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APS

Generalized Luttinger's Theorem for Fractionalized Fermi Liquids and Superfluids

Arun Paramekanti, Ashvin Vishwanath

Published Mar 1, 2003• 0 citations
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Inspired by the recent discovery of superconductivity in the nickelate ${\mathrm{Nd}}_{1\ensuremath{-}x}{\mathrm{Sr}}_{x}\mathrm{Ni}{\mathrm{O}}_{2}$, we study a generalized $t\text{\ensuremath{-}}J$ model to investigate the correlated phases induced by doping spin-1 ${\mathrm{Ni}}^{2+}$ into a spin-$1/2$ Mott insulator formed by ${\mathrm{Ni}}^{1+}$. Based on a three-fermion parton mean-field analysis, we identify a robust fractional Fermi liquid (FL*) phase for almost every doping level. The FL* state is characterized by a small Fermi pocket on top of a spin liquid, which violates the Luttinger theorem of a conventional Fermi liquid and is an example of a symmetric pseudogap metal. Furthermore, we verify our theory in one dimension through density matrix renormalization group simulations on both the generalized $t\text{\ensuremath{-}}J$ model and a two-orbital Hubbard model. The fractional Fermi liquid reduces to a fractional Luttinger liquid (LL*) in one dimension, which is connected to the conventional Luttinger liquid through a continuous quantum phase transition by tuning interaction strength. Our findings offer insights into correlated electron phenomena in nickelate superconductors and other multiorbital transition-metal oxides with a spin-triplet ${d}^{8}$ state.

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Luttinger's theorem for Fermi liquids equates the volume enclosed by the Fermi surface in momentum space to the electron filling, independent of the strength and nature of interactions. Motivated by recent momentum balance arguments that establish this result in a nonperturbative fashion [M. Oshikawa, Phys. Rev. Lett. 84, 3370 (2000)], we present extensions of this momentum balance argument to exotic systems which exhibit quantum number fractionalization focusing on Z2{Z}_{2}Z2​ fractionalized insulators, superfluids and Fermi liquids. These lead to nontrivial relations between the particle filling and some intrinsic property of these quantum phases, and hence may be regarded as natural extensions of Luttinger's theorem. We find that there is an important distinction between fractionalized states arising naturally from half filling versus those arising from integer filling. We also note how these results can be useful for identifying fractionalized states in numerical experiments.
We establish a generalization of Luttinger's theorem that applies to fractionalized Fermi liquids, i.e. Fermi liquids coexisting with symmetry enriched topological order. We find that, in the linear relation between the Fermi volume and the density of fermions, the contribution of the density is changed by the filling fraction associated with the topologically ordered sector, which is determined by how the symmetries fractionalize. Conversely, this places constraints on the allowed symmetry enriched topological orders that can manifest in a fractionalized Fermi liquid with a given Fermi volume and density of fermions.
Inspired by the recent discovery of superconductivity in the nickelate ${\mathrm{Nd}}_{1\ensuremath{-}x}{\mathrm{Sr}}_{x}\mathrm{Ni}{\mathrm{O}}_{2}$, we study a generalized $t\text{\ensuremath{-}}J$ model to investigate the correlated phases induced by doping spin-1 Ni2+{\mathrm{Ni}}^{2+}Ni2+ into a spin-1/21/21/2 Mott insulator formed by Ni1+{\mathrm{Ni}}^{1+}Ni1+. Based on a three-fermion parton mean-field analysis, we identify a robust fractional Fermi liquid (FL*) phase for almost every doping level. The FL* state is characterized by a small Fermi pocket on top of a spin liquid, which violates the Luttinger theorem of a conventional Fermi liquid and is an example of a symmetric pseudogap metal. Furthermore, we verify our theory in one dimension through density matrix renormalization group simulations on both the generalized $t\text{\ensuremath{-}}J$ model and a two-orbital Hubbard model. The fractional Fermi liquid reduces to a fractional Luttinger liquid (LL*) in one dimension, which is connected to the conventional Luttinger liquid through a continuous quantum phase transition by tuning interaction strength. Our findings offer insights into correlated electron phenomena in nickelate superconductors and other multiorbital transition-metal oxides with a spin-triplet d8{d}^{8}d8 state.