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Non-ergodic phenomena in many-body quantum systems

Tommaso Parolini

Published Oct 7, 2020• 0 citations
OpenAlex

Abstract

The assumption of ergodicity is the cornerstone of conventional thermodynamics, connecting the equilibrium properties of macroscopic systems to the chaotic nature of the underlying microscopic dynamics, which eventuates in thermalization and the scrambling of information contained in any generic initial condition. The modern understanding of ergodicity in a quantum mechanical framework is encapsulated in the so-called eigenstate thermalization hypothesis, which asserts that thermalization of an isolated quantum system is a manifestation of the random-like character of individual eigenstates in the bulk of the spectrum of the system's Hamiltonian. In this work, we consider two major exceptions to the rule of generic thermalization in interacting many-body quantum systems: many-body localization, and quantum spin glasses. In the first part, we debate the possibility of localization in a system endowed with a non-Abelian symmetry. We show that, in line with proposed theoretical arguments, such a system is probably delocalized in the thermodynamic limit, but the ergodization length scale is anomalously large, explaining the non-ergodic behavior observed in previous experimental and numerical works. A crucial feature of this system is the quasi-tensor-network nature of its eigenstates, which is dictated by the presence of nontrivial symmetry multiplets. As a consequence, ergodicity may only be restored by extensively large cascades of resonating spins, explaining the system's resistance to delocalization. In the second part, we study the effects of non-ergodic behavior in glassy systems in relation to the possibility of speeding up classical algorithms via quantum resources, namely tunneling across tall free energy barriers. First, we define a pseudo-tunneling event in classical diffusion Monte Carlo (DMC) and characterize the corresponding tunneling rate. Our findings suggest that DMC is very efficient at tunneling in stoquastic problems even in the presence of frustrated couplings, asymptotically outperforming incoherent quantum tunneling. We also analyze in detail the impact of importance sampling, finding that it does not alter the scaling. Next, we study the so-called population transfer (PT) algorithm applied to the problem of energy matching in combinatorial problems. After summarizing some known results on a simpler model, we take the quantum random energy model as a testbed for a thorough, model-agnostic numerical characterization of the algorithm, including parameter setting and quality assessment. From the accessible system sizes, we observe no meaningful asymptotic speedup, but argue in favor of a better performance in more realistic energy landscapes.

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Abstract Statistical mechanics provides a framework for describing the physics of large, complex many-body systems using only a few macroscopic parameters to determine the state of the system. For isolated quantum many-body systems, such a description is achieved via the eigenstate thermalization hypothesis (ETH), which links thermalization, ergodicity and quantum chaotic behavior. However, tendency towards thermalization is not observed at finite system sizes and evolution times in a robust many-body localization (MBL) regime found numerically and experimentally in the dynamics of interacting many-body systems at strong disorder. Although the phenomenology of the MBL regime is well-established, the central question remains unanswered: under what conditions does the MBL regime give rise to an MBL phase , in which the thermalization does not occur even in the asymptotic limit of infinite system size and evolution time? This review focuses on recent numerical investigations aiming to clarify the status of the MBL phase, and it establishes the critical open questions about the dynamics of disordered many-body systems. The last decades of research have brought an unprecedented new variety of tools and indicators to study the breakdown of ergodicity, ranging from spectral and wave function measures, matrix elements of observables, through quantities probing unitary quantum dynamics, to transport and quantum information measures. We give a comprehensive overview of these approaches and attempt to provide a unified understanding of their main features. We emphasize general trends towards ergodicity with increasing length and time scales, which exclude naive single-parameter scaling hypothesis, necessitate the use of more refined scaling procedures, and prevent unambiguous extrapolations of numerical results to the asymptotic limit. Providing a concise description of numerical methods for studying ETH and MBL, we explore various approaches to tackle the question of the MBL phase. Persistent finite size drifts towards ergodicity consistently emerge in quantities derived from eigenvalues and eigenvectors of disordered many-body systems. The drifts are related to continuous inching towards ergodicity and non-vanishing transport observed in the dynamics of many-body systems, even at strong disorder. These phenomena impede the understanding of microscopic processes at the ETH-MBL crossover. Nevertheless, the abrupt slowdown of dynamics with increasing disorder strength provides premises suggesting the proximity of the MBL phase. This review concludes that the questions about thermalization and its failure in disordered many-body systems remain a captivating area open for further explorations.

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The assumption of ergodicity is the cornerstone of conventional thermodynamics, connecting the equilibrium properties of macroscopic systems to the chaotic nature of the underlying microscopic dynamics, which eventuates in thermalization and the scrambling of information contained in any generic initial condition. The modern understanding of ergodicity in a quantum mechanical framework is encapsulated in the so-called eigenstate thermalization hypothesis, which asserts that thermalization of an isolated quantum system is a manifestation of the random-like character of individual eigenstates in the bulk of the spectrum of the system's Hamiltonian. In this work, we consider two major exceptions to the rule of generic thermalization in interacting many-body quantum systems: many-body localization, and quantum spin glasses. In the first part, we debate the possibility of localization in a system endowed with a non-Abelian symmetry. We show that, in line with proposed theoretical arguments, such a system is probably delocalized in the thermodynamic limit, but the ergodization length scale is anomalously large, explaining the non-ergodic behavior observed in previous experimental and numerical works. A crucial feature of this system is the quasi-tensor-network nature of its eigenstates, which is dictated by the presence of nontrivial symmetry multiplets. As a consequence, ergodicity may only be restored by extensively large cascades of resonating spins, explaining the system's resistance to delocalization. In the second part, we study the effects of non-ergodic behavior in glassy systems in relation to the possibility of speeding up classical algorithms via quantum resources, namely tunneling across tall free energy barriers. First, we define a pseudo-tunneling event in classical diffusion Monte Carlo (DMC) and characterize the corresponding tunneling rate. Our findings suggest that DMC is very efficient at tunneling in stoquastic problems even in the presence of frustrated couplings, asymptotically outperforming incoherent quantum tunneling. We also analyze in detail the impact of importance sampling, finding that it does not alter the scaling. Next, we study the so-called population transfer (PT) algorithm applied to the problem of energy matching in combinatorial problems. After summarizing some known results on a simpler model, we take the quantum random energy model as a testbed for a thorough, model-agnostic numerical characterization of the algorithm, including parameter setting and quality assessment. From the accessible system sizes, we observe no meaningful asymptotic speedup, but argue in favor of a better performance in more realistic energy landscapes.
Abstract Statistical mechanics provides a framework for describing the physics of large, complex many-body systems using only a few macroscopic parameters to determine the state of the system. For isolated quantum many-body systems, such a description is achieved via the eigenstate thermalization hypothesis (ETH), which links thermalization, ergodicity and quantum chaotic behavior. However, tendency towards thermalization is not observed at finite system sizes and evolution times in a robust many-body localization (MBL) regime found numerically and experimentally in the dynamics of interacting many-body systems at strong disorder. Although the phenomenology of the MBL regime is well-established, the central question remains unanswered: under what conditions does the MBL regime give rise to an MBL phase , in which the thermalization does not occur even in the asymptotic limit of infinite system size and evolution time? This review focuses on recent numerical investigations aiming to clarify the status of the MBL phase, and it establishes the critical open questions about the dynamics of disordered many-body systems. The last decades of research have brought an unprecedented new variety of tools and indicators to study the breakdown of ergodicity, ranging from spectral and wave function measures, matrix elements of observables, through quantities probing unitary quantum dynamics, to transport and quantum information measures. We give a comprehensive overview of these approaches and attempt to provide a unified understanding of their main features. We emphasize general trends towards ergodicity with increasing length and time scales, which exclude naive single-parameter scaling hypothesis, necessitate the use of more refined scaling procedures, and prevent unambiguous extrapolations of numerical results to the asymptotic limit. Providing a concise description of numerical methods for studying ETH and MBL, we explore various approaches to tackle the question of the MBL phase. Persistent finite size drifts towards ergodicity consistently emerge in quantities derived from eigenvalues and eigenvectors of disordered many-body systems. The drifts are related to continuous inching towards ergodicity and non-vanishing transport observed in the dynamics of many-body systems, even at strong disorder. These phenomena impede the understanding of microscopic processes at the ETH-MBL crossover. Nevertheless, the abrupt slowdown of dynamics with increasing disorder strength provides premises suggesting the proximity of the MBL phase. This review concludes that the questions about thermalization and its failure in disordered many-body systems remain a captivating area open for further explorations.
We review the physics of many-body localization in models with incommensurate potentials. In particular, we consider one-dimensional quasiperiodic models with single-particle mobility edges. A conventional perspective suggests that delocalized states act as a thermalizing bath for the localized states in the presence of of interactions. However, contrary to this intuition there is evidence that such systems can display non-ergodicity. This is in part due to the fact that the delocalized states do not have any kind of protection due to symmetry or topology and are thus susceptible to localization. A study of such incommensurate models, in the non-interacting limit, shows that they admit extended, partially extended, and fully localized many-body states. Non-interacting incommensurate models cannot thermalize dynamically and remain localized upon the introduction of interactions. In particular, for a certain range of energy, the system can host a non-ergodic extended (i.e. metallic) phase in which the energy eigenstates violate the eigenstate thermalization hypothesis (ETH) but the entanglement entropy obeys volume-law scaling. The level statistics and entanglement growth also indicate the lack of ergodicity in these models. The phenomenon of localization and non-ergodicity in a system with interactions despite the presence of single-particle delocalized states is closely related to the so-called many-body proximity effect and can also be observed in models with disorder coupled to systems with delocalized degrees of freedom. Many-body localization in systems with incommensurate potentials (without single-particle mobility edges) have been realized experimentally, and we show how this can be modified to study the the effects of such mobility edges. Demonstrating the failure of thermalization in the presence of a single-particle mobility edge in the thermodynamic limit would indicate a more robust violation of the ETH.
The interplay between quenched disorder and interaction effects opens the possibility in a closed quantum many-body system of a phase transition at finite energy density between an ergodic phase, which is governed by the laws of statistical physics, and a localized one, in which the degrees of freedom are frozen and ergodicity breaks down. The possible existence of a quantum phase transition at finite energy density is strongly questioning our understanding of the fundamental laws of nature and has generated an active field of research called many-body localization. This thesis consists of three parts and is dedicated to the understanding and characterization of the phenomenon of many-body localization, approaching it from complementary facets. In particular, borrowing methods and tools from different fields, we analyze timely problems. The first part of the thesis is devoted to detecting the many-body localization transition and to characterize both the ergodic and the localized phase it separates. Here we provide a characterization from two different perspectives: the first one is based on the study of local entanglement properties. In the second one, using tools from quantum-chaos theory, we attempt to answer the question of understanding time-irreversibility, and thus probing the breaking of ergodicity. We analyze experimentally viable observables. Moreover, we propose two different quantities to distinguish an Anderson insulating phase from a many-body localized one, which is one of the issues in experiments. The second part focuses on understanding the existence of a putative subdiffusive multifractal phase. Analyzing the quantum dynamics of the system in this region of the phase diagram, we point out the importance of finite-size effects, questioning the existence of this multifractal phase. We speculate with a possible scenario in which the diffusivity and thus ergodicity could be restored in the thermodynamic limit. Furthermore, we find that the propagation is highly non-Gaussian, which could have an important effect on understanding the critical point of the according transition. We tackle this problem also from a different angle. A possible toy-model to understand many-body localization entails the Anderson model on a random-regular graph. Also in the latter model the possible existence of an intermediate multifractal phase has been conjectured. There, studying the survival return probability of a particle with time, we give a new characterization of multifractal phases and give indication of the possible existence of this phase. Nevertheless, we also outline possible caveats. In the last part of this thesis we study the interplay between symmetry and correlated disorder in a non-interacting fermionic system. We show another possible mechanism for breaking localization. In particular, we focus on studying information and particle transport, emphasizing how the two types of propagation can be different.
Despite the exponentially large amount of information required in the quantum description of many-body systems, finite size numerical simulations have paved the way for recent progress in the understanding of quantum phases of matter both in and out-of-equilibrium. \n \nIn this spirit, using exact diagonalization for a small number of spins ~ 20, first, we investigate the fate of both ergodic quantum many-body systems that thermalize at long times and systems with quenched disorder that exhibit many-body localization (MBL) and fail to thermalize (due to an extensive set of local conserved degrees of freedom) under periodic driving. Ergodic systems always delocalize in energy space and heat up to infinite temperature, for both local driving, in which the time dependence of the Hamiltonian is restricted to a few contiguous degrees of freedom, and global driving. On the other hand, MBL systems remain localized at finite energy density for local driving, while in the case of global driving these systems can either heat up to infinite temperature or remain localized depending on the parameters of the drive. Underlying the latter is the emergence of an effective time independent MBL Hamiltonian describing the long time dynamics of the system. These numerical predictions have recently been verified experimentally in a one dimensional quasi-disordered optical lattice of interacting fermions wherein unitary time evolution can be experimentally probed. \n \nSubsequently, we study the stability of MBL systems with respect to another perturbation, in this case by thermal inclusions, which remains poorly understood. We consider a simple model to address this question: a two level system interacting with 𝑁 localized bits subject to random fields. In the large 𝑁 limit, the localized bits are thermalized for any nonzero ratio of interactions to disorder strength. Moreover, at finite 𝑁, in the transition region, the single-site eigenstate entanglement entropies exhibit bimodal distributions, so that localized bits are either "on" (strongly entangled) or "off" (weakly entangled) in eigenstates. The clusters of "on" bits vary significantly between eigenstates of the same sample, which provides evidence for a heterogenous discontinuous transition out of the localized phase in single site observables. These results also imply the MBL phase is unstable in systems with short-range interactions and quenched randomness in dimensions 𝑑 that are high but finite. \n \nThe second part of this thesis is motivated by the recent breakthroughs of artificial intelligence in domains such as computer vision involving highly dimensional data of complexity not unlike the one found in the description of many-body systems. Using Monte Carlo simulations to generate synthetic data, we find that kernel methods, a class of machine learning algorithms, can learn the mathematical \nform of physical discriminators associated with phase transitions, such as order parameters and Hamiltonian constraints, for a set of two dimensional spin models: the ferromagnetic Ising model, a conserved-order-parameter Ising model, and the Ising gauge theory. \n \nOur work shows that the combination of numerical simulations with the ability of machine learning algorithms for automatic feature detection hold promise to become standard tools in the exploration and characterization of different phases of matter in condensed matter and other many-body systems.
We review the physics of many‐body localization in models with incommensurate potentials. In particular, we consider one‐dimensional quasiperiodic models with single‐particle mobility edges. A conventional perspective suggests that delocalized states act as a thermalizing bath for the localized states in the presence of of interactions. However, contrary to this intuition there is evidence that such systems can display non‐ergodicity. This is in part due to the fact that the delocalized states do not have any kind of protection due to symmetry or topology and are thus susceptible to localization. A study of such incommensurate models, in the non‐interacting limit, shows that they admit extended, partially extended, and fully localized many‐body states. Non‐interacting incommensurate models cannot thermalize dynamically and remain localized upon the introduction of interactions. In particular, for a certain range of energy, the system can host a non‐ergodic extended (i.e. metallic) phase in which the energy eigenstates violate the eigenstate thermalization hypothesis (ETH) but the entanglement entropy obeys volume‐law scaling. The level statistics and entanglement growth also indicate the lack of ergodicity in these models. The phenomenon of localization and non‐ergodicity in a system with interactions despite the presence of single‐particle delocalized states is closely related to the so‐called “many‐body proximity effect” and can also be observed in models with disorder coupled to systems with delocalized degrees of freedom. Many‐body localization in systems with incommensurate potentials (without single‐particle mobility edges) have been realized experimentally, and we show how this can be modified to study the the effects of such mobility edges. Demonstrating the failure of thermalization in the presence of a single‐particle mobility edge in the thermodynamic limit would indicate a more robust violation of the ETH. image
Understanding the effects of disorder in quantum many-body systems is one of the central challenges of contemporary statistical physics. Its interplay with interactions and quantum fluctuations profoundly modifies the nature of quantum states and their dynamics, giving rise to phenomena such as localization, ergodicity breaking, and the emergence of complex collective behavior. This thesis presents new results on two classes of disordered quantum systems. The first part is devoted to the study of the many-body localization transition, a paradigmatic example of disorder-induced ergodicity breaking. The critical properties of the transition are investigated using a numerical renormalization-group approach, establishing a connection between its scaling behavior and that of the Anderson localization transition on tree-like graphs. The second part focuses on the zero-temperature quantum spin-glass phase of the two-dimensional bond-disordered Heisenberg model. Combining large-scale numerical simulations with a semiclassical expansion, evidence is provided for the existence of the spin-glass phase. The effective model governing the semiclassical fluctuations is further analyzed to characterize the low-energy excitation spectrum and its localization properties. Finally, the weak-disorder regime is investigated and its implications for the ferromagnetic phase are discussed. Overall, the results presented in this thesis contribute to the understanding of the effects of disorder in interacting quantum many-body systems, encompassing both localization phenomena and the collective behavior of disordered quantum magnets.