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Renormalization Group Approach to Low Temperature Properties of a Non-Fermi Liquid Metal

Chetan Nayak, Joseph Henry Laboratories, Frank A. Wilczek

Published Jan 1, 1994• 70 citations
OpenAlex

Abstract

We expand upon on an earlier renormalization group analysis of a non-Fermi liquid fixed point that plausibly govers the two dimensional electron liquid in a magnetic field near filling fraction ν = 1/2. We give a more complete description of our somewhat unorthodox renormalization group transformation by relating both our field-theoretic approach to a direct mode elimination and our anisotropic scaling to the general problem of incorporating curvature of the Fermi surface. We derive physical consequences of the fixed point by showing how they follow from renormalization group equations for finite-size scaling, where the size may be set by the temperature or by the frequency of interest. In order fully to exploit this approach, it is necessary to take into account composite operators, including in some cases dangerous “irrelevant ” operators. We devote special attention to gauge invariance, both as a formal requirement and in its positive role providing Ward identities constraining the renormalization of composite operators. We emphasize that new considerations arise in describing properties of the physical electrons (as opposed to the quasiparticles.) We propose an experiment which, if feasible, will allow the most characteristic feature of our results, that is the divergence of the effective mass of the quasiparticle near the nominal Fermi surface, to be tested directly. Some comparison with other recent, related work is attempted. 2

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Renormalization-group approach to interacting fermions

R. Shankar

The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A $d=1$ warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in $d=2 \mathrm{and} 3$, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function $F$, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a $\frac{1}{N}$ expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in $d=2$ using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.

arXiv:cond-mat/9307009•Reviews of Modern Physics•Jan 1, 1994•1,355 citations
We expand upon on an earlier renormalization group analysis of a non-Fermi liquid fixed point that plausibly govers the two dimensional electron liquid in a magnetic field near filling fraction ν = 1/2. We give a more complete description of our somewhat unorthodox renormalization group transformation by relating both our field-theoretic approach to a direct mode elimination and our anisotropic scaling to the general problem of incorporating curvature of the Fermi surface. We derive physical consequences of the fixed point by showing how they follow from renormalization group equations for finite-size scaling, where the size may be set by the temperature or by the frequency of interest. In order fully to exploit this approach, it is necessary to take into account composite operators, including in some cases dangerous “irrelevant ” operators. We devote special attention to gauge invariance, both as a formal requirement and in its positive role providing Ward identities constraining the renormalization of composite operators. We emphasize that new considerations arise in describing properties of the physical electrons (as opposed to the quasiparticles.) We propose an experiment which, if feasible, will allow the most characteristic feature of our results, that is the divergence of the effective mass of the quasiparticle near the nominal Fermi surface, to be tested directly. Some comparison with other recent, related work is attempted. 2
When a 2D superconductor is subjected to a strong in-plane magnetic field, Zeeman polarization of the Fermi surface can give rise to inhomogeneous FFLO order with a spatially modulated gap. Further increase of the magnetic field eventually drives the system into a normal metal state. Here, we perform a renormalization group analysis of this quantum phase transition, starting from an appropriate low-energy theory recently introduced in Phys. Rev. B 93, 085112 (2016). We compute one-loop flow equations within the controlled dimensional regularization scheme with fixed dimension of Fermi surface, expanding in $\ensuremath{\epsilon}=5/2\ensuremath{-}d$. We find a new stable non-Fermi-liquid fixed point and discuss its critical properties. One of the most interesting aspects of the FFLO non-Fermi-liquid scenario is that the quantum critical point is potentially naked, with the scaling regime observable down to arbitrary low temperatures. In order to study this possibility, we perform a general analysis of competing instabilities, which suggests that only charge density wave order is enhanced in the vicinity of the quantum critical point.
We give a Hamiltonian-based interpretation of microscopic Fermi liquid theory within a renormalization group framework. The Fermi liquid fixed-point Hamiltonian with its leading-order corrections is identified and we show that the mean field calculations for this model correspond to the Landau phenomenological approach. This is illustrated first of all for the Kondo and Anderson models of magnetic impurities which display Fermi liquid behaviour at low temperatures. We then show how these results can be deduced by a reorganization of perturbation theory, in close parallel to that for the renormalized φ4 field theory. The Fermi liquid results follow from the two lowest order diagrams of the renormalized perturbation expansion. The calculations for the impurity models are simpler than for the general case because the self-energy depends on frequency only. We show, however, that a similar renormalized expansion can be derived also for the case of a translationally invariant system. The parameters specifying the Fermi liquid fixed-point Hamiltonian are related to the renormalized vertices appearing in the perturbation theory. The collective zero sound modes appear in the quasiparticle-quasihole ladder sum of the renormalized perturbation expansion. The renormalized perturbation expansion can in principle be used beyond the Fermi liquid regime to higher temperatures. This approach should be particularly useful for heavy fermions and other strongly correlated electron systems, where the renormalization of the single-particle excitations are particularly large. We briefly look at the breakdown of Fermi liquid theory from a renormalized perturbation theory point of view. We show how a modified version of the approach can be used in some situations, such as the spinless Luttinger model, where Fermi liquid theory is not applicable. Other examples of systems where the Fermi liquid theory breaks down are also briefly discussed.
The renormalization-group (RG) approach proposed earlier by Shankar for interacting spinless fermions at T=0 is extended to the case of nonzero temperature and spin. We study a model with SU(N)-invariant short-range effective interaction and rotationally invariant Fermi surface in two and three dimensions. We show that the Landau interaction function of the Fermi liquid, constructed from the bare parameters of the low-energy effective action, is RG invariant. On the other hand, the physical forward-scattering vertex is found as a stable fixed point of the RG flow. We demonstrate that in d=2 and 3, the RG approach to this model is equivalent to Landau's mean-field treatment of the Fermi liquid. We discuss subtleties associated with the symmetry properties of the scattering amplitude, the Landau function, and the low-energy effective action. Applying the RG to response functions, we find the compressibility and the spin susceptibility as fixed points.
We study the non-Fermi-liquid state formed by an isotropic, degenerate Fermi gas in two spatial dimensions interacting with a U(1) gauge field. Our calculation uses the functional renormalization group (fRG) with a soft frequency cutoff for the fermions. The fRG scheme we employ takes account of the gauge symmetry, which imposes relations (modified Ward-Takahashi identities) between the couplings which constrain the RG flow. The critical exponents and couplings we find for the resulting non-Fermi liquid are mostly insensitive to whether we enforce the gauge symmetry constraints, which signifies either that the constraints are superfluous or that the frequency-cutoff scheme is particularly robust. The exception is the gauge-boson mass term, which is RG-relevant about the fixed point without the constraints but is irrelevant when they are enforced. The latter is physically accurate, as a gauge symmetry cannot be spontaneously broken. In addition, we find z = 2 and Σ ( ω , k F ) ∼ ω 1 / 2 for the boson dynamical exponent and scaling of the fermion self-energy, respectively. These results differ considerably from those of past works on the model, though we argue for their plausibility.
We introduce a Hamiltonian coupled between a normal Fermi surface and a polarized Maxwell type gauge field.We adopt a {\it calibrated scaling } approach in order to be consistent with the results obtained at 2+12+12+1 dimensions as well as the Weinberg's theo rem. Renormalization group equations are calculated by using a dimension regulator. It turns out that the gauge interaction is controlled by a non-trivial fixed point. The two-point Green's function can thus be calculated accurately in the low temperature limit and possesses a non-quasi particle pole which signals the break down of the Landau Fermi liquid theory. In addition,we show that the anomalous dimension of fermion field is in general gauge dependent. But it will survive under generic gauge choice due to the renormalization of the gauge fixing parameter.
The stability or lack thereof of nonrelativistic fermionic systems to interactions is studied within the renormalization-group (RG) framework, in close analogy with the study of critical phenomena using ${\ensuremath{\varphi}}^{4}$ scalar field theory. A brief introduction to ${\ensuremath{\varphi}}^{4}$ theory in four dimensions and the path-integral formulation for fermions is given before turning to the problem at hand. As for the latter, the following procedure is used. First, the modes on either side of the Fermi surface within a cutoff $\ensuremath{\Lambda}$ are chosen for study, in analogy with the modes near the origin in ${\ensuremath{\varphi}}^{4}$ theory, and a path integral is written to describe them. Next, an RG transformation that eliminates a part of these modes, but preserves the action of the noninteracting system, is identified. Finally the possible perturbations of this free-field fixed point are classified as relevant, irrelevant or marginal. A d=1d=1d=1 warmup calculation involving a system of fermions shows how, in contrast to mean-field theory, which predicts a charge-density wave for arbitrarily weak repulsion, and superconductivity for arbitrarily weak attraction, the renormalization-group approach correctly yields a scale-invariant system (Luttinger liquid) by taking into account both instabilities. Application of the renormalization group in d=2and3d=2 \mathrm{and} 3d=2and3, for rotationally invariant Fermi surfaces, automatically leads to Landau's Fermi-liquid theory, which appears as a fixed point characterized by an effective mass and a Landau function FFF, with the only relevant perturbations being of the superconducting (BCS) type. The functional flow equations for the BCS couplings are derived and separated into an infinite number of flows, one for each angular momentum. It is shown that similar results hold for rotationally noninvariant (but time-reversal-invariant) Fermi surfaces also, with obvious loss of rotational invariance in the parametrization of the fixed-point interactions. A study of a nested Fermi surface shows an additional relevant flow leading to charge-density-wave formation. It is pointed out that, for small $\frac{\ensuremath{\Lambda}}{{K}_{F}}$, a 1N\frac{1}{N}N1​ expansion emerges, with $N=\frac{{K}_{F}}{\ensuremath{\Lambda}}$, which explains why one is able to solve the narrow-cutoff theory. The search for non-Fermi liquids in d=2d=2d=2 using the RG is discussed. Bringing a variety of phenomena (Landau theory, charge-density waves, BCS instability, nesting, etc.) under the one unifying principle of the RG not only allows us to better understand and unify them, but also paves the way for generalizations and extensions. The article is pedagogical in nature and is expected to be accessible to any serious graduate student. On the other hand, its survey of the vast literature is mostly limited to the RG approach.