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arXiv:1509.07010 · Physical Review A

Metric-space approach to potentials and its relevance to density-functional theory

Paul M. Sharp, Irene D’Amico

Published Dec 21, 2016• 10 citations
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Abstract

External potentials play a crucial role in modeling quantum systems, since, for a given interparticle interaction, they define the system Hamiltonian. We use the metric-space approach to quantum mechanics to derive, from the energy conservation law, two natural metrics for potentials. We show that these metrics are well defined for physical potentials, regardless of whether the system is in an eigenstate or if the potential is bounded. In addition, we discuss the gauge freedom of potentials and how to ensure that the metrics preserve physical relevance. Our metrics for potentials, together with the metrics for wave functions and densities from I. D'Amico et al. [Phys. Rev. Lett. 106, 050401 (2011)] paves the way for a comprehensive study of the two fundamental theorems of density-functional theory. We explore these by analyzing two many-body systems for which the related exact Kohn-Sham systems can be derived. First we consider the information provided by each of the metrics, and we find that the density metric performs best in distinguishing two many-body systems. Next we study for the systems at hand the one-to-one relationships among potentials, ground-state wave functions, and ground-state densities defined by the Hohenberg-Kohn theorem as relationships in metric spaces. We find that, in metric space, these relationships are monotonic and incorporate regions of linearity, at least for the systems considered. Finally, we use the metrics for wave functions and potentials in order to assess quantitatively how close the many-body and Kohn-Sham systems are: We show that, at least for the systems analyzed, both metrics provide a consistent picture, and for large regions of the parameter space the error in approximating the many-body wave function with the Kohn-Sham wave function lies under a threshold of 10%.

DOI
10.1103/physreva.94.062509

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External potentials play a crucial role in modeling quantum systems, since, for a given interparticle interaction, they define the system Hamiltonian. We use the metric-space approach to quantum mechanics to derive, from the energy conservation law, two natural metrics for potentials. We show that these metrics are well defined for physical potentials, regardless of whether the system is in an eigenstate or if the potential is bounded. In addition, we discuss the gauge freedom of potentials and how to ensure that the metrics preserve physical relevance. Our metrics for potentials, together with the metrics for wave functions and densities from I. D'Amico et al. [Phys. Rev. Lett. 106, 050401 (2011)] paves the way for a comprehensive study of the two fundamental theorems of density-functional theory. We explore these by analyzing two many-body systems for which the related exact Kohn-Sham systems can be derived. First we consider the information provided by each of the metrics, and we find that the density metric performs best in distinguishing two many-body systems. Next we study for the systems at hand the one-to-one relationships among potentials, ground-state wave functions, and ground-state densities defined by the Hohenberg-Kohn theorem as relationships in metric spaces. We find that, in metric space, these relationships are monotonic and incorporate regions of linearity, at least for the systems considered. Finally, we use the metrics for wave functions and potentials in order to assess quantitatively how close the many-body and Kohn-Sham systems are: We show that, at least for the systems analyzed, both metrics provide a consistent picture, and for large regions of the parameter space the error in approximating the many-body wave function with the Kohn-Sham wave function lies under a threshold of 10%.
The metric space approach to quantum mechanics is a new, powerful method for deriving metrics for sets of quantum mechanical functions from conservation laws. We develop this approach to show that, from a standard form of conservation law, a universal method exists to generate a metric for the physical functions connected to that conservation law. All of these metric spaces have an "onion-shell" geometry consisting of concentric spheres, with functions conserved to the same value lying on the same sphere. We apply this approach to generate metrics for wavefunctions, particle densities, paramagnetic current densities, and external scalar potentials. In addition, we demonstrate the extensions to our approach that ensure that the metrics for wavefunctions and paramagnetic current densities are gauge invariant. \n \nWe use our metric space approach to explore the unique relationship between ground-state wavefunctions, particle densities and paramagnetic current densities in Current Density Functional Theory (CDFT). We study how this relationship is affected by variations in the external scalar potential, pairwise electronic interaction strength, and magnetic field strength. We find that all of the metric spaces exhibit a "band structure", consisting of "bands" of points characterised by the value of the angular momentum quantum number, m. These "bands" were found to either be separated by "gaps" of forbidden distances, or be "overlapping". We also extend this analysis beyond CDFT to explore excited states. \n \nWe apply our metrics in order to gain new insight into the Hohenberg-Kohn theorem and the Kohn-Sham scheme of Density Functional Theory. For the Hohenberg-Kohn theorem, we find that the relationship between potential and wavefunction metrics, and between potential and density metrics, is monotonic and includes a linear region. Comparing Kohn-Sham quantities to many-body quantities, we find that the distance between them increases as the electron interaction dominates over the external potential.
We present a metric-space approach to quantify the performance of approximations in lattice density-functional theory for interacting many-body systems and to explore the regimes where the Hohenberg-Kohn-type theorem on fermionic lattices is applicable. This theorem demonstrates the existence of one-to-one mappings between particle densities, wave functions and external potentials. We then focus on these quantities, and quantify how far apart in metric space the approximated and exact ones are. We apply our method to the one-dimensional Hubbard model for different types of external potentials, and assess the regimes where it is applicable to one of the most used approximations in density-functional theory, the local density approximation (LDA). We find that the potential distance may have a very different behaviour from the density and wave function distances, in some cases even providing the wrong assessments of the LDA performance trends. We attribute this to the systems reaching behaviours which are borderline for the applicability of the one-to-one correspondence between density and external potential. On the contrary the wave function and density distances behave similarly and are always sensitive to system variations. Our metric-based method correctly predicts the regimes where the LDA performs fairly well and the regimes where it fails. This suggests that our method could be a practical tool for testing the efficiency of density-functional approximations.
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The Hohenberg-Kohn theorem and the Kohn-Sham equations, which are at the basis of the density-functional theory, are reformulated in terms of a particular many-body density, which is translational and Galilean invariant and therefore is relevant for self-bound systems. In a similar way that there is a unique relation between the one-body density and the external potential that gives rise to it, we demonstrate that there is a unique relation between that particular many-body density and a definite many-body potential. The energy is then a functional of this density, and its minimization leads to the ground-state energy of the system. As a proof of principle, the analogous of the Kohn-Sham equation is solved in the specific case of 4He^{4}\mathrm{He}4He atomic clusters, to put in evidence the advantages of this formulation in terms of physical insights.
We present a metric-space approach to quantify the performance of approximations in lattice density-functional theory for interacting many-body systems and to explore the regimes where the Hohenberg-Kohn-type theorem on fermionic lattices is applicable. This theorem demonstrates the existence of one-to-one mappings between particle densities, wave functions and external potentials. We then focus on these quantities, and quantify how far apart in metric space the approximated and exact ones are. We apply our method to the one-dimensional Hubbard model for different types of external potentials, and assess the regimes where it is applicable to one of the most used approximations in density-functional theory, the local density approximation (LDA). We find that the potential distance may have a very different behaviour from the density and wave function distances, in some cases even providing the wrong assessments of the LDA performance trends. We attribute this to the systems reaching behaviours which are borderline for the applicability of the one-to-one correspondence between density and external potential. On the contrary the wave function and density distances behave similarly and are always sensitive to system variations. Our metric-based method correctly predicts the regimes where the LDA performs fairly well and the regimes where it fails. This suggests that our method could be a practical tool for testing the efficiency of density-functional approximations.
The formalism of Kohn and Sham uses a specific (model) hamiltonian which highly simplifies the many-electron problem to that of noninteracting fermions. The theorem of Hohenberg and Kohn tells us that, for a given ground state density, this hamiltonian is unique. In principle, this density can be chosen as that of the real, interacting system. To obtain the energy, or other properties of the real system, approximations are needed. Working with non interacting fermions is an important simplification, but it may be easier to produce approximations with different choices of the model hamiltonian. The feature that the exact density is (ideally) reproduced can be kept in the newly defined fictitious systems. Using model hamiltonians having the same form as the physical one, that is, being built of one- and two-body operators, allows to approach the physical hamiltonian arbitrarily close, and thus a systematic reduction of the approximations.