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IEEE Transactions on Communications

Security Enhancement via Antenna Selection in MIMOME Channels With Discrete Inputs

Chongjun Ouyang, Sheng Yi Wu, Chunxiao Jiang, Julian Cheng, Ailing Xiao, Hongwen Yang

Published May 25, 2020• 14 citations
Publisher

Abstract

Transmit antenna selection (TAS) is an emerging technology in physical layer security. To provide new insights into the achievable secrecy performance of TAS in practical communication systems, this paper investigates the average secrecy rate (ASR) and secrecy outage probability (SOP) under practical modulation schemes in TAS aided multiple-input multiple-output multiple-antenna eavesdropper (MIMOME) wiretap channels over Rayleigh fading. Particularly, this research concentrates more on the square M-ary quadrature amplitude modulation (M-QAM). Furthermore, in the considered MIMOME channel, a single antenna is selected to transmit the secret message, and selection combining (SC) or maximal-ratio combining (MRC) is utilized at the legitimate receiver and the eavesdropper. Based on this system model, novel expressions for the ASR and SOP are formulated to characterize the secrecy performance of the finite-alphabet driven MIMOME channel. Besides exact analysis, an asymptotic analysis is performed using the considered performance metrics in high signal-to-noise ratio (SNR) regime. Theoretical analyses suggest that the asymptotic ASR and SOP converge to finite constants in high SNR regime due to the discrete constellation constraint, and we find that the asymptotic behaviour of discrete inputs differs from that of Gaussian inputs. Furthermore, we derive concise expressions to characterize the rate of convergence (ROC) of the ASR and SOP, respectively. To unveil more system design insights, we discuss the relationship between the ROC and several important system parameters such as the antenna number and the modulation order.

DOI
10.1109/tcomm.2020.2997401

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Transmit antenna selection (TAS) is an emerging technology in physical layer security. To provide new insights into the achievable secrecy performance of TAS in practical communication systems, this paper investigates the average secrecy rate (ASR) and secrecy outage probability (SOP) under practical modulation schemes in TAS aided multiple-input multiple-output multiple-antenna eavesdropper (MIMOME) wiretap channels over Rayleigh fading. Particularly, this research concentrates more on the square M-ary quadrature amplitude modulation (M-QAM). Furthermore, in the considered MIMOME channel, a single antenna is selected to transmit the secret message, and selection combining (SC) or maximal-ratio combining (MRC) is utilized at the legitimate receiver and the eavesdropper. Based on this system model, novel expressions for the ASR and SOP are formulated to characterize the secrecy performance of the finite-alphabet driven MIMOME channel. Besides exact analysis, an asymptotic analysis is performed using the considered performance metrics in high signal-to-noise ratio (SNR) regime. Theoretical analyses suggest that the asymptotic ASR and SOP converge to finite constants in high SNR regime due to the discrete constellation constraint, and we find that the asymptotic behaviour of discrete inputs differs from that of Gaussian inputs. Furthermore, we derive concise expressions to characterize the rate of convergence (ROC) of the ASR and SOP, respectively. To unveil more system design insights, we discuss the relationship between the ROC and several important system parameters such as the antenna number and the modulation order.
This paper studies the secrecy performance of multiple-input multiple-output (MIMO) wiretap channels, also termed as multiple-input multiple-output multiple-eavesdropper (MIMOME) channels, under transmit antenna selection (TAS) and BPSK/QPSK modulations. In the main channel between the transmitter and the legitimate receiver, a single transmit antenna is selected to maximize the instantaneous Signal to Noise Ratio (SNR) at the receiver. At the receiver and the eavesdropper, selection combining (SC) is utilized. Additionally, suppose that the transmitted message is modulated by BPSK/QPSK modes. We first derive the closed-form approximated expression for the ergodic secrecy rate under Rayleigh fading, assuming that the channel state information of the eavesdropper (CSIE) is available at the transmitter. Next, analytical formulas for the approximated and asymptotic secrecy outage probability are also developed when CSIE is unavailable (NCSIE). Simulation results are provided to demonstrate the approximation precision of the derived results above. Furthermore, the asymptotic results reveal that the secrecy diversity order degrades into 0 due to the finite-alphabet inputs, which is totally different from that driven by the Gaussian inputs.
The impact of feedback errors on the security performances of multiple-input multiple-output (MIMO) wiretap channels is analyzed. For the legitimate MIMO system, two schemes are considered: 1) transmit antenna selection/maximal ratio combining (TAS/MRC) and 2) transmit antenna selection/receive antenna selection (TAS/RAS). The eavesdropper uses either MRC or RAS techniques. We derive closed-form expressions for the exact secrecy outage probability (SOP) and the probability of strictly positive secrecy capacity (PSPSC). In order to obtain the secrecy diversity order and the secrecy array gain, on asymptotic SOP expression is also derived.
We propose and analyze transmit antenna selection (TAS) to enhance physical layer security in a wiretap channel with multiple antennas at the transmitter, the receiver, and the eavesdropper. We consider the practical scenario of passive eavesdropping, where the transmitter does not have any channel state information (CSI) of the eavesdropper's channel. In the main channel between the transmitter and the receiver, we select a single antenna at the transmitter that maximizes the instantaneous signal-to-noise ratio (SNR) at the receiver. At the receiver and the eavesdropper, we consider two combining techniques: 1) maximal-ratio combining (MRC) and 2) selection combining (SC). For non-identical Rayleigh fading between the main channel and the eavesdropper's channel, we first derive new closed-form expressions for the exact and asymptotic secrecy outage probabilities. The asymptotic results accurately reveal the secrecy diversity order and the secrecy array gain. Next, we derive new closed-form expressions for the probability of positive secrecy and characterize the ε-outage secrecy capacity. We show that, under TAS/MRC and TAS/SC protocols, the secrecy outage probability approaches zero and the ε-outage secrecy capacity increases with increasing number of transmitter antennas.
Asymptotic Secrecy Outage Performance for TAS/MRC Over Correlated Nakagami-m{m}m Fading Channels
In this paper, considering both the antenna correlation and the channel correlation between the legitimate receiver and the eavesdropper, we comprehensively investigate the secrecy performance for transmit antenna selection and maximal ratio combining (TAS/MRC) scheme in a multi-input multi-output multi-antenna eavesdropper (MIMOME) system. Different from the existing works, the correlated legitimate channels and correlated eavesdropper channels experience Nakagmai-m{m}mfading with distinct fading parameters, and are modeled as a combination of conditionally independent channel gains and independent channel gains. By this novel correlation representation, the combined effect of antenna correlation and channel correlation between the legitimate receiver and the eavesdropper on secrecy performance is quantified via the secrecy outage probability (SOP) under a more general fading circumstance. In addition, two special cases of correlated channels are addressed in detail. Finally, simulations are performed to verify our analysis. The analysis and simulation results show that at high signal-to-noise ratio (SNR), antenna correlation at the legitimate receiver can improve the SOP performance for the correlated MIMOME wiretap channels, and this finding is contrary to the conventional wisdom that antenna correlation degrades the SOP performance.
This paper analyzes transmit antenna selection (TAS) under Rayleigh flat fading for BPSK/QPSK modulations in multiple-input multiple-output wiretap channels, also termed as multiple-input multiple-output multiple-eavesdropper (MIMOME) channels. In our protocol, a single antenna is selected to transmit the secret message and selection combing (SC) or maximal-ratio combing (MRC) is utilized at the legitimate receiver or the eavesdropper. Novel closed-form expressions for the ergodic secrecy rates are derived to approximate the exact values, which hold high precision and compact forms. Besides theoretical derivations, simulations are provided to demonstrate the feasibility and validity of the proposed formulas.
This paper presents a detailed secrecy outage performance analysis of correlated multi-antenna wiretap channels with three popular diversity combining schemes, namely maximal ratio combining, selection combining, and equal gain combining at the legitimate receiver. For single input multiple output wiretap channels, both exact and asymptotic expressions are derived for the secrecy outage probability (SOP) of these systems. The findings suggest that, compared with the scenario where all the channels are independent, correlation of the main channels alone increases the SOP by a factor of 1/ det(U), where det(U) is the determinant of correlation matrix U. In contrast, in the high signal-to-noise ratio regime at the legitimate receiver, correlation between the main channels and the eavesdropper channels has a positive effect on SOP. Moreover, for multiple input and multiple output wiretap channels, the SOP of two transmit antenna selection (TAS) schemes are analyzed for the considered correlated channel model. The SOP relationship of the both TAS schemes is quantified by the secrecy array gain. Finally, numerical simulations are conducted to corroborate the analytical results.