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Ergodicity breaking and restoring in disordered quantum systems

Giacomo Bracci-Testasecca

Published Sep 21, 2026• 0 citations
OpenAlex

Abstract

Understanding the effects of disorder in quantum many-body systems is one of the central challenges of contemporary statistical physics. Its interplay with interactions and quantum fluctuations profoundly modifies the nature of quantum states and their dynamics, giving rise to phenomena such as localization, ergodicity breaking, and the emergence of complex collective behavior. This thesis presents new results on two classes of disordered quantum systems. The first part is devoted to the study of the many-body localization transition, a paradigmatic example of disorder-induced ergodicity breaking. The critical properties of the transition are investigated using a numerical renormalization-group approach, establishing a connection between its scaling behavior and that of the Anderson localization transition on tree-like graphs. The second part focuses on the zero-temperature quantum spin-glass phase of the two-dimensional bond-disordered Heisenberg model. Combining large-scale numerical simulations with a semiclassical expansion, evidence is provided for the existence of the spin-glass phase. The effective model governing the semiclassical fluctuations is further analyzed to characterize the low-energy excitation spectrum and its localization properties. Finally, the weak-disorder regime is investigated and its implications for the ferromagnetic phase are discussed. Overall, the results presented in this thesis contribute to the understanding of the effects of disorder in interacting quantum many-body systems, encompassing both localization phenomena and the collective behavior of disordered quantum magnets.

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Understanding the effects of disorder in quantum many-body systems is one of the central challenges of contemporary statistical physics. Its interplay with interactions and quantum fluctuations profoundly modifies the nature of quantum states and their dynamics, giving rise to phenomena such as localization, ergodicity breaking, and the emergence of complex collective behavior. This thesis presents new results on two classes of disordered quantum systems. The first part is devoted to the study of the many-body localization transition, a paradigmatic example of disorder-induced ergodicity breaking. The critical properties of the transition are investigated using a numerical renormalization-group approach, establishing a connection between its scaling behavior and that of the Anderson localization transition on tree-like graphs. The second part focuses on the zero-temperature quantum spin-glass phase of the two-dimensional bond-disordered Heisenberg model. Combining large-scale numerical simulations with a semiclassical expansion, evidence is provided for the existence of the spin-glass phase. The effective model governing the semiclassical fluctuations is further analyzed to characterize the low-energy excitation spectrum and its localization properties. Finally, the weak-disorder regime is investigated and its implications for the ferromagnetic phase are discussed. Overall, the results presented in this thesis contribute to the understanding of the effects of disorder in interacting quantum many-body systems, encompassing both localization phenomena and the collective behavior of disordered quantum magnets.
The interplay between quenched disorder and interaction effects opens the possibility in a closed quantum many-body system of a phase transition at finite energy density between an ergodic phase, which is governed by the laws of statistical physics, and a localized one, in which the degrees of freedom are frozen and ergodicity breaks down. The possible existence of a quantum phase transition at finite energy density is strongly questioning our understanding of the fundamental laws of nature and has generated an active field of research called many-body localization. This thesis consists of three parts and is dedicated to the understanding and characterization of the phenomenon of many-body localization, approaching it from complementary facets. In particular, borrowing methods and tools from different fields, we analyze timely problems. The first part of the thesis is devoted to detecting the many-body localization transition and to characterize both the ergodic and the localized phase it separates. Here we provide a characterization from two different perspectives: the first one is based on the study of local entanglement properties. In the second one, using tools from quantum-chaos theory, we attempt to answer the question of understanding time-irreversibility, and thus probing the breaking of ergodicity. We analyze experimentally viable observables. Moreover, we propose two different quantities to distinguish an Anderson insulating phase from a many-body localized one, which is one of the issues in experiments. The second part focuses on understanding the existence of a putative subdiffusive multifractal phase. Analyzing the quantum dynamics of the system in this region of the phase diagram, we point out the importance of finite-size effects, questioning the existence of this multifractal phase. We speculate with a possible scenario in which the diffusivity and thus ergodicity could be restored in the thermodynamic limit. Furthermore, we find that the propagation is highly non-Gaussian, which could have an important effect on understanding the critical point of the according transition. We tackle this problem also from a different angle. A possible toy-model to understand many-body localization entails the Anderson model on a random-regular graph. Also in the latter model the possible existence of an intermediate multifractal phase has been conjectured. There, studying the survival return probability of a particle with time, we give a new characterization of multifractal phases and give indication of the possible existence of this phase. Nevertheless, we also outline possible caveats. In the last part of this thesis we study the interplay between symmetry and correlated disorder in a non-interacting fermionic system. We show another possible mechanism for breaking localization. In particular, we focus on studying information and particle transport, emphasizing how the two types of propagation can be different.
Disorder and interactions both play crucial roles in quantum transport. Decades ago, Mott showed that electron-electron interactions can lead to insulating behavior in materials that conventional band theory predicts to be conducting. Soon thereafter, Anderson demonstrated that disorder can localize a quantum particle through the wave interference phenomenon of Anderson localization. Although interactions and disorder both separately induce insulating behavior, the interplay of these two ingredients is subtle and often leads to surprising behavior at the periphery of our current understanding. Modern experiments probe these phenomena in a variety of contexts (e.g. disordered superconductors, cold atoms, photonic waveguides, etc.); thus, theoretical and numerical advancements are urgently needed. In this thesis, we report progress on understanding two contexts in which the interplay of disorder and interactions is especially important. The first is the so-called “dirty” or random boson problem. In the past decade, a strong-disorder renormalization group (SDRG) treatment by Altman, Kafri, Polkovnikov, and Refael has raised the possibility of a new unstable fixed point governing the superfluid-insulator transition in the one-dimensional dirty boson problem. This new critical behavior may take over from the weak-disorder criticality of Giamarchi and Schulz when disorder is sufficiently strong. We analytically determine the scaling of the superfluid susceptibility at the strong-disorder fixed point and connect our analysis to recent Monte Carlo simulations by Hrahsheh and Vojta. We then shift our attention to two dimensions and use a numerical implementation of the SDRG to locate the fixed point governing the superfluid-insulator transition there. We identify several universal properties of this transition, which are fully independent of the microscopic features of the disorder. The second focus of this thesis is the interplay of localization and interactions in systems with high energy density (i.e., far from the usual low energy limit of condensed matter physics). Recent theoretical and numerical work indicates that localization can survive in this regime, provided that interactions are sufficiently weak. Stronger interactions can destroy localization, leading to a so-called many-body localization transition. This dynamical phase transition is relevant to questions of thermalization in isolated quantum systems: it separates a many-body localized phase, in which localization prevents transport and thermalization, from a conducting (“ergodic”) phase in which the usual assumptions of quantum statistical mechanics hold. Here, we present evidence that many-body localization also occurs in quasiperiodic systems that lack true disorder.
The study of non-equilibrium behaviors of quantum matter is one of the research directions at the frontiers of condensed matter physics and, in general, of theoretical and experimental physics. Understanding the mechanisms which prevent many quantum particles from reaching thermal equilibrium can ultimately shed light on the foundations of statistical physics and provide insight into the anomalous long-time collective behaviors observed in experiments. In this thesis, we present new theoretical developments in this direction. In the first part of the thesis we discuss the non-equilibrium dynamics of the two-dimensional quantum Ising model, the prototypical model of magnetism. In particular, we investigate the dynamics of interfaces separating different spin domains. In some regimes, we can provide an exact description of their unitary time evolution, but we also discuss the robustness of our predictions away from the exactly-solvable limit. Moreover, we address the same problem in the presence of disorder and provide a hydrodynamic interpretation of our findings. In the second part of the thesis, we investigate the localization properties of disordered quantum systems. In particular, we develop a renormalization-group picture of the Anderson localization transition in generic geometries. This provides a new framework to understand the phase diagram of such systems and their critical behavior beyond the usual finite-size scaling analysis. We also provide further insights on this topic both by studying resonances and their connection with observables and by employing unsupervised non-parametric learning techniques to probe disordered systems in an experimentally accessible form. The results presented in this thesis constitute a step forward in understanding the non-equilibrium phases and regimes of quantum matter and they pave the way to interesting future developments.
We study two different classes of strongly interacting many-body quantum systems in this thesis. The first concerns interacting quantum system with strong disorder. The second is a quantum spin liquid problem. Since many-body quantum systems with strong interaction are difficult in analytic approaches, numerical methods will be used to study these systems. In the first part of this thesis, we investigate the many-body localization of the 1D spin-1/2 XXZ model with random magnetic field by Exact Diagonalization. We confirm previous results that there exists a mobility edge between ergodic and localized phases at weak disorder. Furthermore, we study the difference between two many-body localization phases in the XXZ model and confirm that there exists a phase transition between two kinds of many-body localization. Surprisingly, we observe a narrow region of ergodic phase that exists between the two MBL phases. We call the phase Many-Body Ergodic phase since the phase is not analytically connected to the trivial ergodic phase at weak order. In the second part of this thesis, we study the spin -1/2 XXZ spin model on the triangular lattice by mean of Variational Monte Carlo simulation on a class of resonant valence bond (RVB) trial wave-functions. We find that as a function of J⊥/Jz, there exists a transition point where magnetic order vanishes (at J⊥/Jz ~ 0.45). Moreover, two kinds of RVB states competed in the Ising regime when J⊥/Jz < 0.23.
This thesis contains four studies of the effects of disorder and randomness on strongly correlated quantum phases of matter. Starting with an itinerant ferromagnet, I first use an order-by-disorder approach to show that adding quenched charged disorder to the model generates new quantum fluctuations in the vicinity of the quantum critical point which lead to the formation of a novel magnetic phase known as a helical glass. Switching to bosons, I then employ a momentum-shell renormalisation group analysis of disordered lattice gases of bosons where I show that disorder breaks ergodicity in a non-trivial way, leading to unexpected glassy freezing effects. This work was carried out in the context of ultracold atomic gases, however the same physics can be realised in dimerised quantum antiferromagnets. By mapping the antiferromagnetic model onto a hard-core lattice gas of bosons, I go on to show the importance of the non-ergodic effects to the thermodynamics of the model and find evidence for an unusual glassy phase known as a Mott glass not previously thought to exist in this model. Finally, I use a mean-field numerical approach to simulate current generation quantum gas microscopes and demonstrate the feasibility of a novel measurement scheme designed to measure the Edwards-Anderson order parameter, a quantity which describes the degree of ergodicity breaking and which has never before been experimentally measured in any strongly correlated quantum system. Together, these works show that the addition of disorder into strongly interacting quantum systems can lead to qualitatively new behaviour, triggering the formation of new phases and new physics, rather than simply leading to small quantitative changes to the physics of the clean system. They provide new insights into the underlying physics of the models and make direct connection with experimental systems which can be used to test the results presented here.
Disorder is present in many systems in nature and in many different versions. For instance, the dislocations of a crystal lattice, or the randomness of the interaction between magnetic moments. One of the most studied examples is that of spin glasses because they are simple to model but keep most of the very complex features that many disordered systems have. The frustration of the ground state configuration is responsible for the existence of a gap less spectrum of excitations and a rugged and complex free-energy landscape which bring about a very slow relaxation towards the equilibrium state. The main concern of the thesis has been to study what the properties of the typical excitation, i.e. those excitations that are large and contribute dominantly to the physics in the frozen phase. The existence of these large excitations brings about large fluctuations of the order parameter, and we have shown in these theses that this feature can be exploited to study the transition of any spin glass model. Moreover, we have shown that the information about these excitations can be extracted from the statistics of the lowest lying excitations. This is because due to the random nature of spin glasses, the physics obtained from averaging over the whole spectrum of excitations of an infinite sample is equivalent to averaging over many finite systems where only the ground state and the first excitation are considered. The novelty of this approach is that we do not need to make any assumption on what are typical excitations like because we can compute them exactly using numerical methods. Finally, we have investigated the dynamics and more specifically the link between the problem of chaos and the rejuvenation phenomena observed experimentally. Rejuvenation means that when lowering the temperature the aging process restarts again from scratch. This is potentially linked with the chaos assumption which states that equilibrium configurations at two different properties are not correlated. Chaos is a large scale phenomenon possible if entropy fluctuations are large. However, in this thesis we have shown that the response to temperature changes can be large in the absence of chaos close to a localization transition where the Boltzmann weight condenses in a few states. This has been observed in simulation of the Sinai model in which this localization is realized dynamically. In this model, since at low temperatures the system gets trapped in the very deep states, the dynamics is only local, so that only small excitations contribute to the rejuvenation signal that we have been able to observe. Thus, in agreement with the hierarchical picture, rejuvenation is possible even in the absence of chaos and reflects the start of the aging process of small length scales.