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Anomalous BCS equation for a Luttinger superconductor

Vieri Mastropietro

Published Jan 1, 1999• 4 citations
OpenAlex

Abstract

In the context of the Anderson theory of high T c cuprates, we develop a BCS theory for Luttinger liquids. If the Luttinger interaction is much stronger than the BCS potential we find that the BCS equation is quite modified compared to usual BCS equation for Fermi liquids. In particular T c predicted by the BCS equation for Luttinger liquids is quite higher than the usual T c for Fermi liquids. 1 The anomalous BCS equation The equivalent of BCS theory for a Luttinger liquid has not formally worked out, despite the relevance of such theory for the problem of superconductivity in the high-T c cuprates, see [1] or the discussion in the following section. Such theory should describe superconductors which in their normal state are Luttinger liquids. In this paper we develop such theory using constructive quantum field theory techniques, applied in many other Luttinger liquid problems, see [2], [3]. In particular, we compute in a rigorous way the BCS self-consistence equation for a spinni...

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In the context of the Anderson theory of high T c cuprates, we develop a BCS theory for Luttinger liquids. If the Luttinger interaction is much stronger than the BCS potential we find that the BCS equation is quite modified compared to usual BCS equation for Fermi liquids. In particular T c predicted by the BCS equation for Luttinger liquids is quite higher than the usual T c for Fermi liquids. 1 The anomalous BCS equation The equivalent of BCS theory for a Luttinger liquid has not formally worked out, despite the relevance of such theory for the problem of superconductivity in the high-T c cuprates, see [1] or the discussion in the following section. Such theory should describe superconductors which in their normal state are Luttinger liquids. In this paper we develop such theory using constructive quantum field theory techniques, applied in many other Luttinger liquid problems, see [2], [3]. In particular, we compute in a rigorous way the BCS self-consistence equation for a spinni...
A self-consistence equation describing a superconductor whose normal state is a Luttinger liquid is computed in a rigorous way by renormalization group techniques. The gap and the critical temperatures are quite different with respect to the ones of normal superconductors (i.e. superconductors whose normal state is a Fermi liquid) and in particular, the critical temperature can be quite high for suitable values of the parameters. Such self-consistence equation can be obtained in a BCS mean field theory for a model of two Mattis models exchanging Cooper pairs. The connection of this model with recent theories of high T c superconductivity is briefly discussed.
According to Anderson ([1], p. 54) "the equivalent of BCS theory for a fully spin-charge separated Luttinger liquid has not been formally worked out". We consider a model for two one-dimensional spinning Luttinger liquids coupled via a Cooper tunnelling Hamiltonian. We show that the partition function is the four-dimensional integral of an exponential whose exponent has an extremal point obtained solving an anomalous non-BCS self-consistence equation. If the extremal point is a global minimum the model is completely solved by the saddle point theorem and the anomalous gap generation is proved. We find that the Luttinger interaction enhances strongly T c if the intrachain Luttinger interaction is much bigger than the interchain interaction.
I present a formalism for dealing directly with the effects of the Gutzwiller projection implicit in the $t\text{\ensuremath{-}}J$ model which is widely believed to underlie the phenomenology of the high-Tc{T}_{c}Tc​ cuprates. I suggest that a true BCS condensation from a Fermi-liquid state takes place but in the unphysical space prior to projection. The theory which results upon projection does not follow conventional rules of diagram theory and in fact in the normal state is a Z=0Z=0Z=0 non-Fermi liquid. Anomalous properties of the ``strange metal'' normal state are predicted and compared to experiments.
A Fermi-liquid approach to the theory of superfluidity is developed, based on a generalization of the combinatoric expression for the entropy to the case in which the state of the Fermi liquid is described not only by a normal but also by an anomalous distribution function. The energy of the superfluid Fermi liquid is given in the form of a functional of these distribution functions. In the weak-coupling approximation the Fermi-liquid approach is equivalent to the BCS theory. The interaction between the Fermi liquid and an electromagnetic field is gauge invariant. In addition to the singlet-pairing theory the triplet-pairing theory is also developed. A unified variational principle that gives rise to the theory of superfluidity (superconductivity) is used to obtain the London equations and the Ginzburg–Landau equation. Applications of this theory are made to the derivation of an equation for ideal two-component hydrodynamics.
An effective Hamiltonian for the Kohn-Luttinger superconductor is constructed and solved in the BCS approximation. The method is applied to the $t\ensuremath{-}{t}^{\ensuremath{'}}$ Hubbard model in two dimensions with the following results: (i) The superconducting phase diagram at half filling is shown to provide a weak-coupling analog of the recently proposed spin liquid state in the ${J}_{1}\ensuremath{-}{J}_{2}$ Heisenberg model. (ii) In the parameter region relevant for the cuprates, we have found a nontrivial energy dependence of the gap function in the dominant d-wave pairing sector. The hot spot effect in the angular dependence of the superconducting gap is shown to be quite weak.
With particular reference to the role of the renormalization group (RG) approach and Ward identities (WI's), we start by recalling some old features of the one-dimensional Luttinger liquid as the prototype of non-Fermi-liquid behavior. Its dimensional crossover to the Landau normal Fermi liquid implies that a non-Fermi liquid, as, e.g., the normal phase of the cuprate high temperature superconductors, can be maintained in d>1 only in the presence of a sufficiently singular effective interaction among the charge carriers. This is the case when, nearby an instability, the interaction is mediated by critical fluctuations. We are then led to introduce the specific case of superconductivity in cuprates as an example of avoided quantum criticality. We will disentangle the fluctuations which act as mediators of singular electron–electron interaction, enlightening the possible order competing with superconductivity and a mechanism for the non-Fermi-liquid behavior of the metallic phase. This paper is not meant to be a comprehensive review. Many important contributions will not be considered. We will also avoid using extensive technicalities and making full calculations for which we refer to the original papers and to the many good available reviews. We will here only follow one line of reasoning which guided our research activity in this field.