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Cooling of a mesoscopic single-particle harmonic oscillator using real-time digital control systems

Ashley Setter

Published Jan 1, 2020• 0 citations
OpenAlex

Abstract

Optically levitated systems provide an ideal environment for isolating objects extremely well from the environment such that their behaviour can be more easily studied without external influences. Moreover, using optical detection, very high levels of sensitivity to that behaviour can be achieved, allowing precise detection of their motion and measurement of forces upon such a system. In the experiment we describe in this thesis, one can construct an optical gradient force trap by simply directing a collimated light beam onto a parabolic mirror with a sufficiently high numerical aperture. The resulting focusing not only generates the optical trapping potential but also allows detection as a particle trapped at the focal spot of the mirror has the light it scatters onto the mirror collimated and sent back in the direction of the incident trapping light beam. The trap described here allows levitation of dielectric nanoparticles with radii from 10nm to 300nm at pressures from 103 —10-8 mbar. In this thesis I describe the experimental setup and the theory describing a particle levitated in this setup, detailing how, from the detected light intensity on a photodetector, we can extract the properties describing the physical system, including the frequency of motion, the damping upon the motion, the temperature associated with the motion, the radius of the trapped nanoparticle and the conversion factor which allows us to convert from the photo-current measured by the detector to the physical displacement of the particle. Cooling of the translational motion to the ground state is a much targeted goal in the field of levitated optomechanics as it has applications in producing quantum states, performing matter-wave interferometry, testing collapse models and as a very precise force sensor. In this thesis I demonstrate and investigate a number of different cooling methods applied to the translational motion. First, I describe how one can utilise an FIR (Finite Impulse Response) band-pass filter to isolate the signal due to the motion of a single translational degree of freedom and utilise this to perform active feedback cooling upon this degree of freedom. I demonstrate this by implementing an FIR filter on a FPGA (Field Programmable Gate Array) and utilising it in real-time to cool the motion to 2.5K ± 0.4 K. Secondly I utilise a tracking algorithm called a Kalman Filter, I describe how this algorithm functions to track the state of objects from noisy partial measurements of the state and how this can be applied to track levitated nanoparticles. I then detail how this was implemented in an FPGA so that the Kalman Filter could be used in real-time to estimate the position of a levitated nanoparticle. We demonstrate cooling of the translation centre-of-mass motion along the optical axis by 3 orders of magnitude to a temperature of 162mK ± 15 mK. Next I describe a classical model of the motion of a levitated nanoparticle and describe how this model can be simulated numerically to produce simulated time traces of the motion. I then demonstrate how this simulation can be used to reproduce several theoretical relations as well as reproduce experimental results and be utilised to simulate and test the performance of cooling algorithms without requiring experimental implementation. Next I use this simulation to model the effect of a Dung non-linearity in the trapping potential. I match the behaviour of the simulation when exposed to as a pulsed reduction of the laser power with the behaviour of the experimental system when exposed to the same stimulus and in doing so extract the Dung non-linearity in the optical trapping potential generated by the parabolic mirror, which takes a value of ξ = -0.100 m-2. Finally I describe a quantum model of the motion of a levitated nanosphere, which takes into account the various decoherence sources in the experimental system, namely the interaction with the background gas, the laser photons and decoherence due to the measurement. Using this I investigate several different forms of active feedback cooling, including the "optimal" cooling as determined from the tools of control theory, which takes the form of a square wave, and the more traditional sinusoidal feedback signal. In addition I compare both linear cooling by applying a force directly to the nanoparticle and quadratic cooling by modulating the power of the trapping laser. I determine that cooling to mean phonon numbers of less than 10 with the current experimental setup is achievable utilising any of the feedback schemes described here when they are tuned appropriately.

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The motion control of a levitated nanoparticle plays a central role in optical levitation for fundamental studies and practical applications. Here, we presented digital parametric feedback cooling based on square wave modulation by switching trapping laser intensity between two levels. The effects of the modulation depth and modulation signal phase on the cooling result were investigated in detail. Using such a digital parametric feedback method, the center-of-mass temperature of all three motional degrees of freedom can be cooled to dozens of millikelvin. The flexibility and agility of the digital feedback control pave the way for a variety of motion control modes.

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Abstract Tests of quantum mechanics on a macroscopic scale require extreme control over mechanical motion and its decoherence1–3. Quantum control of mechanical motion has been achieved by engineering the radiation–pressure coupling between a micromechanical oscillator and the electromagnetic field in a resonator4–7. Furthermore, measurement-based feedback control relying on cavity-enhanced detection schemes has been used to cool micromechanical oscillators to their quantum ground states8. In contrast to mechanically tethered systems, optically levitated nanoparticles are particularly promising candidates for matter-wave experiments with massive objects9, 10, since their trapping potential is fully controllable. Here we optically levitate a femtogram (10−15 grams) dielectric particle in cryogenic free space, which suppresses thermal effects sufficiently to make the measurement backaction the dominant decoherence mechanism. With an efficient quantum measurement, we exert quantum control over the dynamics of the particle. We cool its centre-of-mass motion by measurement-based feedback to an average occupancy of 0.65 motional quanta, corresponding to a state purity of 0.43. The absence of an optical resonator and its bandwidth limitations holds promise to transfer the full quantum control available for electromagnetic fields to a mechanical system. Together with the fact that the optical trapping potential is highly controllable, our experimental platform offers a route to investigating quantum mechanics at macroscopic scales11.

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In this M.Phil thesis, a hybrid trap for optomechanical studies of mesoscopic particle is investigated. It uses a Planar Paul Trap (PPT) for electrical confinement and a parabolic mirror for optical confinement. The PPT is compatible with the printed circuit board (PCB) technology making it easier to integrate with the mirror trap. This compatibility also simplifies particle loading, enhances ground state cooling and improves optical interrogation within the trap. It can create various potential landscapes of a quartic potential, including double well or inverted harmonic, and is a potential tool for investigating macroscopic quantum superposition states. This planar geometry of the Paul trap allows large optical access required for optical confinement and detection of the particle. The parabolic mirror provides the benefits of virtually no chromatic aberration, high numerical aperture and functioning as an additional RF electrode of the hybrid trap. The work includes simulations and experiments to characterize the hybrid trap by analyzing the effective trapping potential. From the numerical simulations, the ratio of axial to radial secular frequencies of the trapped particle under the RF drive is = 0.98, implying the chosen parameters of the PPT + mirror RF trap has approximately the same stiffness and hence confinement in the axial and radial directions. It is also observed that the dynamics of a single particle under the RF drive is not affected by damping and random forces in a high vacuum (∼ 10-6 mbar).

•Nov 27, 2025•0 citations
Optically levitated systems provide an ideal environment for isolating objects extremely well from the environment such that their behaviour can be more easily studied without external influences. Moreover, using optical detection, very high levels of sensitivity to that behaviour can be achieved, allowing precise detection of their motion and measurement of forces upon such a system. In the experiment we describe in this thesis, one can construct an optical gradient force trap by simply directing a collimated light beam onto a parabolic mirror with a sufficiently high numerical aperture. The resulting focusing not only generates the optical trapping potential but also allows detection as a particle trapped at the focal spot of the mirror has the light it scatters onto the mirror collimated and sent back in the direction of the incident trapping light beam. The trap described here allows levitation of dielectric nanoparticles with radii from 10nm to 300nm at pressures from 103 —10-8 mbar. In this thesis I describe the experimental setup and the theory describing a particle levitated in this setup, detailing how, from the detected light intensity on a photodetector, we can extract the properties describing the physical system, including the frequency of motion, the damping upon the motion, the temperature associated with the motion, the radius of the trapped nanoparticle and the conversion factor which allows us to convert from the photo-current measured by the detector to the physical displacement of the particle. Cooling of the translational motion to the ground state is a much targeted goal in the field of levitated optomechanics as it has applications in producing quantum states, performing matter-wave interferometry, testing collapse models and as a very precise force sensor. In this thesis I demonstrate and investigate a number of different cooling methods applied to the translational motion. First, I describe how one can utilise an FIR (Finite Impulse Response) band-pass filter to isolate the signal due to the motion of a single translational degree of freedom and utilise this to perform active feedback cooling upon this degree of freedom. I demonstrate this by implementing an FIR filter on a FPGA (Field Programmable Gate Array) and utilising it in real-time to cool the motion to 2.5K ± 0.4 K. Secondly I utilise a tracking algorithm called a Kalman Filter, I describe how this algorithm functions to track the state of objects from noisy partial measurements of the state and how this can be applied to track levitated nanoparticles. I then detail how this was implemented in an FPGA so that the Kalman Filter could be used in real-time to estimate the position of a levitated nanoparticle. We demonstrate cooling of the translation centre-of-mass motion along the optical axis by 3 orders of magnitude to a temperature of 162mK ± 15 mK. Next I describe a classical model of the motion of a levitated nanoparticle and describe how this model can be simulated numerically to produce simulated time traces of the motion. I then demonstrate how this simulation can be used to reproduce several theoretical relations as well as reproduce experimental results and be utilised to simulate and test the performance of cooling algorithms without requiring experimental implementation. Next I use this simulation to model the effect of a Dung non-linearity in the trapping potential. I match the behaviour of the simulation when exposed to as a pulsed reduction of the laser power with the behaviour of the experimental system when exposed to the same stimulus and in doing so extract the Dung non-linearity in the optical trapping potential generated by the parabolic mirror, which takes a value of ξ = -0.100 m-2. Finally I describe a quantum model of the motion of a levitated nanosphere, which takes into account the various decoherence sources in the experimental system, namely the interaction with the background gas, the laser photons and decoherence due to the measurement. Using this I investigate several different forms of active feedback cooling, including the "optimal" cooling as determined from the tools of control theory, which takes the form of a square wave, and the more traditional sinusoidal feedback signal. In addition I compare both linear cooling by applying a force directly to the nanoparticle and quadratic cooling by modulating the power of the trapping laser. I determine that cooling to mean phonon numbers of less than 10 with the current experimental setup is achievable utilising any of the feedback schemes described here when they are tuned appropriately.
The motion control of a levitated nanoparticle plays a central role in optical levitation for fundamental studies and practical applications. Here, we presented digital parametric feedback cooling based on square wave modulation by switching trapping laser intensity between two levels. The effects of the modulation depth and modulation signal phase on the cooling result were investigated in detail. Using such a digital parametric feedback method, the center-of-mass temperature of all three motional degrees of freedom can be cooled to dozens of millikelvin. The flexibility and agility of the digital feedback control pave the way for a variety of motion control modes.
We demonstrate a simple and robust geometry for optical trapping in vacuum of a single nanoparticle based on a parabolic mirror and the optical gradient force, and we demonstrate rapid parametric feedback cooling of all three motional degrees of freedom from room temperature to a few mK. A single laser at 1550nm, and a single photodiode, are used for trapping, position detection, and cooling for all three dimensions. Particles with diameters from 26nm to 160nm are trapped without feedback to 10−5^{-5}−5mbar and with feedback engaged the pressure is reduced to 10−6^{-6}−6mbar. Modifications to the harmonic motion in the presence of noise and feedback are studied, and an experimental mechanical quality factor >4×107>4\times 10^7>4×107 is estimated.
Abstract The ability to accurately control the dynamics of physical systems by measurement and feedback is a pillar of modern engineering1. Today, the increasing demand for applied quantum technologies requires adaptation of this level of control to individual quantum systems2, 3. Achieving this in an optimal way is a challenging task that relies on both quantum-limited measurements and specifically tailored algorithms for state estimation and feedback4. Successful implementations thus far include experiments on the level of optical and atomic systems5–7. Here we demonstrate real-time optimal control of the quantum trajectory8 of an optically trapped nanoparticle. We combine confocal position sensing close to the Heisenberg limit with optimal state estimation via Kalman filtering to track the particle motion in phase space in real time with a position uncertainty of 1.3 times the zero-point fluctuation. Optimal feedback allows us to stabilize the quantum harmonic oscillator to a mean occupation of 0.56 ± 0.02 quanta, realizing quantum ground-state cooling from room temperature. Our work establishes quantum Kalman filtering as a method to achieve quantum control of mechanical motion, with potential implications for sensing on all scales. In combination with levitation, this paves the way to full-scale control over the wavepacket dynamics of solid-state macroscopic quantum objects in linear and nonlinear systems.
Abstract Tests of quantum mechanics on a macroscopic scale require extreme control over mechanical motion and its decoherence [1-4]. Quantum control of mechanical motion has been achieved by engineering the radiation pressure coupling between a micromechanical oscillator and the electromagnetic field in a resonator [5-8]. Furthermore, measurement-based feedback control relying on cavity-enhanced detection schemes has been used to cool micromechanical oscillators to their quantum ground states [9]. In contrast to mechanically tethered systems, optically levitated nanoparticles are particularly promising candidates for matter-wave experiments with massive objects [10,11], since their trapping potential is fully controllable. In this work, we optically levitate a femto-gram dielectric particle in cryogenic free space, which suppresses thermal effects sufficiently to make the measurement backaction the dominant decoherence mechanism. With an efficient quantum measurement, we exert quantum control over the dynamics of the particle. We cool its center-of-mass motion by measurement-based feedback to an average occupancy of 0.65 motional quanta, corresponding to a state purity of 43%. The absence of an optical resonator and its bandwidth limitations holds promise to transfer the full quantum control available for electromagnetic fields to a mechanical system. Together with the fact that the optical trapping potential is highly controllable, our experimental platform offers a route to investigating quantum mechanics at macroscopic scales [12,13].
Abstract Tests of quantum mechanics on a macroscopic scale require extreme control over mechanical motion and its decoherence1–3. Quantum control of mechanical motion has been achieved by engineering the radiation–pressure coupling between a micromechanical oscillator and the electromagnetic field in a resonator4–7. Furthermore, measurement-based feedback control relying on cavity-enhanced detection schemes has been used to cool micromechanical oscillators to their quantum ground states8. In contrast to mechanically tethered systems, optically levitated nanoparticles are particularly promising candidates for matter-wave experiments with massive objects9, 10, since their trapping potential is fully controllable. Here we optically levitate a femtogram (10−15 grams) dielectric particle in cryogenic free space, which suppresses thermal effects sufficiently to make the measurement backaction the dominant decoherence mechanism. With an efficient quantum measurement, we exert quantum control over the dynamics of the particle. We cool its centre-of-mass motion by measurement-based feedback to an average occupancy of 0.65 motional quanta, corresponding to a state purity of 0.43. The absence of an optical resonator and its bandwidth limitations holds promise to transfer the full quantum control available for electromagnetic fields to a mechanical system. Together with the fact that the optical trapping potential is highly controllable, our experimental platform offers a route to investigating quantum mechanics at macroscopic scales11.
In this M.Phil thesis, a hybrid trap for optomechanical studies of mesoscopic particle is investigated. It uses a Planar Paul Trap (PPT) for electrical confinement and a parabolic mirror for optical confinement. The PPT is compatible with the printed circuit board (PCB) technology making it easier to integrate with the mirror trap. This compatibility also simplifies particle loading, enhances ground state cooling and improves optical interrogation within the trap. It can create various potential landscapes of a quartic potential, including double well or inverted harmonic, and is a potential tool for investigating macroscopic quantum superposition states. This planar geometry of the Paul trap allows large optical access required for optical confinement and detection of the particle. The parabolic mirror provides the benefits of virtually no chromatic aberration, high numerical aperture and functioning as an additional RF electrode of the hybrid trap. The work includes simulations and experiments to characterize the hybrid trap by analyzing the effective trapping potential. From the numerical simulations, the ratio of axial to radial secular frequencies of the trapped particle under the RF drive is = 0.98, implying the chosen parameters of the PPT + mirror RF trap has approximately the same stiffness and hence confinement in the axial and radial directions. It is also observed that the dynamics of a single particle under the RF drive is not affected by damping and random forces in a high vacuum (∼ 10-6 mbar).