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Journal of Physics Condensed Matter

Kondo effect under the influence of spin–orbit coupling in a quantum wire

Victor Lopes, George Balster Martins, M. A. Manya, E. V. Anda

Published Jul 9, 2020• 7 citations
Publisher

Abstract

Abstract The analysis of the impact of spin–orbit coupling (SOC) on the Kondo state has generated considerable controversy, mainly regarding the dependence of the Kondo temperature T K on SOC strength. Here, we study the one-dimensional (1D) single impurity Anderson model (SIAM) subjected to Rashba ( α ) and Dresselhaus ( β ) SOC. It is shown that, due to time-reversal symmetry, the hybridization function between impurity and quantum wire is diagonal and spin independent (as it is the case for the zero-SOC SIAM), thus the finite-SOC SIAM has a Kondo ground state similar to that for the zero-SOC SIAM. This similarity allows the use of the Haldane expression for T K , with parameters renormalized by SOC, which are calculated through a physically motivated change of basis. Analytic results for the parameters of the SOC-renormalized Haldane expression are obtained, facilitating the analysis of the SOC effect over T K . It is found that SOC acting in the quantum wire exponentially decreases T K while SOC at the impurity exponentially increases it. These analytical results are fully supported by calculations using the numerical renormalization group (NRG), applied to the wide-band regime, and the projector operator approach, applied to the infinite- U regime. Literature results, using quantum Monte Carlo, for a system with Fermi energy near the bottom of the band, are qualitatively reproduced, using NRG. In addition, it is shown that the 1D SOC SIAM for arbitrary α and β displays a persistent spin helix SU(2) symmetry similar to the one for a 2D Fermi sea with the restriction α = β .

DOI
10.1088/1361-648x/aba45c

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Abstract The analysis of the impact of spin–orbit coupling (SOC) on the Kondo state has generated considerable controversy, mainly regarding the dependence of the Kondo temperature T K on SOC strength. Here, we study the one-dimensional (1D) single impurity Anderson model (SIAM) subjected to Rashba ( α ) and Dresselhaus ( β ) SOC. It is shown that, due to time-reversal symmetry, the hybridization function between impurity and quantum wire is diagonal and spin independent (as it is the case for the zero-SOC SIAM), thus the finite-SOC SIAM has a Kondo ground state similar to that for the zero-SOC SIAM. This similarity allows the use of the Haldane expression for T K , with parameters renormalized by SOC, which are calculated through a physically motivated change of basis. Analytic results for the parameters of the SOC-renormalized Haldane expression are obtained, facilitating the analysis of the SOC effect over T K . It is found that SOC acting in the quantum wire exponentially decreases T K while SOC at the impurity exponentially increases it. These analytical results are fully supported by calculations using the numerical renormalization group (NRG), applied to the wide-band regime, and the projector operator approach, applied to the infinite- U regime. Literature results, using quantum Monte Carlo, for a system with Fermi energy near the bottom of the band, are qualitatively reproduced, using NRG. In addition, it is shown that the 1D SOC SIAM for arbitrary α and β displays a persistent spin helix SU(2) symmetry similar to the one for a 2D Fermi sea with the restriction α = β .
In this thesis we study the physical properties of quantum magnetic impurities in con- densed matter systems. More precisely, we are interested in the quantum many-body phenomena emerging in metallic quantum wires with spin-orbit coupling (SOC) in the presence of magnetic impurities. In particular, we investigate Kondo effect in topological superconducting quantum wires sustaining Majorana zero modes (MZMs) bound to their edges. The first part of this work is dedicated to a general digression on the formation of localized magnetic moments in solid state materials and the emergence of the Kondo effect in single-impurity systems. We further study a system composed by a single level quantum dot coupled to a metallic reservoir and to two MZMs with opposite polarizations. The system is described by a version of single impurity Anderson model (SIAM) adapted to account for the MZMs. To access the Kondo physics we used the projection approach to derive an effective Kondo-like Hamiltonian from the SIAM. We show the coexistence of the many-body Kondo singlet and a local Majorana singlet which results from the robustness of the Kondo fixed points even in the presence local Majorana operators. Moreover, we show that the free MZMs of the system are responsible for the impurity residual entropy S res = N/ 2 k B ln(2), where N is the number of free MZMs. This result reveals a fractional residual entropy for an odd number of free MZMs associated with a local non-Fermi liquid behavior. Both results were confirmed by the perturbative Anderson’s Poor Man’s scaling (PMS), and the nonperturbative Wilson’s numerical renormalization group (NRG). The second part of the thesis is dedicated to the low-temperature physics of two-impurity systems. We revisit the well known Ruderman-Kittel-Kasuya-Yosida (RKKY) interaction between two spatially separated magnetic impurities in a quantum wire with SOC. To compute the RKKY coupling we use the original Ruderman-Kittel approach, based on the traditional second-order perturbation theory. This allows us find also the Dzaloshinskii-Moriya and Ising interactions between the impurities, both originated from the SOC. Our results show that due to momentum-spin-lock, provided by the SOC, the RKKY coupling does not decay with the inverse of the inter-impurities distance, as in the usual case. Instead, the coupling survives even at large distances oscillating with a characteristic wave-vector 2k R, where k R is proportional to the Rashba SOC.
We use two different methods, the Hirsch-Fye quantum Monte Carlo simulation and the slave-boson mean field analysis to estimate the effect of spin-orbit coupling on the Kondo temperature in a quantum wire. In quantum Monte Carlo simulation, we calculate the product of spin susceptibility and temperature for different spin-orbit couplings and impurity energies. The variation of the Kondo temperature is estimated via the low temperature universal curves. In the mean field analysis, the Kondo temperature is estimated as the condensation temperature of slave-boson. Both the two methods demonstrate that the Kondo temperature is almost a linear function of the spin-orbit energy, and that the Kondo temperature is suppressed by the spin-orbit coupling. Our results are dramatically different from those given by the perturbative renormalization group analysis.
The system of several (N)(N)(N) quantum dots coupled in parallel to the same single-mode conduction channel can be modeled as a single-channel NNN-impurity Anderson model. Using the generalized Schrieffer-Wolff transformation we show that near the particle-hole symmetric point, the effective Hamiltonian in the local moment regime is the NNN-impurity S=1∕2S=1∕2S=1∕2 Kondo model. The conduction-band-mediated RKKY exchange interaction between the dots is ferromagnetic and at intermediate temperatures locks the moments into a maximal spin S=N∕2S=N∕2S=N∕2 ground state. We provide an analytical estimate for the RKKY interaction. At low temperatures the spin is partially screened by the conduction electrons to $N∕2\ensuremath{-}1∕2$ due to the Kondo effect. By comparing accurate numerical renormalization group results for magnetic susceptibility of the NNN-impurity Anderson model to the exact Bethe ansatz results of a S=N∕2S=N∕2S=N∕2 SU(2) Kondo system we show that at low-temperature the quantum dots can be described by the effective S=N∕2S=N∕2S=N∕2 Kondo model. Moreover, the Kondo temperature is independent of the number of impurities NNN. We demonstrate the robustness of the spin N∕2N∕2N∕2 ground state as well as of the associated S=N∕2S=N∕2S=N∕2 Kondo effect by studying the stability of the system with respect to various experimentally relevant perturbations. We finally explore various quantum phase transitions driven by these perturbations.
The two-channel Kondo (2CK) effect with its exotic ground state properties has remained difficult to realize in physical systems. At low energies, a quantum impurity with orbital degree of freedom, like a proton bound in an interstitial lattice space, comprises a 3-level system with a unique ground state and (at least) doubly degenerate rotational excitations with excitation energy Delta0Delta_0Delta0​. When immersed in a metal, electronic angular momentum scattering induces transitions between any two of these levels (couplings JJJ), while the electron spin is conserved. We show by extensive numerical renormalization group (NRG) calculations that without fine-tuning of parameters this system exhibits a 2CK fixed point, due to Kondo correlations in the excited-state doublet whose degeneracy is stabilized by the host lattice parity, while the channel symmetry (electron spin) is guaranteed by time reversal symmetry. We find a pronounced plateau in the entropy at S(TK<T<Delta0)=kBln2S(T_K < T < Delta_0) = k_B ln 2S(TK​<T<Delta0​)=kB​ln2 between the high-TTT value, S(TggDelta0)=kBln3S(T gg Delta_0) = k_B ln 3S(TggDelta0​)=kB​ln3, and the 2CK ground state value, S(0)=kBlnsqrt2S(0) = k_B lnsqrt{2}S(0)=kB​lnsqrt2. This indicates a downward renormalization of the doublet below the non-interacting ground state, thus realizing the 2CK fixed point, in agreement with earlier conjectures. We mapped out the phase diagram of the model in the J−Delta0J-Delta_0J−Delta0​ plane. The Kondo temperature TKT_KTK​ shows non-monotonic JJJ-dependence, characteristic for 2CK systems.newline indent Beside the two-channel Kondo effect of the model, we also study the single-channel version, which is realized by applying a strong magnetic field to the conduction band electrons so that their degeneracy is lifted and consequently having only one kind of electrons scattering off the impurity. This single-channel case is easier to analyze since the Hilbert space is not as large as that of the 2CK. We equally find a downward renormalization of the excited state energy by the Kondo correlations in the SU(2) doublet. In a wide range of parameter values this stabilizes the single-channel Kondo fixed point and a phase diagram is also mapped out for the model. In the single-channel version a plateau is found in the entropy at S(TK<T<Delta0)=kBln2S(T_K < T < Delta_0) = k_B ln 2S(TK​<T<Delta0​)=kB​ln2 between high-TTT value, S(TggDelta0)=kBln3S(T gg Delta_0) = k_B ln 3S(TggDelta0​)=kB​ln3, and the single-channel Kondo ground state value, S(0)=kBln1S(0) = k_B ln 1S(0)=kB​ln1.
Using the framework of the density-matrix renormalization group (DMRG), we study a quantum dot coupled to a superconducting nanowire with strong Rashba spin-orbit coupling. Regarding the singlet-to-doublet ``0-$\ensuremath{\pi}$'' transition that takes place when the Kondo effect is overcome by the superconducting gap, we show that the Rashba coupling modifies the critical values at which the transition occurs, favoring the doublet phase. In addition, using a generalized Haldane's formula for the Kondo temperature TK{T}_{K}TK​, we show that it is lowered by the Rashba coupling. We benchmark our DMRG results, comparing them with previous numerical renormalization group results. The good agreement obtained opens the possibility of studying chains or clusters of impurities coupled to superconductors by means of DMRG.
We studied the influence of spin-orbit interaction (SOI) in interacting low dimensional quantum systems at zero temperature within the framework of the functional renormalization group (fRG). Among the several types of spin-orbit interaction the so-called Rashba spin-orbit interaction is especially intriguing for future spintronic applications as it may be tuned via external electric fields. We investigated its effect on the low energy physics of an interacting quantum wire in an applied Zeeman field which is modeled as a generalization of the extended Hubbard model. To this end we performed a renormalization group study of the two particle interaction, including the SOI and the Zeeman field exactly on the single particle level. Considering the resulting two band model, we formulated the RG equations for the two particle vertex keeping the full band structure as well as the non trivial momentum dependence of the low energy two particle scattering processes. In order to solve these equations numerically we defined criteria that allowed us to classify whether a given set of initial conditions flows towards the strongly coupled regime. We found regions in the models parameter space where a weak coupling method as the fRG is applicable and it is possible to calculate additional quantities of interest. Furthermore we analyzed the effect of the Rashba SOI on the properties of an interacting multi level quantum dot coupled to two semi innite leads. Of special interest was the interplay with a Zeeman field and its orientation with respect to the SOI term. We found a renormalization of the spin-orbit energy which is an experimental quantity used to asses SOI effects in transport measurements, as well as renormalized effective g factors used to describe the Zeeman field dependence. In particular in asymmetrically coupled systems the large parameter space allows for rich physics which we studied by means of the linear conductance obtained via the generalized Landauer-Büttiker formalism from the renormalized self energy. The multi level quantum dot exhibits Kondo physics at finite Zeeman fields which can be suppressed if the field and the SOI term are not aligned in parallel. Due to broken particle hole symmetry we observed a gate voltage dependence for finite field conductance plateaus. The computed dependencies have been observed in experiments and thus highlight the flexibility of the considered model. Finally we computed the linear conductance for a multi level quantum dot model that has been proposed to describe SOI and impurity scattering effects in carbon nanotubes (CNT). The SOI was seen to affect the already complicated level structure of the CNT and thus profoundly changes the linear conductance, especially the location of conductance resonances with respect to an applied magnetic field and gate voltage. Again asymmetries influence the conductance and the effects are explained by means of the effective tunnel couplings to the eigenstates of the CNT. We finished with an improved analysis of a reduced version of this model that includes two particle vertex renormalization. The computed linear conductance is in excellent agreement with experimental data.