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Towards Classification of Fracton Phases: The Multipole Algebra

Andrey Gromov

Published Jul 1, 2019• 183 citations
OpenAlex

Abstract

We present an effective field theory approach to the fracton phases. The approach is based on the notion of a multipole algebra. It is an extension of space(time) symmetries of a charge-conserving matter that includes global symmetries responsible for the conservation of various components of the multipole moments of the charge density. We explain how to construct field theories invariant under the action of the algebra. These field theories generally break rotational invariance and exhibit anisotropic scaling. We further explain how to partially gauge the multipole algebra. Such gauging makes the symmetries responsible for the conservation of multipole moments local, while keeping rotation and translations symmetries global. It is shown that upon such gauging one finds the symmetric tensor gauge theories, as well as the generalized gauge theories discussed recently in the literature. We refer to all such theories as multipole gauge theories. The outcome of the gauging procedure depends on the choice of the multipole algebra. In particular, we show how to construct an effective theory for the U(1) version of the Haah code based on the principles of symmetry and provide a two-dimensional example with operators supported on a Sierpinski triangle. We show that upon condensation of charged excitations, fracton phases of both types as well as various Symmetry-protected topological phases emerge. Finally, the relation between the present approach and the formalism based on polynomials over finite fields is discussed.

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We present an effective field theory approach to the fracton phases. The approach is based on the notion of a multipole algebra. It is an extension of space(time) symmetries of a charge-conserving matter that includes global symmetries responsible for the conservation of various components of the multipole moments of the charge density. We explain how to construct field theories invariant under the action of the algebra. These field theories generally break rotational invariance and exhibit anisotropic scaling. We further explain how to partially gauge the multipole algebra. Such gauging makes the symmetries responsible for the conservation of multipole moments local, while keeping rotation and translations symmetries global. It is shown that upon such gauging one finds the symmetric tensor gauge theories, as well as the generalized gauge theories discussed recently in the literature. We refer to all such theories as multipole gauge theories. The outcome of the gauging procedure depends on the choice of the multipole algebra. In particular, we show how to construct an effective theory for the U(1) version of the Haah code based on the principles of symmetry and provide a two-dimensional example with operators supported on a Sierpinski triangle. We show that upon condensation of charged excitations, fracton phases of both types as well as various Symmetry-protected topological phases emerge. Finally, the relation between the present approach and the formalism based on polynomials over finite fields is discussed.
Spurred by the recent development of fracton topological phases, unusual topological phases possessing fractionalized quasiparticles with mobility constraints, the concept of symmetries has been renewed. In particular, in accordance with the progress of multipole symmetries, associated with conservation of multipoles, such as dipole or quadruple moments as well as global charges, there have been proposed topological phases with such symmetries. These topological phases are unconventional because excitations are subject to mobility constraints corresponding to the multipole symmetries. We demonstrate a way to construct such phases by preparing layers of symmetry protected topological (SPT) phases and implementing gauging a global symmetry. After gauging, the statistics of a fractional excitation is altered when crossing the SPT phases, resulting in topological phases with the multipole symmetries. The way we construct the phases allows us to have a comprehensive understanding of field theories of topological phases with the multipole symmetries and other fracton models. Published by the American Physical Society 2024
Multipole symmetries are of interest in multiple contexts, from the study of fracton phases, to nonergodic quantum dynamics, to the exploration of new hydrodynamic universality classes. However, prior explorations have focused on continuum systems or hypercubic lattices. In this work, we systematically explore multipole symmetries on arbitrary crystal lattices. We explain how, given a crystal structure (specified by a space group and the occupied Wyckoff positions), one may systematically construct all consistent multipole groups. We focus on two-dimensional crystal structures for simplicity, although our methods are general and extend straightforwardly to three dimensions. We classify the possible multipole groups on all two-dimensional Bravais lattices, and on the Kagome and breathing Kagome crystal structures to illustrate the procedure on general crystal lattices. Using Wyckoff positions, we provide an in-principle classification of all possible multipole groups in any space group. We explain how, given a valid multipole group, one may construct a consistent lattice Hamiltonian and a low-energy field theory. We then explore the physical consequences, beginning by generalizing certain results originally obtained on hypercubic lattices to arbitrary crystal structures. Next, we identify two apparently novel phenomena: an emergent, robust subsystem symmetry on the triangular lattice, and an exact multipolar symmetry on the breathing Kagome lattice that does not include conservation of charge (monopole), but instead conserves a vector charge. This makes clear that there is new physics to be found by exploring the consequences of multipolar symmetries on arbitrary lattices, and this work provides the map for the exploration thereof, as well as guiding the search for emergent multipolar symmetries and the attendant exotic phenomena in real materials based on nonhypercubic lattices.
We broaden the scope of quantum field theory by introducing a general class of discrete gauge theories that realize either topological order or fracton behavior across dimensions. We start from translation-invariant systems endowed with unconventional charge-conservation laws, which we term \textit{exponential polynomial symmetries}. Gauging these symmetries yields ZN\mathbb{Z}_NZN​ gauge theories in 2D that exhibit topological order whose quasiparticles have constrained mobility and whose ground-state degeneracy shows ultraviolet (UV) dependence. These features are reminiscent of spatial symmetry-enriched topological order, wherein quasiparticle excitations transform nontrivially under lattice translations. We further propose a Chern-Simons variant that produces non-CSS stabilizer codes and outline a framework for exponentially symmetric subsystem SPT phases. Finally, we extend this gauging procedure to 3D, obtaining new variants of fracton topological order.
We review a burgeoning field of "fractons" -- a class of models where quasi-particles are strictly immobile or display restricted mobility that can be understood through generalized multipolar symmetries and associated conservation laws. Focusing on just a corner of this fast-growing subject, we will demonstrate how one class of such theories -- symmetric tensor and coupled-vector gauge theories surprisingly emerge from familiar elasticity of a two-dimensional quantum crystal. The disclination and dislocation crystal defects respectively map onto charges and dipoles of the fracton gauge theory. This fracton-elasticity duality leads to predictions of fractonic phases and quantum phase transitions to their descendants, that are duals of the commensurate crystal, supersolid, smectic, hexatic liquid crystals, as well as amorphous solids, quasi-crystals and elastic membranes. We show how these dual gauge theories provide a field theoretic description of quantum melting transitions through a generalized Higgs mechanism. We demonstrate how they can be equivalently constructed as gauged models with global multipole symmetries. We expect extensions of such gauge-elasticity dualities to generalized elasticity theories provide a route to discovery of new fractonic models and their potential experimental realizations.
Due to the recent studies of the fracton topological phases, the host of which deconfined quasiparticle excitations with mobility restrictions, the concept of symmetries has been updated. Focusing on one of these new symmetries, multipole symmetries, including global, dipole, and quadruple symmetries, and gauge fields associated with them, we construct new sets of ZN(2+1){\mathbb{Z}}_{N}\phantom{\rule{4pt}{0ex}}(2+1)ZN​(2+1)-dimensional foliated background-field (BF) theories, where BF theories of conventional topological phases are stacked in layers with couplings between them. By investigating gauge-invariant nonlocal operators, we show that our foliated BF theories exhibit unusual ground-state degeneracy depending on the system size; it depends on the greatest common divisor between NNN and the system size. Our result provides an important connection between UV lattice models of the fracton topological phases and other unconventional ones in view of foliated field theories.
Fractonic phases are new phases of matter that host excitations with restricted mobility. We show that a certain class of gapless fractonic phases are realized as a result of spontaneous breaking of continuous higher-form symmetries whose conserved charges do not commute with spatial translations. We refer to such symmetries as nonuniform higher-form symmetries. These symmetries fall within the standard definition of higher-form symmetries in quantum field theory, and the corresponding symmetry generators are topological. Worldlines of particles are regarded as the charged objects of 1-form symmetries, and mobility restrictions can be implemented by introducing additional 1-form symmetries whose generators do not commute with spatial translations. These features are realized by effective field theories associated with spontaneously broken nonuniform 1-form symmetries. At low energies, the theories reduce to known higher-rank gauge theories such as scalar/vector charge gauge theories, and the gapless excitations in these theories are interpreted as Nambu-Goldstone modes for higher-form symmetries. Due to the nonuniformity of the symmetry, some of the modes acquire a gap, which is the higher-form analogue of the inverse Higgs mechanism of spacetime symmetries. The gauge theories have emergent nonuniform magnetic symmetries, and some of the magnetic monopoles become fractonic. We identify the ’t Hooft anomalies of the nonuniform higher-form symmetries and the corresponding bulk symmetry-protected topological phases. By this method, the mobility restrictions are fully determined by the choice of the commutation relations of charges with translations. This approach allows us to view existing (gapless) fracton models such as the scalar/vector charge gauge theories and their variants from a unified perspective and enables us to engineer theories with desired mobility restrictions.