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Time-Dependent Density Functional Theory of Open Quantum Systems in the Linear-Response Regime

David G. Tempel, Mark A. Watson, Roberto Olivares‐Amaya, Alán Aspuru‐Guzik

Published Jan 1, 2011• 21 citations
OpenAlex

Abstract

Time-dependent density functional theory (TDDFT) has recently been extended to describe many-body open quantum systems evolving under nonunitary dynamics according to a quantum master equation. In the master equation approach, electronic excitation spectra are broadened and shifted due to relaxation and dephasing of the electronic degrees of freedom by the surrounding environment. In this paper, we develop a formulation of TDDFT linear-response theory (LR-TDDFT) for many-body electronic systems evolving under a master equation, yielding broadened excitation spectra. This is done by mapping an interacting open quantum system onto a noninteracting open Kohn–Sham system yielding the correct nonequilibrium density evolution. A pseudoeigenvalue equation analogous to the Casida equations of the usual LR-TDDFT is derived for the Redfield master equation, yielding complex energies and Lamb shifts. As a simple demonstration, we calculate the spectrum of a \\(C^{2 +}\\) atom including natural linewidths, by treating the electromagnetic field vacuum as a photon bath. The performance of an adiabatic exchange-correlation kernel is analyzed and a first-order frequency-dependent correction to the bare Kohn–Sham linewidth based on the Görling–Levy perturbation theory is calculated.

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Time-dependent density functional theory (TDDFT) has recently been extended to describe many-body open quantum systems evolving under nonunitary dynamics according to a quantum master equation. In the master equation approach, electronic excitation spectra are broadened and shifted due to relaxation and dephasing of the electronic degrees of freedom by the surrounding environment. In this paper, we develop a formulation of TDDFT linear-response theory (LR-TDDFT) for many-body electronic systems evolving under a master equation, yielding broadened excitation spectra. This is done by mapping an interacting open quantum system onto a noninteracting open Kohn-Sham system yielding the correct nonequilibrium density evolution. A pseudoeigenvalue equation analogous to the Casida equations of the usual LR-TDDFT is derived for the Redfield master equation, yielding complex energies and Lamb shifts. As a simple demonstration, we calculate the spectrum of a C(2 +) atom including natural linewidths, by treating the electromagnetic field vacuum as a photon bath. The performance of an adiabatic exchange-correlation kernel is analyzed and a first-order frequency-dependent correction to the bare Kohn-Sham linewidth based on the Görling-Levy perturbation theory is calculated.

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Time-dependent density functional theory (TDDFT) provides a successful approach to calculate excitation energies of atomic and molecular systems. In part I of this work we present a double-pole approximation (DPA) to the response equations of TDDFT. The double-pole approximation provides an exact description of systems with two strongly coupled excitations which are isolated from the rest of the spectrum. In contrast to the traditional single- pole approximation of TDDFT the DPA also yields corrections to the Kohn-Sham oscillator strengths. Several critical pole separations can be identified, e.g. we find that the pole coupling can cause transitions to vanish entirely from the optical spectrum. We also demonstrate how to invert the double-pole solution which allows us to predict matrix elements of the exchange- correlation kernel fxc from experimental input. This can serve as benchmark for the construction of future approximations for the kernel fxc. Reduced density matrix functional theory (RDMFT) has emerged recently as promising candidate to treat strongly correlated electronic many-body systems beyond traditional density functional theory (DFT). The research within RDMFT was so far focussed on the static theory. In this work we attempt some first steps towards a time-dependent generalization of RDMFT. In part II we derive equations of motion for natural orbitals and occupation numbers. Using the equation of motion for the occupation numbers we show that an adiabatic extension of presently known ground-state functionals of static RDMFT always leads to occupation numbers which are constant in time. From the stationary conditions of the equations of motion for the N-body correlations (correlated parts of the N-body matrices) we derive a new class of ground-state functionals which can be used in static RDMFT. Applications are presented for a one-dimensional model system where the time-dependent many-body Schrödinger equation can be propagated numerically. We use optimal control theory to find optimized laser pulses for transitions in a model for atomic Helium. From the numerically exact correlated wavefunction we extract the exact time evolution of natural orbitals and occupation numbers for (i) laser-driven Helium and (ii) electron-ion scattering. Part III of this work considers time-dependent quantum transport within TDDFT. We present an algorithm for the calculation of extended eigenstates of single- particle Hamiltonians which is especially tailored to a finite-difference discretization of the Schrödinger equation. We consider the propagation of finite mesoscopic systems and demonstrate the limitations of such an approach. To overcome the shortcomings of a description of quantum transport in terms of finite systems we develop a time-propagation scheme for extended states which utilizes a mixed basis representation. Our discretization scheme allows to treat central device and lead regions on the same footing thus preventing artificial reflections at grid boundaries.

•Jan 1, 2007•10 citations
Time-dependent density functional theory (TDDFT) has recently been extended to describe many-body open quantum systems evolving under nonunitary dynamics according to a quantum master equation. In the master equation approach, electronic excitation spectra are broadened and shifted due to relaxation and dephasing of the electronic degrees of freedom by the surrounding environment. In this paper, we develop a formulation of TDDFT linear-response theory (LR-TDDFT) for many-body electronic systems evolving under a master equation, yielding broadened excitation spectra. This is done by mapping an interacting open quantum system onto a noninteracting open Kohn–Sham system yielding the correct nonequilibrium density evolution. A pseudoeigenvalue equation analogous to the Casida equations of the usual LR-TDDFT is derived for the Redfield master equation, yielding complex energies and Lamb shifts. As a simple demonstration, we calculate the spectrum of a \(C^{2 +}\) atom including natural linewidths, by treating the electromagnetic field vacuum as a photon bath. The performance of an adiabatic exchange-correlation kernel is analyzed and a first-order frequency-dependent correction to the bare Kohn–Sham linewidth based on the Görling–Levy perturbation theory is calculated.
Time-dependent density functional theory (TDDFT) has recently been extended to describe many-body open quantum systems evolving under nonunitary dynamics according to a quantum master equation. In the master equation approach, electronic excitation spectra are broadened and shifted due to relaxation and dephasing of the electronic degrees of freedom by the surrounding environment. In this paper, we develop a formulation of TDDFT linear-response theory (LR-TDDFT) for many-body electronic systems evolving under a master equation, yielding broadened excitation spectra. This is done by mapping an interacting open quantum system onto a noninteracting open Kohn-Sham system yielding the correct nonequilibrium density evolution. A pseudoeigenvalue equation analogous to the Casida equations of the usual LR-TDDFT is derived for the Redfield master equation, yielding complex energies and Lamb shifts. As a simple demonstration, we calculate the spectrum of a C(2 +) atom including natural linewidths, by treating the electromagnetic field vacuum as a photon bath. The performance of an adiabatic exchange-correlation kernel is analyzed and a first-order frequency-dependent correction to the bare Kohn-Sham linewidth based on the Görling-Levy perturbation theory is calculated.
The Casida equations of linear response TDDFT are extended to calculate linear spectra of open quantum systems evolving according to a Markovian master equation. By mapping a many-body open quantum system onto an open, non-interacting Kohn-Sham system, extrinsic line broadening due to electron-bath coupling can be described exactly within TDDFT. The structure of the resulting matrix equations are analyzed for the generic case of electrons linearly coupled to a harmonic bath within Redfield theory. An approximate form of the exchange-correlation kernel based on first-order G\\"orling-Levy perturbation theory is derived.
For the calculation of neutral excitations, time-dependent density functional theory (TDDFT) is an exact reformulation of the many-body time-dependent Schrödinger equation, based on knowledge of the density instead of the many-body wavefunction. The density can be determined in an efficient scheme by solving one-particle non-interacting Schrödinger equations—the Kohn–Sham equations. The complication of the problem is hidden in the—unknown—time-dependent exchange and correlation potential that appears in the Kohn–Sham equations and for which it is essential to find good approximations. Many approximations have been suggested and tested for finite systems, where even the very simple adiabatic local-density approximation (ALDA) has often proved to be successful. In the case of solids, ALDA fails to reproduce optical absorption spectra, which are instead well described by solving the Bethe–Salpeter equation of many-body perturbation theory (MBPT). On the other hand, ALDA can lead to excellent results for loss functions (at vanishing and finite momentum transfer). In view of this and thanks to recent successful developments of improved linear-response kernels derived from MBPT, TDDFT is today considered a promising alternative to MBPT for the calculation of electronic spectra, even for solids. After reviewing the fundamentals of TDDFT within linear response, we discuss different approaches and a variety of applications to extended systems.
First-principles electronic structure theory explains properties of atoms, molecules and solids from underlying physical principles without input from empirical parameters. Time-dependent density functional theory (TDDFT) has emerged as arguably the most widely used first-principles method for describing the time-dependent quantum mechanics of many-electron systems. In this thesis, we will show how the fundamental principles of TDDFT can be extended and applied in two novel directions: The theory of open quantum systems (OQS) and quantum computation (QC). In the first part of this thesis, we prove theorems that establish the foundations of TDDFT for open quantum systems (OQS-TDDFT). OQS-TDDFT allows for a first principles description of non-equilibrium systems, in which the electronic degrees of freedom undergo relaxation and decoherence due to coupling with a thermal environment, such as a vibrational or photon bath. We then discuss properties of functionals in OQS-TDDFT and investigate how these differ from functionals in conventional TDDFT using an exactly solvable model system. Next, we formulate OQS-TDDFT in the linear-response regime, which gives access to environmentally broadened excitation spectra. Lastly, we present a hybrid approach in which TDDFT can be used to construct master equations from first-principles for describing energy transfer in condensed phase systems. In the second part of this thesis, we prove that the theorems of TDDFT can be extended to a class of qubit Hamiltonians that are universal for quantum computation. TDDFT applied to universal Hamiltonians implies that single-qubit expectation values can be used as the basic variables in quantum computation and information theory, rather than wavefunctions. This offers the possibility of simplifying computations by using the principles of TDDFT similar to how it is applied in electronic structure theory. Lastly, we discuss a related result; the computational complexity of TDDFT.
This chapter discusses the linear-response framework of time-dependent density-functional theory (TDDFT). It begins with a thorough and self-contained exposition of general linear-response theory for many-body systems. The time-dependent as well as the frequency-dependent response are discussed. Several exact representations and properties of the density-density response function are reviewed, such as the Lehmann representation and fluctuation-dissipation theorem, and the Kramers-Kronig relations. It is shown how several important spectroscopic observables are obtained from linear-response theory. Then, the TDDFT formulation of linear-response theory is derived. The key quantity in this formalism is the so-called exchange-correlation kernel. The remainder of the chapter demonstrates how this linear-response formalism can be used to calculate excitation energies in principle exactly with TDDFT. The Casida equation is derived, as well as several approximate schemes. A comparison is made with time-dependent Hartree-Fock theory.
Time-dependent density functional theory (TDDFT) provides a successful approach to calculate excitation energies of atomic and molecular systems. In part I of this work we present a double-pole approximation (DPA) to the response equations of TDDFT. The double-pole approximation provides an exact description of systems with two strongly coupled excitations which are isolated from the rest of the spectrum. In contrast to the traditional single- pole approximation of TDDFT the DPA also yields corrections to the Kohn-Sham oscillator strengths. Several critical pole separations can be identified, e.g. we find that the pole coupling can cause transitions to vanish entirely from the optical spectrum. We also demonstrate how to invert the double-pole solution which allows us to predict matrix elements of the exchange- correlation kernel fxc from experimental input. This can serve as benchmark for the construction of future approximations for the kernel fxc. Reduced density matrix functional theory (RDMFT) has emerged recently as promising candidate to treat strongly correlated electronic many-body systems beyond traditional density functional theory (DFT). The research within RDMFT was so far focussed on the static theory. In this work we attempt some first steps towards a time-dependent generalization of RDMFT. In part II we derive equations of motion for natural orbitals and occupation numbers. Using the equation of motion for the occupation numbers we show that an adiabatic extension of presently known ground-state functionals of static RDMFT always leads to occupation numbers which are constant in time. From the stationary conditions of the equations of motion for the N-body correlations (correlated parts of the N-body matrices) we derive a new class of ground-state functionals which can be used in static RDMFT. Applications are presented for a one-dimensional model system where the time-dependent many-body Schrödinger equation can be propagated numerically. We use optimal control theory to find optimized laser pulses for transitions in a model for atomic Helium. From the numerically exact correlated wavefunction we extract the exact time evolution of natural orbitals and occupation numbers for (i) laser-driven Helium and (ii) electron-ion scattering. Part III of this work considers time-dependent quantum transport within TDDFT. We present an algorithm for the calculation of extended eigenstates of single- particle Hamiltonians which is especially tailored to a finite-difference discretization of the Schrödinger equation. We consider the propagation of finite mesoscopic systems and demonstrate the limitations of such an approach. To overcome the shortcomings of a description of quantum transport in terms of finite systems we develop a time-propagation scheme for extended states which utilizes a mixed basis representation. Our discretization scheme allows to treat central device and lead regions on the same footing thus preventing artificial reflections at grid boundaries.