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The functional integral formulation of the Schrieffer-Wolff transformation

Zamani, F., Ribeiro, P., Kirchner, S.

Published Jun 22, 2016• 9 citations
OpenAlex

Abstract

We revisit the Schrieffer-Wolff transformation and present a path integral version of this important canonical transformation. The equivalence between the low-energy sector of the Anderson model in the so-called local moment regime and the spin-isotropic Kondo model is usually established via a canonical transformation performed on the Hamiltonian, followed by a projection. Here we present a path integral formulation of the Schrieffer-Wolff transformation which relates the functional integral form of the partition function of the Anderson model to that of its effective low-energy model. The resulting functional integral assumes the form of a spin path integral and includes a geometric phase factor, i.e. a Berry phase. Our approach stresses the underlying symmetries of the model and allows for a straightforward generalization of the transformation to more involved models. It thus not only sheds new light on a classic problem, it also offers a systematic route of obtaining effective low-energy models and higher order corrections. This is demonstrated by obtaining the effective low-energy model of a quantum dot attached to two ferromagnetic leads.

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The functional integral formulation of the Schrieffer–Wolff transformation

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We revisit the Schrieffer–Wolff transformation and present a path integral version of this important canonical transformation. The equivalence between the low-energy sector of the Anderson model in the so-called local moment regime and the spin-isotropic Kondo model is usually established via a canonical transformation performed on the Hamiltonian, followed by a projection. Here we present a path integral formulation of the Schrieffer–Wolff transformation which relates the functional integral form of the partition function of the Anderson model to that of its effective low-energy model. The resulting functional integral assumes the form of a spin path integral and includes a geometric phase factor, i.e. a Berry phase. Our approach stresses the underlying symmetries of the model and allows for a straightforward generalization of the transformation to more involved models. It thus not only sheds new light on a classic problem, it also offers a systematic route of obtaining effective low-energy models and higher order corrections. This is demonstrated by obtaining the effective low-energy model of a quantum dot attached to two ferromagnetic leads.

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We revisit the Schrieffer-Wolff transformation and present a path integral version of this important canonical transformation. The equivalence between the low-energy sector of the Anderson model in the so-called local moment regime and the spin-isotropic Kondo model is usually established via a canonical transformation performed on the Hamiltonian, followed by a projection. Here we present a path integral formulation of the Schrieffer-Wolff transformation which relates the functional integral form of the partition function of the Anderson model to that of its effective low-energy model. The resulting functional integral assumes the form of a spin path integral and includes a geometric phase factor, i.e. a Berry phase. Our approach stresses the underlying symmetries of the model and allows for a straightforward generalization of the transformation to more involved models. It thus not only sheds new light on a classic problem, it also offers a systematic route of obtaining effective low-energy models and higher order corrections. This is demonstrated by obtaining the effective low-energy model of a quantum dot attached to two ferromagnetic leads.
We revisit the Schrieffer–Wolff transformation and present a path integral version of this important canonical transformation. The equivalence between the low-energy sector of the Anderson model in the so-called local moment regime and the spin-isotropic Kondo model is usually established via a canonical transformation performed on the Hamiltonian, followed by a projection. Here we present a path integral formulation of the Schrieffer–Wolff transformation which relates the functional integral form of the partition function of the Anderson model to that of its effective low-energy model. The resulting functional integral assumes the form of a spin path integral and includes a geometric phase factor, i.e. a Berry phase. Our approach stresses the underlying symmetries of the model and allows for a straightforward generalization of the transformation to more involved models. It thus not only sheds new light on a classic problem, it also offers a systematic route of obtaining effective low-energy models and higher order corrections. This is demonstrated by obtaining the effective low-energy model of a quantum dot attached to two ferromagnetic leads.
We revisit the Schrieffer-Wolff transformation and present a path integral version of this important canonical transformation. The equivalence between the low-energy sector of the Anderson model in the so-called Kondo regime and the spin-isotropic Kondo model is usually established via a canonical transformation performed on the Hamiltonian, followed by a projection. Here we present a path integral version of the Schrieffer-Wolff transformation which relates the functional integral form of the partition function of the Anderson model to that of its effective low-energy model. The resulting functional integral assumes the form of a spin path integral and includes a geometric phase factor, i.e. a Berry phase. Our approach stresses the underlying symmetries of the model and allows for a straightforward generalization of the transformation to more involved models. It thus not only sheds new light on a classical problem. It also offers a systematic route of obtaining effective low-energy models and higher order corrections. This is demonstrated by obtaining the full effective low-energy model of a quantum dot attached to two ferromagnetic leads.
In this thesis I investigate several aspects of local quantum criticality, a concept of key importance in a number of physical contexts ranging from critical heavy fermion compounds to quantum dot systems. Quantum critical points are associated with second order phase transitions at zero temperature. In contrast to their finite-temperature counterparts, the zero-point motion cannot be neglected near a quantum critical point. As a result, the incorporation of quantum dynamics leads to an effective dimension larger than the spatial dimension of the system for the order parameter fluctuations within the Ginzburg-Landau-Wilson treatment of criticality. This so-called quantum-to-classical mapping works well for the critical properties in insulating systems but apparently fails in systems containing gapless fermions. This has been experimentally most clearly been demonstrated within a particular class of intermetallic compounds called heavy fermions. A particular way in which the Ginzburg-Landau-Wilson paradigm fails is for critical Kondo destruction that seems to underlie the unconventional quantum criticality seen in the heavy fermions. I focus on studying the properties of critical Kondo destruction and the emergence of energy-over-temperature-scaling in systems without spatial degrees of freedom, i.e., so-called quantum impurity systems. In particular, I employ large-N techniques to address critical properties of this class of quantum phase transitions in and out of equilibrium. As quantum critical systems are characterized by a scale-invariant spectrum with many low-lying excitations, it may appear that any perturbation can lead to a response beyond the linear response regime. Understanding what governs the non-linear response regime near quantum criticality is an interesting area. Here, I first present a path integral version of the Schrieffer-Wolff transformation which relates the functional integral form of the partition function of the Anderson model to that of its effective low-energy model. The equivalence between the low-energy sector of the Anderson model in the Kondo regime and the spin-isotropic Kondo model is usually established via a canonical transformation performed on the Hamiltonian, followed by a projection. The resulting functional integral assumes the form of a spin path integral and includes a geometric phase factor, i.e. a Berry phase. The approach stresses the underlying symmetries of the model and allows for a straightforward generalization of the transformation to more involved models. As an example of the efficiency of the approach I apply it to a single electron transistor attached to ferromagnetic leads and derive the effective low-energy model of such a magnetic transistor. As Kondo screening is a local phenomenon, it and its criticality can be studied using the appropriate impurity model. A general impurity model to study critical Kondo destruction is the pseudogap Bose-Fermi Kondo model. Here, I concentrate on the multi-channel version of the model using the dynamical large-N study. This model allows to study the non-trivial interplay between two different mechanisms of critical Kondo destruction. The interplay of two processes that can each by itself lead to critical Kondo destruction. The zero-temperature residual entropy at various fixed points for the model is also discussed. The two channel Anderson model exhibits several continuous quantum phase transitions between weak- and strong-coupling phases. The non-crossing approximation (NCA) is believed to give reliable results for the standard two-channel Anderson model of a magnetic impurity in a metal. I revisit the reliability of the NCA for the standard two channel Anderson model (constant conduction electron density of states) and investigate its reliability for the two-channel pseudogap Anderson model. This is done by comparing finite-temperature, finite-frequency solutions of the NCA equations and asymptotically exact zero-temperature NCA solutions with numerical renormalization-group calculations. The phase diagram of this model is well established. The focus here will be on the dynamical scaling properties obtained within the NCA. Finally, I study the thermal and non-thermal steady state scaling functions and the steady-state dynamics of the pseudogap Kondo model. This model allows us to study the concept of effective temperatures near fully interacting as well as weak-coupling fixed points and compare the out-of-equilibrium scaling properties of critical Kondo destruction to those of the traditional spin-density wave (SDW) scenario. The differences I identify can be experimentally probed. This may be helpful in identifying the nature of the quantum critical points observed in certain heavy fermion compounds.
Schrieffer-Wolff transformation is a very important transformation in Quantum Many Body physics. Yet, there isn't an explicit method in the literature to calculate the generator of this unitary transformation directly from the hamiltonian. In this paper we present an explicit method to compute the generator of the Schrieffer-Wolff transformation in general and then calculate the same for two very important hamiltonians in condensed matter physics, the Single Impurity Anderson model (SIAM) and its lattice generalization , the Periodic Anderson Model (PAM). Our method can be used to carry out the transformation directly from the hamiltonian and the generator of the transformation can be obtained without any recourse to perturbative expansion or intuitive guesswork. In fact here, the full generator is calculated rather than its expansion to first two orders which is usually the case.
Schrieffer-Wolff transformation is extensively used in quantum many-body physics to calculate the low energy effective Hamiltonian. It offers a perturbative method to understand the renormalization effects in the strong coupling regime of the quantum many-body models. The generator for Schrieffer-Wolff transformation is calculated using heuristic methods. It is highly desirable to have a rigorous, systematic and simple method for the calculation of generator for this highly important transformation. In this paper, we put forward such a method. We demonstrate our method by applying it to few well-known models from various fields like strongly correlated electron systems, quantum optics and cavity quantum electrodynamics. Our method can be applied to a broad class of quantum many-body Hamiltonians.