 4 and 5 discuss the applications of the AdS/CFT correspondence to model various condensed matter systems. In chapter 3, We consider an interaction term between a bulk spinor field and a gauge field in the Reissner-Nordstr\""om AdS background. When the Pauli interaction term is large enough, a dynamical gap is generated and spectral weight transfer is observed in the spectral density, mimicking the behavior of the Hubbard model. We further consider the finite temperature case and discover that the ratio between the dynamical gap and the critical temperature has the same order as that of VO^2. The Pauli coupling is also studied in the superconducting background. Chapter 4 consider the propagation of a neutral scalar field in the geometry called the electron star. The electron star has Lifshitz scaling with finite dynamical critical exponent at the interior, which is suitable for the modeling of quantum criticality and quantum phase transition with a neutral order parameter, for example for antiferromagnetism. We find that the quantum phase transition has the Berezinski-Kosterlitz-Thouless characteristic and the dynamical critical exponent can change across the quantum critical point. In chapter 5, we construct a gravity dual of the nematic phase by studying the condensation of a spin-two field in the Schwarzschild-AdS background. The condensation of a spin-two field can distort the rotational symmetry of the Fermi surface as long as the spin-two field is coupled to a probe spinor field in the bulk gravity dual."
The interplay among symmetry, topology and condensed matter systems has deepened our understandings of matter and lead to tremendous recent progresses in finding new topological phases of matter such as topological insulators, superconductors and semi-metals. Most examples of the aforementioned topological materials are free fermion systems, in this thesis, however, we focus on their strongly correlated counterparts where electron-electron interactions play a major role. With interactions, exotic topological phases and quantum critical points with fractionalized quantum degrees of freedom emerge. In the first part of this thesis, we study the problem of resonant tunneling through a quantum dot in a spinful Luttinger liquid. It provides the simplest example of a (0+1)d system with symmetry-protected phase transitions. We show that the problem is equivalent to a two channel SU(3) Kondo problem and can be mapped to a quantum Brownian motion model on a Kagome lattice. Utilizing boundary conformal field theory, we find the universal peak conductance and compute the scaling behavior of the resonance line-shape.\nFor the second part, we present a model of interacting Majorana fermions that describes a superconducting phase with a topological order characterized by the Fibonacci topological field theory. Our theory is based on a SO(7)1=SO(7)1/(G2)1 x (G2)1 coset construction and implemented by a solvable two-dimensional network model. In addition, we predict a closely related ''anti-Fibonacci'' phase, whose topological order is characterized by the tricritical Ising model. Finally, we propose an interferometer that generalizes the Z2 Majorana interferometer and directly probes the Fibonacci non-Abelian statistics.\nFor the third part, we argue that a correlated fluid of electrons and holes can exhibit fractional quantum Hall effects at zero magnetic field. We first show that a Chern insulator can be realized as a free fermion model with p-wave(m=1) excitonic pairing. Its ground state wavefunction is then worked out and generalized to m>1. We give several pieces of evidence that this conjectured wavefunction correctly describes a topological phase, dubbed ''fractional excitonic insulator'', within the same universality class as the corresponding Laughlin state at filling 1/m. We present physical arguments that gapless states with higher angular momentum pairing between energy bands are conducive to forming the fractional excitonic insulator in the presence of repulsive interactions. Without interactions, these gapless states appear at topological phase transitions which separate the trivial insulator from a Chern insulator with higher Chern number. Since the nonvanishing density of states at these higher angular momentum band inversion transitions can give rise to interesting many-body effects, we introduce a series of minimal lattice models realizations in two dimensions. We also study the effect of rotational symmetry broken electron-hole exciton condensation in our lattice models using mean field theory.
Within condensed matter physics, there are many extremely interesting physical systems which are strongly coupled. Although various approaches have been developed within condensed matter physics to deal with strongly coupled systems, there are many important physically relevant examples where a description in terms of theoretical models has not been successful. It thus appears natural to make use of gauge/gravity duality, which is very effective for describing systems at strong coupling, in this context as well. Of course, the microscopic degrees of freedom in a condensed matter system are very different from those described by a non-Abelian gauge theory at large N . For instance, these systems are non-relativistic in general. Nevertheless, the idea is to make use of universality again and to consider systems at second order phase transitions or renormalisation group fixed points, where the microscopic details may not be important. A prototype example of this scenario is given by quantum phase transitions , i.e. phase transitions at zero temperature which are induced by quantum rather than thermal fluctuations. These transitions appear generically when varying a parameter or coupling, which does not have to be small, such that the use of perturbative methods may not be possible. In many cases, the study of models relevant to condensed matter physics involves the introduction of a finite charge density in addition to finite temperature. This applies for instance to Fermi surfaces or condensation processes. In the gauge/gravity duality context, this is obtained in a natural way by considering charged black holes of Reissner–Nordström type. Their gravity action involves additional gauge fields. Within this approach, standard thermodynamical quantities such as the free energy and the entropy may be calculated. A further important observable characterising the properties of condensed matter systems is the frequency-dependent conductivity. This is calculated in a straightforward way using gauge/gravity duality techniques. A very instructive example of a quantum phase transition within gauge/gravity duality is obtained by using a magnetic field as the control parameter.
This thesis explores the interaction of symmetries and quantum anomalies on the low-energy dynamics and phase transitions of strongly correlated quantum matter. Beyond the traditional Landau-Ginzburg-Wilson paradigm, we investigate how the embedding of microscopic lattice symmetries into emergent continuum symmetries governs the stability of quantum critical points in (2+1) dimensions. Through the lens of 't Hooft anomalies and anomaly matching, we establish a theoretical framework for understanding the fate of various exotic quantum phase transitions. A central application of this framework is understanding the stability of emergent conformal field theories (CFTs) that describe gapless quantum critical points. The exact nature of these phase transitions is chiefly governed by how the microscopic lattice symmetries impose stringent conditions on the relevant operators allowed in the low-energy effective theory. When physical symmetries suppress relevant perturbations, an interacting conformal fixed point, such as (2+1)-dimensional quantum electrodynamics (QED₃), can stably emerge. Chapters 2 and 3 explore the consequences of this symmetry embedding through the phenomenon of "unnecessary'' quantum critical points, which uniquely describe continuous transitions occurring entirely within a single phase of matter. We demonstrate that the Dirac spin liquid (DSL) in lattice magnets can surprisingly describe a stable continuous phase transition within a single, conventional, symmetry breaking phase. In chapter 4, we apply these tools to a class of quantum phase transitions between featureless bosonic atomic insulators. Despite lacking topological order or protected edge modes, these insulators represent distinct phases because they can be "obstructed,'' meaning their Wannier centers are not pinned to the physical atomic sites. Surprisingly, we find that the transition between these topologically trivial states can host a conformally invariant state described by QED₃, suggesting that even transitions between trivial phases can harbor rich, fractionalized physics. Lastly, chapter 5 analyzes transitions from a composite Fermi liquid (CFL) to a chiral superconductor, employing more traditional field-theoretic techniques and making concrete connections with recent experiments in moire materials.
We grow the web of dualities for conformal field theories (CFTs) in 2+1 spacetime dimensions to include quantum critical transitions of Dirac fermions. Our construction uses the seed duality, equating a free Dirac fermion with a complex boson coupled to a Chern-Simons gauge field, to express various Gross-Neveu-Yukawa (GNY) critical points of N fermions in terms of the same number of complex bosons and partner gauge fields. In some instances, monopole operators appear explicitly in the dual action, such as for the superconducting transition of a single Dirac fermion, which is a CFT with emergent supersymmetry. We match phase diagrams, symmetries and their anomalies. By further gauging certain symmetries, we derive offspring dualities. For example, starting with the duality for the regular GNY transition of 2 Dirac fermions, we arrive at the duality between a Neel-to-VBS deconfined quantum critical point and a gauged-Gross-Neveu transition. Finally, we use a large-N expansion for monopole operators, and compare with known scaling dimensions in the simplest single-flavour GNY transition.