We present a metric-space approach to quantify the performance of approximations in lattice density-functional theory for interacting many-body systems and to explore the regimes where the Hohenberg-Kohn-type theorem on fermionic lattices is applicable. This theorem demonstrates the existence of one-to-one mappings between particle densities, wave functions and external potentials. We then focus on these quantities, and quantify how far apart in metric space the approximated and exact ones are. We apply our method to the one-dimensional Hubbard model for different types of external potentials, and assess the regimes where it is applicable to one of the most used approximations in density-functional theory, the local density approximation (LDA). We find that the potential distance may have a very different behaviour from the density and wave function distances, in some cases even providing the wrong assessments of the LDA performance trends. We attribute this to the systems reaching behaviours which are borderline for the applicability of the one-to-one correspondence between density and external potential. On the contrary the wave function and density distances behave similarly and are always sensitive to system variations. Our metric-based method correctly predicts the regimes where the LDA performs fairly well and the regimes where it fails. This suggests that our method could be a practical tool for testing the efficiency of density-functional approximations.
We present a metric-space approach to quantify the performance of approximations in lattice density-functional theory for interacting many-body systems and to explore the regimes where the Hohenberg-Kohn-type theorem on fermionic lattices is applicable. This theorem demonstrates the existence of one-to-one mappings between particle densities, wave functions and external potentials. We then focus on these quantities, and quantify how far apart in metric space the approximated and exact ones are. We apply our method to the one-dimensional Hubbard model for different types of external potentials, and assess the regimes where it is applicable to one of the most used approximations in density-functional theory, the local density approximation (LDA). We find that the potential distance may have a very different behaviour from the density and wave function distances, in some cases even providing the wrong assessments of the LDA performance trends. We attribute this to the systems reaching behaviours which are borderline for the applicability of the one-to-one correspondence between density and external potential. On the contrary the wave function and density distances behave similarly and are always sensitive to system variations. Our metric-based method correctly predicts the regimes where the LDA performs fairly well and the regimes where it fails. This suggests that our method could be a practical tool for testing the efficiency of density-functional approximations.
We present a metric-space approach to quantify the performance of approximations in lattice density-functional theory for interacting many-body systems and to explore the regimes where the Hohenberg-Kohn-type theorem on fermionic lattices is applicable. This theorem demonstrates the existence of one-to-one mappings between particle densities, wave functions and external potentials. We then focus on these quantities, and quantify how far apart in metric space the approximated and exact ones are. We apply our method to the one-dimensional Hubbard model for different types of external potentials, and assess the regimes where it is applicable to one of the most used approximations in density-functional theory, the local density approximation (LDA). We find that the potential distance may have a very different behaviour from the density and wave function distances, in some cases even providing the wrong assessments of the LDA performance trends. We attribute this to the systems reaching behaviours which are borderline for the applicability of the one-to-one correspondence between density and external potential. On the contrary the wave function and density distances behave similarly and are always sensitive to system variations. Our metric-based method correctly predicts the regimes where the LDA performs fairly well and the regimes where it fails. This suggests that our method could be a practical tool for testing the efficiency of density-functional approximations.
External potentials play a crucial role in modeling quantum systems, since, for a given interparticle interaction, they define the system Hamiltonian. We use the metric-space approach to quantum mechanics to derive, from the energy conservation law, two natural metrics for potentials. We show that these metrics are well defined for physical potentials, regardless of whether the system is in an eigenstate or if the potential is bounded. In addition, we discuss the gauge freedom of potentials and how to ensure that the metrics preserve physical relevance. Our metrics for potentials, together with the metrics for wave functions and densities from I. D'Amico et al. [Phys. Rev. Lett. 106, 050401 (2011)] paves the way for a comprehensive study of the two fundamental theorems of density-functional theory. We explore these by analyzing two many-body systems for which the related exact Kohn-Sham systems can be derived. First we consider the information provided by each of the metrics, and we find that the density metric performs best in distinguishing two many-body systems. Next we study for the systems at hand the one-to-one relationships among potentials, ground-state wave functions, and ground-state densities defined by the Hohenberg-Kohn theorem as relationships in metric spaces. We find that, in metric space, these relationships are monotonic and incorporate regions of linearity, at least for the systems considered. Finally, we use the metrics for wave functions and potentials in order to assess quantitatively how close the many-body and Kohn-Sham systems are: We show that, at least for the systems analyzed, both metrics provide a consistent picture, and for large regions of the parameter space the error in approximating the many-body wave function with the Kohn-Sham wave function lies under a threshold of 10%.
We demonstrate that, for a fermionic lattice system, the ground-state particle density uniquely determines the external potential except for the sites corresponding to nodes of the wave function, and the limiting case where the Pauli exclusion principle completely determines the occupation of all sites. Our fundamental finding completes, for this general class of systems, the one-to-one correspondence between ground states, their densities, and the external potential at the base of the Hohenberg-Kohn theorem. Moreover we demonstrate that the mapping from wave function to potential is unique not just for the ground state, but also for excited states. To illustrate our findings, we develop a practical inversion scheme to determine the external potential from a given density. Our results hold for a general class of lattice models, which includes the Hubbard model.
The metric space approach to quantum mechanics is a new, powerful method for deriving metrics for sets of quantum mechanical functions from conservation laws. We develop this approach to show that, from a standard form of conservation law, a universal method exists to generate a metric for the physical functions connected to that conservation law. All of these metric spaces have an "onion-shell" geometry consisting of concentric spheres, with functions conserved to the same value lying on the same sphere. We apply this approach to generate metrics for wavefunctions, particle densities, paramagnetic current densities, and external scalar potentials. In addition, we demonstrate the extensions to our approach that ensure that the metrics for wavefunctions and paramagnetic current densities are gauge invariant. \n \nWe use our metric space approach to explore the unique relationship between ground-state wavefunctions, particle densities and paramagnetic current densities in Current Density Functional Theory (CDFT). We study how this relationship is affected by variations in the external scalar potential, pairwise electronic interaction strength, and magnetic field strength. We find that all of the metric spaces exhibit a "band structure", consisting of "bands" of points characterised by the value of the angular momentum quantum number, m. These "bands" were found to either be separated by "gaps" of forbidden distances, or be "overlapping". We also extend this analysis beyond CDFT to explore excited states. \n \nWe apply our metrics in order to gain new insight into the Hohenberg-Kohn theorem and the Kohn-Sham scheme of Density Functional Theory. For the Hohenberg-Kohn theorem, we find that the relationship between potential and wavefunction metrics, and between potential and density metrics, is monotonic and includes a linear region. Comparing Kohn-Sham quantities to many-body quantities, we find that the distance between them increases as the electron interaction dominates over the external potential.
We study a lattice version of the local density approximation (LDA) based on Bethe ansatz (BALDA). Contrary to what happens in density functional theory in the continuum and despite its name, BALDA displays some very nonlocal features and it has a discontinuous functional derivative. The same features prevent the convergence of the self-consistent Kohn-Sham cycle thus hindering the study of BALDA solutions close to a Mott phase or in the Coulomb blockade regime. Here, we propose a numerical approach which, differently from previous works, does not introduce ad hoc parameters to smear out the singularity. Our results are relevant for all lattice models where BALDA is applied ranging from Kondo systems to harmonically trapped Hubbard fermions. As an example, we apply the method to the study of a one-dimensional lattice model with Hubbard interaction and a staggered potential which can be driven from an ionic to a Mott-insulating state. In the Mott regime, the presence of a ``vacuum'' allows us to calculate the different contribution to the gap and to highlight an ultranonlocality of BALDA.
The analysis in this paper shows that the Hohenberg-Kohn theorem is the constellation of two statements: (i) the mathematically rigorous Hohenberg-Kohn lemma, which demonstrates that the same ground-state density cannot correspond to two different potentials of an external field, and (ii) the hypothesis of the existence of the universal density functional. Based on the obtained explicit expression for the nonrel-ativistic particle energy in a local external field, we prove that the energy of the system of more than two non-interacting electrons cannot be a functional of the inhomogeneous density. This result is generalized to the system of interacting electrons. It means that the Hohenberg-Kohn lemma cannot provide justification of the universal density functional for fermions. At the same time, statements of the density functional theory remain valid when considering any number of noninteracting ground-state bosons due to the Bose condensation effect. In the framework of the density matrix functional theory, the hypothesis of the existence of the universal density matrix functional corresponds to the cases of noninteracting particles and to interaction in the Hartree-Fock approximation.