Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:cond-mat/0406619 · Physical Review B

Extending Luttinger’s theorem to Z2 fractionalized phases of matter

Arun Paramekanti, Ashvin Vishwanath

Published Dec 23, 2004• 92 citations
arXivHTMLPDF

Abstract

Luttinger's theorem for Fermi liquids equates the volume enclosed by the Fermi surface in momentum space to the electron filling, independent of the strength and nature of interactions. Motivated by recent momentum balance arguments that establish this result in a nonperturbative fashion [M. Oshikawa, Phys. Rev. Lett. 84, 3370 (2000)], we present extensions of this momentum balance argument to exotic systems which exhibit quantum number fractionalization focusing on ${Z}_{2}$ fractionalized insulators, superfluids and Fermi liquids. These lead to nontrivial relations between the particle filling and some intrinsic property of these quantum phases, and hence may be regarded as natural extensions of Luttinger's theorem. We find that there is an important distinction between fractionalized states arising naturally from half filling versus those arising from integer filling. We also note how these results can be useful for identifying fractionalized states in numerical experiments.

DOI
10.1103/physrevb.70.245118

Related papers

Non-Fermi Liquids as Ersatz Fermi Liquids: General Constraints on Compressible Metals

Dominic V. Else, Ryan Thorngren, T. Senthil

A system with charge conservation and lattice translation symmetry has a well-defined filling ν, which is a real number representing the average charge per unit cell.We show that if ν is fractional (i.e., not an integer), this imposes very strong constraints on the low-energy theory of the system and give a framework to understand such constraints in great generality, vastly generalizing the Luttinger and Lieb-Schultz-Mattis theorems.The most powerful constraint comes about if ν is continuously tunable (i.e., the system is charge compressible), in which case, we show that the low-energy theory must have a very large emergent symmetry group-larger than any compact Lie group.An example is the Fermi surface of a Fermi liquid, where the charge at every point on the Fermi surface is conserved.We expect that in many, if not all, cases, even exotic non-Fermi liquids will have the same emergent symmetry group as a Fermi liquid, even though they could have very different dynamics.We call a system with this property an ersatz Fermi liquid.We show that ersatz Fermi liquids share a number of properties in common with Fermi liquids, including Luttinger's theorem (which is thus extended to a large class of non-Fermi liquids) and periodic "quantum oscillations" in the response to an applied magnetic field.We also establish versions of Luttinger's theorem for the composite Fermi liquid in quantum Hall systems and for spinon Fermi surfaces in Mott insulators.Our work makes a connection between filling constraints and the theory of symmetry-protected topological phases, in particular through the concept of "'t Hooft anomalies."

arXiv:2007.07896•Physical Review X•Apr 6, 2021•90 citations

Non-Fermi Liquids as Ersatz Fermi Liquids: General Constraints on Compressible Metals

Dominic V. Else, Ryan Thorngren, T. Senthil

A system with charge conservation and lattice translation symmetry has a well-defined filling ν, which is a real number representing the average charge per unit cell. We show that if ν is fractional (i.e., not an integer), this imposes very strong constraints on the low-energy theory of the system and give a framework to understand such constraints in great generality, vastly generalizing the Luttinger and Lieb-Schultz-Mattis theorems. The most powerful constraint comes about if ν is continuously tunable (i.e., the system is charge compressible), in which case, we show that the low-energy theory must have a very large emergent symmetry group—larger than any compact Lie group. An example is the Fermi surface of a Fermi liquid, where the charge at every point on the Fermi surface is conserved. We expect that in many, if not all, cases, even exotic non-Fermi liquids will have the same emergent symmetry group as a Fermi liquid, even though they could have very different dynamics. We call a system with this property an ersatz Fermi liquid. We show that ersatz Fermi liquids share a number of properties in common with Fermi liquids, including Luttinger's theorem (which is thus extended to a large class of non-Fermi liquids) and periodic "quantum oscillations" in the response to an applied magnetic field. We also establish versions of Luttinger's theorem for the composite Fermi liquid in quantum Hall systems and for spinon Fermi surfaces in Mott insulators. Our work makes a connection between filling constraints and the theory of symmetry-protected topological phases, in particular through the concept of "'t Hooft anomalies."Received 17 August 2020Revised 22 December 2020Accepted 21 January 2021DOI:https://doi.org/10.1103/PhysRevX.11.021005Published by the American Physical Society under the terms of the Creative Commons Attribution 4.0 International license. Further distribution of this work must maintain attribution to the author(s) and the published article's title, journal citation, and DOI.Published by the American Physical SocietyPhysics Subject Headings (PhySH)Research AreasAnomaliesFermi surfacePhysical SystemsStrongly correlated systemsTechniquesFermi liquid theoryNon-Fermi-liquid theorySymmetries in condensed matterCondensed Matter & Materials Physics

•Jan 1, 2021•80 citations

Luttinger's theorem in the presence of Luttinger surfaces

Jan Skolimowski, Michele Fabrizio

Breakdown of Landau's hypothesis of adiabatic continuation from noninteracting to fully interacting electrons is commonly believed to bring about a violation of Luttinger's theorem. Here, we elucidate what may go wrong in the proof of Luttinger's theorem. The analysis provides a simple way to correct Luttinger's expression of the electron number in single-band models where perturbation theory breaks down through the birth of a Luttinger surface without symmetry breaking. In those cases, we find that the Fermi volume only accounts for the doping away from half-filling. In the hypothetical circumstance of a non-symmetry-breaking Mott insulator with a Luttinger surface, our analysis predicts the noteworthy existence of quasiparticles whose Fermi surface is just the Luttinger one. Therefore, those quasiparticles can be legitimately regarded as spinons, and the Mott insulator with a Luttinger surface as realization of a spin-liquid insulator.

arXiv:2202.00426•Physical review. B./Physical review. B•Jul 8, 2022•32 citations

Topological Enrichment of Luttinger's Theorem

Parsa Bonderson, Meng Cheng, Kaushal Patel +1 more

We establish a generalization of Luttinger's theorem that applies to fractionalized Fermi liquids, i.e. Fermi liquids coexisting with symmetry enriched topological order. We find that, in the linear relation between the Fermi volume and the density of fermions, the contribution of the density is changed by the filling fraction associated with the topologically ordered sector, which is determined by how the symmetries fractionalize. Conversely, this places constraints on the allowed symmetry enriched topological orders that can manifest in a fractionalized Fermi liquid with a given Fermi volume and density of fermions.

arXiv:1601.07902•Jan 28, 2016•7 citations

Fermi surfaces and Luttinger’s theorem in paired fermion systems

Subir Sachdev A, Kun Yang

We discuss ground state properties of a mixture of two fermion species which can bind to form a molecular boson. When the densities of the fermions are unbalanced, one or more Fermi surfaces can appear: we describe the constraints placed by Luttinger's theorem on the volumes enclosed by these surfaces in such Bose-Fermi mixtures. We also discuss the nature of the quantum phase transitions involving changes in the number of Fermi surfaces.

arXiv:cond-mat/0602032•Physical Review B•May 5, 2006•33 citations

Fractionalized Fermi liquid in a Kondo-Heisenberg model

Alexei M. Tsvelik

The Kondo-Heisenberg model is used as a controllable tool to demonstrate the existence of a peculiar metallic state with unbroken translational symmetry where the Fermi surface volume is not controlled by the total electron density. I use a nonperturbative approach where the strongest interactions are taken into account by means of exact solution, and corrections are controllable. In agreement with the general requirements formulated by T. Senthil et al. [Phys. Rev. Lett. 90, 216403 (2003)], the resulting metallic state represents a fractionalized Fermi liquid where well defined quasiparticles coexist with gapped fractionalized collective excitations. The system undergoes a phase transition to an ordered phase (charge density wave or superconducting), at the transition temperature which is parametrically small in comparison to the quasiparticle Fermi energy.

arXiv:1604.06417•Physical review. B./Physical review. B•Oct 10, 2016•22 citations
Luttinger's theorem for Fermi liquids equates the volume enclosed by the Fermi surface in momentum space to the electron filling, independent of the strength and nature of interactions. Motivated by recent momentum balance arguments that establish this result in a nonperturbative fashion [M. Oshikawa, Phys. Rev. Lett. 84, 3370 (2000)], we present extensions of this momentum balance argument to exotic systems which exhibit quantum number fractionalization focusing on Z2{Z}_{2}Z2​ fractionalized insulators, superfluids and Fermi liquids. These lead to nontrivial relations between the particle filling and some intrinsic property of these quantum phases, and hence may be regarded as natural extensions of Luttinger's theorem. We find that there is an important distinction between fractionalized states arising naturally from half filling versus those arising from integer filling. We also note how these results can be useful for identifying fractionalized states in numerical experiments.
A system with charge conservation and lattice translation symmetry has a well-defined filling ν, which is a real number representing the average charge per unit cell.We show that if ν is fractional (i.e., not an integer), this imposes very strong constraints on the low-energy theory of the system and give a framework to understand such constraints in great generality, vastly generalizing the Luttinger and Lieb-Schultz-Mattis theorems.The most powerful constraint comes about if ν is continuously tunable (i.e., the system is charge compressible), in which case, we show that the low-energy theory must have a very large emergent symmetry group-larger than any compact Lie group.An example is the Fermi surface of a Fermi liquid, where the charge at every point on the Fermi surface is conserved.We expect that in many, if not all, cases, even exotic non-Fermi liquids will have the same emergent symmetry group as a Fermi liquid, even though they could have very different dynamics.We call a system with this property an ersatz Fermi liquid.We show that ersatz Fermi liquids share a number of properties in common with Fermi liquids, including Luttinger's theorem (which is thus extended to a large class of non-Fermi liquids) and periodic "quantum oscillations" in the response to an applied magnetic field.We also establish versions of Luttinger's theorem for the composite Fermi liquid in quantum Hall systems and for spinon Fermi surfaces in Mott insulators.Our work makes a connection between filling constraints and the theory of symmetry-protected topological phases, in particular through the concept of "'t Hooft anomalies."
A system with charge conservation and lattice translation symmetry has a well-defined filling ν, which is a real number representing the average charge per unit cell. We show that if ν is fractional (i.e., not an integer), this imposes very strong constraints on the low-energy theory of the system and give a framework to understand such constraints in great generality, vastly generalizing the Luttinger and Lieb-Schultz-Mattis theorems. The most powerful constraint comes about if ν is continuously tunable (i.e., the system is charge compressible), in which case, we show that the low-energy theory must have a very large emergent symmetry group—larger than any compact Lie group. An example is the Fermi surface of a Fermi liquid, where the charge at every point on the Fermi surface is conserved. We expect that in many, if not all, cases, even exotic non-Fermi liquids will have the same emergent symmetry group as a Fermi liquid, even though they could have very different dynamics. We call a system with this property an ersatz Fermi liquid. We show that ersatz Fermi liquids share a number of properties in common with Fermi liquids, including Luttinger's theorem (which is thus extended to a large class of non-Fermi liquids) and periodic "quantum oscillations" in the response to an applied magnetic field. We also establish versions of Luttinger's theorem for the composite Fermi liquid in quantum Hall systems and for spinon Fermi surfaces in Mott insulators. Our work makes a connection between filling constraints and the theory of symmetry-protected topological phases, in particular through the concept of "'t Hooft anomalies."Received 17 August 2020Revised 22 December 2020Accepted 21 January 2021DOI:https://doi.org/10.1103/PhysRevX.11.021005Published by the American Physical Society under the terms of the Creative Commons Attribution 4.0 International license. Further distribution of this work must maintain attribution to the author(s) and the published article's title, journal citation, and DOI.Published by the American Physical SocietyPhysics Subject Headings (PhySH)Research AreasAnomaliesFermi surfacePhysical SystemsStrongly correlated systemsTechniquesFermi liquid theoryNon-Fermi-liquid theorySymmetries in condensed matterCondensed Matter & Materials Physics
Breakdown of Landau's hypothesis of adiabatic continuation from noninteracting to fully interacting electrons is commonly believed to bring about a violation of Luttinger's theorem. Here, we elucidate what may go wrong in the proof of Luttinger's theorem. The analysis provides a simple way to correct Luttinger's expression of the electron number in single-band models where perturbation theory breaks down through the birth of a Luttinger surface without symmetry breaking. In those cases, we find that the Fermi volume only accounts for the doping away from half-filling. In the hypothetical circumstance of a non-symmetry-breaking Mott insulator with a Luttinger surface, our analysis predicts the noteworthy existence of quasiparticles whose Fermi surface is just the Luttinger one. Therefore, those quasiparticles can be legitimately regarded as spinons, and the Mott insulator with a Luttinger surface as realization of a spin-liquid insulator.
We establish a generalization of Luttinger's theorem that applies to fractionalized Fermi liquids, i.e. Fermi liquids coexisting with symmetry enriched topological order. We find that, in the linear relation between the Fermi volume and the density of fermions, the contribution of the density is changed by the filling fraction associated with the topologically ordered sector, which is determined by how the symmetries fractionalize. Conversely, this places constraints on the allowed symmetry enriched topological orders that can manifest in a fractionalized Fermi liquid with a given Fermi volume and density of fermions.
The Kondo-Heisenberg model is used as a controllable tool to demonstrate the existence of a peculiar metallic state with unbroken translational symmetry where the Fermi surface volume is not controlled by the total electron density. I use a nonperturbative approach where the strongest interactions are taken into account by means of exact solution, and corrections are controllable. In agreement with the general requirements formulated by T. Senthil et al. [Phys. Rev. Lett. 90, 216403 (2003)], the resulting metallic state represents a fractionalized Fermi liquid where well defined quasiparticles coexist with gapped fractionalized collective excitations. The system undergoes a phase transition to an ordered phase (charge density wave or superconducting), at the transition temperature which is parametrically small in comparison to the quasiparticle Fermi energy.