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arXiv:cond-mat/0212176 · Physical review. B, Condensed matter

Kohn-Luttinger instability of the t−t′ Hubbard model in two dimensions: Variational approach

J. Mráz, R. Hlubina

Published May 22, 2003• 16 citations
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Abstract

An effective Hamiltonian for the Kohn-Luttinger superconductor is constructed and solved in the BCS approximation. The method is applied to the $t\ensuremath{-}{t}^{\ensuremath{'}}$ Hubbard model in two dimensions with the following results: (i) The superconducting phase diagram at half filling is shown to provide a weak-coupling analog of the recently proposed spin liquid state in the ${J}_{1}\ensuremath{-}{J}_{2}$ Heisenberg model. (ii) In the parameter region relevant for the cuprates, we have found a nontrivial energy dependence of the gap function in the dominant d-wave pairing sector. The hot spot effect in the angular dependence of the superconducting gap is shown to be quite weak.

DOI
10.1103/physrevb.67.174518

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An effective Hamiltonian for the Kohn-Luttinger superconductor is constructed and solved in the BCS approximation. The method is applied to the t\ensuremath−t\ensuremath′t\ensuremath{-}{t}^{\ensuremath{'}}t\ensuremath−t\ensuremath′ Hubbard model in two dimensions with the following results: (i) The superconducting phase diagram at half filling is shown to provide a weak-coupling analog of the recently proposed spin liquid state in the J1\ensuremath−J2{J}_{1}\ensuremath{-}{J}_{2}J1​\ensuremath−J2​ Heisenberg model. (ii) In the parameter region relevant for the cuprates, we have found a nontrivial energy dependence of the gap function in the dominant d-wave pairing sector. The hot spot effect in the angular dependence of the superconducting gap is shown to be quite weak.
We study the Kohn-Luttinger effect in a two-dimensional (2D) nested fermion liquid with a repulsive interaction via the renormalization group method and identify the resulting order parameter symmetry. Using the band structure of the 2D Hubbard model close to half-filling as a prototype, we construct an effective low-energy theory. We use multidimensional bosonization to incorporate the zero-sound channel and find marginal Fermi liquid behavior in the absence of any instability. We show an analog of the Landau theorem in nested fermion liquids, which serves as the criterion of the BCS instability. Including repulsive or antiferromagnetic exchange interactions in the low-energy theory, we show that the ${\mathrm{d}}_{{\mathrm{x}}^{2}\mathrm{\ensuremath{-}}{\mathrm{y}}^{2}}$-wave BCS channel is renormalized to be the most attractive. Below half-filling, when the nesting is not perfect, there is competition between the spin-density-wave (SDW) and the BCS channels; when the SDW coupling is small enough, there occurs a ${\mathrm{d}}_{{\mathrm{x}}^{2}\mathrm{\ensuremath{-}}{\mathrm{y}}^{2}}$-wave superconducting instability at sufficiently low temperatures.
Perturbative corrections to the mean field theory for particle-hole instabilities of interacting electron systems are computed within a scheme which is equivalent to the recently developed variational approach to the Kohn-Luttinger superconductivity. This enables an unbiased comparison of particle-particle and particle-hole instabilities within the same approximation scheme. A spin-rotation invariant formulation for the particle-hole instabilities in the triplet channel is developed. The method is applied to the phase diagram of the t-t' Hubbard model on the square lattice. At the Van Hove density, antiferromagnetic and d-wave Pomeranchuk phases are found to be stable close to half filling. However, the latter phase is confined to an extremely narrow interval of densities and away from the singular filling, d-wave superconducting instability dominates.
In the limit of vanishing temperatures, we study the ddd-wave superconducting state of the two-dimensional Hubbard model subject to a finite supercurrent. Making use of the recently developed variational approach to Kohn-Luttinger superconductors, we take into account both the change of the pairing interaction as well as the change of the gap function in presence of a finite Cooper-pair momentum 2q2\mathbf{q}2q. We study the evolution of the superconducting state with increasing q\mathbf{q}q and we find that the order of the transition to the normal state depends on the direction of q\mathbf{q}q.
In nonperturbative regimes, the superfluid instability in the two-dimensional (2D) Hubbard model can be described by an emergent BCS theory with small effective pairing constants. We compute the effective couplings using a controlled bold-line diagrammatic Monte Carlo approach, which stochastically sums all skeleton Feynman diagrams dressed in the one- and two-particle channels to high expansion orders, and map out the resulting superfluid ground-state phase diagram in a range of next-nearest-neighbor hopping $0\ensuremath{\le}{t}^{\ensuremath{'}}\ensuremath{\le}0.3t$, interaction strength $0\ensuremath{\le}U\ensuremath{\le}3t$, and lattice filling $0\ensuremath{\le}n\ensuremath{\le}2$. The phase diagram is dramatically transformed in the hole-doped region and becomes particularly rich at larger doping and ${t}^{\ensuremath{'}}$. At ${t}^{\ensuremath{'}}=0.3$, the weak-coupling picture with the dominant triplet pairing sharply peaked at $n\ensuremath{\approx}0.73$ due to the Van Hove singularity is replaced by a plateau of the singlet ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$ paring, while for $U\ensuremath{\gtrsim}3t$ the effective couplings are consistent with the ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$ high-temperature superconductivity in the hole-doped region near cuprates' optimal doping.
Superfluid ground-state phase diagram of the 2d2d2d Hubbard Model in the emergent BCS regime
In non-perturbative regimes, the superfluid instability in the 2d2d2d Hubbard model can be described by an emergent BCS theory with small effective pairing constants. We compute the effective couplings using a controlled bold-line diagrammatic Monte Carlo approach, which stochastically sums all skeleton Feynman diagrams dressed in the one- and two-particle channels to high expansion orders, and map out the resulting superfluid ground-state phase diagram in a range of next-nearest-neighbor hopping 0≤t′≤0.3t0 \leq t^{\prime} \leq 0.3t0≤t′≤0.3t, interaction strength 0≤U≤3t0 \leq U \leq 3t0≤U≤3t, and lattice filling 0≤n≤20 \leq n \leq 20≤n≤2. The phase diagram is dramatically transformed in the hole-doped region and becomes particularly rich at larger doping and t′t't′. At t′=0.3t'=0.3t′=0.3, the weak-coupling picture with the dominant triplet pairing sharply peaked at n≈0.73n \approx 0.73n≈0.73 due to the Van Hove singularity is replaced by a plateau of the singlet dx2−y2d_{x^2-y^2}dx2−y2​ paring, while for U≳3tU \gtrsim 3tU≳3t the effective couplings are consistent with the dx2−y2d_{x^2-y^2}dx2−y2​ high-temperature superconductivity in the hole-doped region near cuprates' optimal doping.
The two-dimensional Hubbard model is studied for small values of the interaction strength (UUU of the order of the hopping amplitude ttt), using a variational ansatz well suited for this regime. The wave function, a refined Gutzwiller ansatz, has a BCS mean-field state with ddd-wave symmetry as its reference state. Superconducting order is found for densities n<1n<1n<1 (but not for n=1n=1n=1). This resolves a discrepancy between results obtained with the functional renormalization group, which do predict superconducting order for small values of UUU, and numerical simulations, which did not find superconductivity for $U\ensuremath{\lesssim}4t$. Both the gap parameter and the order parameter have a domelike shape as a function of nnn with a maximum for $n\ensuremath{\approx}0.8$. Expectation values for the energy, the particle number, and the superconducting order parameter are calculated using a linked-cluster expansion up to second order in UUU. In this way large systems (millions of sites) can be readily treated and well converged results are obtained. A big size is indeed required to see that the gap becomes very small at half filling and probably tends to zero in the thermodynamic limit, whereas away from half filling a finite asymptotic limit is reached. For a lattice of a given size the order parameter becomes finite only above a minimal coupling strength Uc{U}_{c}Uc​. This threshold value decreases steadily with increasing system size, which indicates that superconductivity exists for arbitrarily small UUU for an infinite system. For moderately large systems the size dependence is quite irregular, due to variations in level spacings at the Fermi energy. The fluctuations die out if the gap parameter spans several level spacings.