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Topological and non-equilibrium superconductivity in low-dimensional strongly correlated quantum systems

Sebastian Paeckel

Published Jan 1, 2020• 4 citations
Publisher

Abstract

Superconductivity in its various manifestations has been stimulating both experimental and theoretical progress in condensed-matter physics for more than a hundred years. The remarkable property of electrons to pair up and form quasi-particles gives rise to a plethora of phenomena featuring important practical applications not only in science, but, for instance, also in medicine and metrology. Recently, new directions in investigating this fascinating subject emerged, such as superconductivity out-of equilibrium and topological superconductors. Providing experimental evidence for enhanced superconducting correlations in optically pumped copper oxides at temperatures far above the equilibrium transition temperature, the first issue caused considerable excitement. On the other hand, topological superconductors are believed to provide realizations of highly fault-tolerant qubits by means of hosting non-Abelian quasi-particles, which can be the building blocks of scalable quantum computers. Experimentally verifying the emergence of these Majorana edge modes, exotic quasi-particles in heterostructures consisting of a conventional superconductor and semiconductors or topological insulators, is one of the most urgent questions to be answered right now. Both subjects cannot be accounted for with analytically solvable approximations only, and also provide very challenging numerical problems. We implemented a matrix-product state (MPS) based toolkit exploiting $U(1)$ symmetries, providing a flexible and efficient platform to study these complex systems. In order to efficiently simulate out-of equilibrium setups we studied, compared, and developed time-evolution algorithms for MPS enabling us to choose the most suitable method for a given task. We also developed a new framework to represent operators in an enlarged Hilbert space so that benefits from conserving $U(1)$ symmetries can also be exploited in systems that originally break such symmetries (projected purification). Using this method we could efficiently model mesoscopic phenomena such as a charging energy controlled by a gate electrode without further approximations. Equipped with this techniques we studied out-of equilibrium spectral functions to explore how to identify superconducting correlations more reliably on ultra-short timescales. We found conclusive evidence that in particular two-particle spectral functions yield excellent probes for the formation of a (quasi-)condensate out-of equilibrium. Furthermore, we also investigated the question whether in a particular model system there is the possibility of true long-range order out-of equilibrium by studying correlation matrices and the scaling of their eigenvalues. Here, we observe a change in the algebraic decay of the correlations, even though the extrapolated order parameter is still zero within the error bounds. Furthermore, we also investigated the effects of coupling a superconductor-semiconductor heterostructure, which is subject to an in-plane magnetic field and a charging energy controlled by a gate voltage, to normal leads. In the context of experimentally verifying the existence of Majorana edge modes, such systems are believed to be the most promising and recent studies seem to underline this expectation. However, in order to consistently analyze the experimental data, the effects of quantum fluctuations caused by hybridization of the heterostructure with the leads have to be understood. Here, only perturbative limits are available so far, i.e., the weak and strong tunneling limit, while the experimentally relevant regime is expected to be somewhere inbetween. We aimed to fill this gap using the projected purification method to calculate the ground state phase diagram over a wide parameter regime. Our results indicate that the experimental situation is much more involved than what is predicted from perturbative analysis.

DOI
10.53846/goediss-7971

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Superconductivity in its various manifestations has been stimulating both experimental and theoretical progress in condensed-matter physics for more than a hundred years. The remarkable property of electrons to pair up and form quasi-particles gives rise to a plethora of phenomena featuring important practical applications not only in science, but, for instance, also in medicine and metrology. Recently, new directions in investigating this fascinating subject emerged, such as superconductivity out-of equilibrium and topological superconductors. Providing experimental evidence for enhanced superconducting correlations in optically pumped copper oxides at temperatures far above the equilibrium transition temperature, the first issue caused considerable excitement. On the other hand, topological superconductors are believed to provide realizations of highly fault-tolerant qubits by means of hosting non-Abelian quasi-particles, which can be the building blocks of scalable quantum computers. Experimentally verifying the emergence of these Majorana edge modes, exotic quasi-particles in heterostructures consisting of a conventional superconductor and semiconductors or topological insulators, is one of the most urgent questions to be answered right now. Both subjects cannot be accounted for with analytically solvable approximations only, and also provide very challenging numerical problems. We implemented a matrix-product state (MPS) based toolkit exploiting U(1)U(1)U(1) symmetries, providing a flexible and efficient platform to study these complex systems. In order to efficiently simulate out-of equilibrium setups we studied, compared, and developed time-evolution algorithms for MPS enabling us to choose the most suitable method for a given task. We also developed a new framework to represent operators in an enlarged Hilbert space so that benefits from conserving U(1)U(1)U(1) symmetries can also be exploited in systems that originally break such symmetries (projected purification). Using this method we could efficiently model mesoscopic phenomena such as a charging energy controlled by a gate electrode without further approximations. Equipped with this techniques we studied out-of equilibrium spectral functions to explore how to identify superconducting correlations more reliably on ultra-short timescales. We found conclusive evidence that in particular two-particle spectral functions yield excellent probes for the formation of a (quasi-)condensate out-of equilibrium. Furthermore, we also investigated the question whether in a particular model system there is the possibility of true long-range order out-of equilibrium by studying correlation matrices and the scaling of their eigenvalues. Here, we observe a change in the algebraic decay of the correlations, even though the extrapolated order parameter is still zero within the error bounds. Furthermore, we also investigated the effects of coupling a superconductor-semiconductor heterostructure, which is subject to an in-plane magnetic field and a charging energy controlled by a gate voltage, to normal leads. In the context of experimentally verifying the existence of Majorana edge modes, such systems are believed to be the most promising and recent studies seem to underline this expectation. However, in order to consistently analyze the experimental data, the effects of quantum fluctuations caused by hybridization of the heterostructure with the leads have to be understood. Here, only perturbative limits are available so far, i.e., the weak and strong tunneling limit, while the experimentally relevant regime is expected to be somewhere inbetween. We aimed to fill this gap using the projected purification method to calculate the ground state phase diagram over a wide parameter regime. Our results indicate that the experimental situation is much more involved than what is predicted from perturbative analysis.
(English) In recent years, the evolution of quantum technologies has resulted in an unprecedented control over individual quantum particles and many-body systems. This remarkable progress has given rise to a new era, marked by the convergence of classical and quantum methodologies to investigate fundamental questions concerning the nature of quantum matter, improving our understanding of the role of entanglement in solid-state systems or the mechanisms behind high-energy physics. From analog quantum simulators to digital quantum computers, these advancements hold potential across diverse domains. This thesis explores the interplay between classical and quantum methods in understanding topological phases of matter. We concentrate on three distinct directions: non-conventional topological superconductors, interaction-induced topological phases in ultracold atom quantum simulators, and applications of variational quantum algorithms. Each trajectory relies on the combination of different techniques with the aim of understanding and characterizing topological phenomena in different settings. Exploring non-conventional topological superconductors involves extending the paradigmatic Kitaev chain model by incorporating additional terms in the Hamiltonian such as long-range interactions and quasi-periodic potentials. This investigation is relevant to better understand the impact of real-world conditions on the both the topological and localization properties of systems hosting non-local Majorana modes, which are promising candidates for topological quantum computation. In the realm of interacting systems, we explore the realization of interaction-induced topological phases in systems of ultracold atoms in optical lattices, both in one and two dimensions. The remarkable control and versatility of such platforms enable the simulation of both theoretical topological models and strongly correlated physics. Notably, the interplay between interactions and topology can give rise to intriguing phenomena, such as delocalized fractional charges and gapless topological phases,challenging existing intuition. We employ advanced numerical methods based on tensor networks to benchmark the experimental proposals that open the door to the realization and detection of novel many-body phases of matter, including topological quantum critical points and a higher-order topological Peierls insulator in Bose-Hubbard models with long-range interactions. Variational quantum algorithms, conversely, have the potential to efficiently tackle a wide range of problems, including ground state search, phase classification or accessing topological invariants. Despite current limitations in trainability and scalability, these hybrid classical-quantum algorithms provide practical insights into current quantum hardware capabilities and can inspire future architectures. We explore the application of variational quantum algorithms to shed light on topological phenomena, raising questions about their ability to discern topological phase transitions and compute topological invariants in situations where classical approaches fail. This thesis presents a comprehensive exploration of distinct approaches to topological quantum matter by leveraging quantum technologies and quantum-inspired classical algorithms. Our results not only advance our understanding of quantum systems but also pave the way for the realization and discovery of novel physics extending to quantum information processing, materials science, and beyond.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
In this PhD thesis, the physics of quantum critical matter and exotic quantum state close to quantum phase transitions is investigated. We will focus on three different examples that highlight some of the interesting phenomena related to quantum phase transitions. Firstly, we discuss the physics of quantum phase transitions in quantum wires as a function of an external gate voltage when new subbands are activated. We find that at these transitions, strong correlations lead to the formation of an impenetrable gas of polarons, and identify criteria for possible instabilities in the spin- and charge sectors of the model. Our analysis is based on the combination of exact resummations, renormalization group techniques and Luttinger liquid approaches. \n \nSecondly, we turn to the physics of multiple divergent time scales close to a quantum critical point. Using an appropriately generalized renormalization group approach, we identify that the presence of multiple dynamics at a quantum phase transition can lead to the emergence of new critical scaling exponents and thus to the breakdown of the ususal scaling schemes. We calculate the critical behavior of various thermodynamic properties and detail how unusual physics can arise. It is hoped that these results might be helpful for the interpretation of experimental scaling puzzles close to quantum critical points. \n \nThirdly, we turn to the physics of topological transitions, and more precisely the physics of Weyl superconductors. The latter are the superconducting variant of the topologically non-trivial Weyl semimetals, and emerge at the quantum phase transition between a topological superconductor and a normal insulator upon perturbing the transition with a time reversal symmetry breaking perturbation, such as magnetism. We characterize the topological properties of Weyl superconductors and establish a topological phase diagram for a particular realization in heterostructures. We discuss the physics of vortices in Weyl superconductors, and establish under which conditions they can trap zero energy Majorana modes. Our disucssion ends with some remarks on possible experimental signatures.
Topological phases of matter describe systems beyond the paradigm of spontaneous symmetry breaking, giving rise to unconventional phenomena with possible applications in topological quantum computing. Almost 40 years after their discovery, topological phases remain among the most active research fields of condensed matter physics. As evidenced by the recent discovery of higher order topological insulators (HOTIs), novel physics can emerge even in non-interacting systems. Theoretical investigations of strongly correlated systems are extremely difficult due to the exponential growth of the quantum-mechanical Hilbert space and frequently require the application of approximative methods such as model wave functions. Tensor network states (TNS) are a class of variational wave functions which allow an efficient encoding of relevant quantum many body states and which form the basis for very successful numerical algorithms. Projected entangled pair states (PEPS), a class of TNS in two and higher dimensions, permit the exact representation of many interacting topological phases with time reversal symmetry. However, the description of experimentally relevant chiral topological phases like the integer and fractional quantum Hall effects is much more subtle using the TNS framework. The first part of this thesis focuses on the description of chiral topological phases using PEPS. Firstly, we study a previously proposed chiral PEPS that was conjectured to possess anyonic excitations. By a careful analysis of its symmetries we are able to align important entanglement observables more closely with the expected universal behavior. This highlights that efficient PEPS can possess characteristic properties of chiral topological phases. Secondly, we focus on the issue that all known chiral PEPS have algebraic bulk correlation functions and therefore cannot be the ground states of gapped local Hamiltonians. Since this problem arises already for non-interacting chiral topological phases, we focus on two examples of such systems and show that their ground states can be represented exactly by efficient PEPS in a hybrid lattice with one momentum-space direction. After an inverse Fourier transform, the PEPS with only real-space coordinates requires an exponentially growing number of parameters for an exact representation. This provides a concrete illustration of the impossibility to encode gapped chiral phases exactly with efficient PEPS. Finally, we analyze a model wave function for a three-dimensional (3D) HOTI with strong intrinsic correlations using large-scale variational Monte Carlo simulations. This wave function is obtained by projection of two copies of a non-interacting HOTI with chiral hinge states. We characterize the gapless hinge states of the interacting system and show that they are of the same nature as the edge states of the 1/21/21/2 Laughlin state. Surprisingly, the gapped surfaces host a two-dimensional (2D) phase whose topological entanglement entropy is half of that of the 1/21/21/2 Laughlin state. Such a value cannot be obtained by any of the known 2D topological orders, showing a clear departure not only from the Laughlin 1/21/21/2 physics but from conventional 2D topological order. This demonstrates that 3D topological phases can host rich phenomena that are not yet fully understood.
This thesis reports on theoretical investigations of the ultrafast nonequilibrium dynamics in superconductors. In particular, two nonequilibrium scenarios are modeled by combining several analytical and numerical methods: transient superconducting phase transition and collective excitations of a superconducting condensate. In the first part of the thesis the possibility to induce singlet superconducting correlations far from equilibrium is explored by applying time-dependent Lanczos algorithm to the one-dimensional extended Hubbard model. Here, the system is driven into a nonequilibrium state by (i) interaction quench and (ii) quench by pulse. In both cases the buildup of the superconducting correlations is studied in view of several correlation functions. Moreover, a transient Meissner effect, which reflects fingerprints of the induced superconductivity, is observed in calculations of the important for experiments time-dependent optical conductivity. In addition, the differences between nonequilibrium dynamics of the extended Hubbard model initiated by interaction quench and by pulse quench are discussed in detail. The second part is devoted to the excitation of collective modes in a superconductor out of equilibrium. First of all, focus is given to the properties of collective modes close to equilibrium conditions, where a linearized response can be expected. Within the framework of the (Nambu-) matrix kinetic theory in the clean limit a comprehensive gauge-invariant description of the collective modes associated with phase fluctuations of the order parameter is analytically formulated for the generalized case of two- band superconducting systems. Particular emphasis is on the application to the recently discovered noncentrosymmetric superconductors. A detailed analysis of the collective modes includes specification of the gauge mode (common to all superconductors) and the Leggett mode (collective fluctuations of the interband phase difference), and investigation of their subtle interplay in view of validity of the charge conservation law and the participation in the Anderson-Higgs mechanism. Further, the nonequilibrium excitation of the superconducting gaps for the case of two-band superconductors with singlet pairing correlations is investigated in a view of optical pump-probe experiments. For this purpose a semi-numerical method based on the density- matrix theory is formulated. In this case additional amplitude (Higgs) modes were identified, which allow to directly detect the properties of the superconducting condensates as a function of time. Moreover, a new interplay between the phase (Leggett) and amplitude (Higgs) modes is studied in detail. In particular it was found that the nonadiabatic excitation process leads to strong coupling between both modes. Finally, based on calculations of the time-dependent optical conductivity the prediction is made that the coupled Higgs and Leggett modes can be clearly visible in the pump-probe absorption spectra.
Hybrid semiconductor-superconductor qubits have recently emerged as a promising alternative to traditional platforms, combining material advantages with device-level tunability. A defining feature is their gate-tunable Josephson coupling, enabling superconducting qubit architectures with full electric-field control and offering a path toward scalable, low-crosstalk quantum processors. This approach seeks to merge benefits of superconducting and semiconductor qubits, for instance by encoding quantum information in the spin of a quasiparticle occupying an Andreev bound state, thus combining long coherence times with fast, flexible control. Progress has accelerated through bottom-up engineering of Andreev states in coupled quantum dot arrays, leading to architectures such as minimal Kitaev chains hosting Majorana zero modes. In parallel, Hamiltonian-protected designs aim to enhance resilience against local noise and decoherence by exploiting superconducting phase dynamics and discrete charge or flux degrees of freedom. This article reviews recent theoretical and experimental advances in hybrid qubits, providing an overview of physical mechanisms, device implementations, and emerging architectures, with emphasis on their potential for (topologically) protected quantum information processing. While many designs remain at proof-of-concept stage, rapid progress suggests practical demonstrations may soon be achievable.