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APS

Trace index and spectral flow in the entanglement spectrum of topological insulators

A. Alexandradinata, Taylor L. Hughes, Bogdan Andrei Bernevig

Published Feb 1, 2012• 0 citations
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Abstract

We investigate the entanglement spectra of topological insulators, which manifest edge states on a lattice with spatial boundaries. In the physical energy spectrum, a subset of the edge states that intersect the Fermi level translates to discontinuities in the trace of the single-particle entanglement spectrum, which we call a ``trace index.'' We find that any free-fermion topological insulator that exhibits spectral flow has a nonvanishing trace index, which provides us with a new description of topological invariants. In addition, we identify the signatures of spectral flow in the single-particle and many-body entanglement spectrum; in the process we present new methods to extract topological invariants and establish a connection between entanglement and quantum Hall physics.

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We investigate the entanglement spectra of topological insulators, which manifest edge states on a lattice with spatial boundaries. In the physical energy spectrum, a subset of the edge states that intersect the Fermi level translates to discontinuities in the trace of the single-particle entanglement spectrum, which we call a ``trace index.'' We find that any free-fermion topological insulator that exhibits spectral flow has a nonvanishing trace index, which provides us with a new description of topological invariants. In addition, we identify the signatures of spectral flow in the single-particle and many-body entanglement spectrum; in the process we present new methods to extract topological invariants and establish a connection between entanglement and quantum Hall physics.
We investigate the entanglement spectra of topological insulators, which manifest edge states on a lattice with spatial boundaries. In the physical energy spectrum, a subset of the edge states that intersect the Fermi level translates to discontinuities in the trace of the single-particle entanglement spectrum, which we call a ``trace index.'' We find that any free-fermion topological insulator that exhibits spectral flow has a nonvanishing trace index, which provides us with a new description of topological invariants. In addition, we identify the signatures of spectral flow in the single-particle and many-body entanglement spectrum; in the process we present new methods to extract topological invariants and establish a connection between entanglement and quantum Hall physics.
\n\nThe concept of entanglement spectrum, which was previously associated with gapped topological phases, is extended to the gapless Weyl semimetal phase. By dimensional reduction, we numerically investigate entanglement spectra of Weyl semimetal phases in two three-dimensional (3D) lattice models consisting of coupled layers of 2D quantum anomalous Hall insulators. It is found that for the gapless phase, there still exists a correspondence between the entanglement surface state and the physical surface state; and the “trace index”, defined as the discontinuity in the trace of the single-particle entanglement spectrum, remains equivalent to the Chern number of the 2D insulator layers.\n
We study the entanglement spectrum of noninteracting band insulators, which can be computed from the two-point correlation function, when restricted to one part of the system. In particular, we analyze a type of partitioning of the system that maintains its full translational symmetry, by tracing over a subset of local degrees of freedom, such as sublattice sites or spin orientations. The corresponding single-particle entanglement spectrum is the band structure of an entanglement Hamiltonian in the Brillouin zone. We find that the hallmark of a nontrivial topological phase is a gapless entanglement spectrum with an ``entanglement Fermi surface.'' Furthermore, we derive a relation between the entanglement spectrum and the quantum geometry of Bloch states contained in the Fubini-Study metric. The results are illustrated with lattice models of Chern insulators and Z2{\mathbb{Z}}_{2}Z2​ topological insulators.
We examine the quantum entanglement spectra and Wannier functions of the square lattice Hofstadter model. Consistent with previous work on entanglement spectra of topological band structures, we find that the entanglement levels exhibit a spectral flow similar to that of the full system's energy spectrum. While the energy spectra are continuous, with cylindrical boundary conditions the entanglement spectra exhibit discontinuities associated with the passage of an energy edge state through the Fermi level. We show how the entanglement spectrum can be understood by examining the band projectors of the full system and their behavior under adiabatic pumping. In so doing we make connections with the original work by Thouless, Kohmoto, Nightingale, and den Nijs (TKNN) [Phys. Rev. Lett. 49, 405 (1982)] on topological two-dimensional band structures and their Chern numbers. Finally, we consider Wannier states and their adiabatic flows and draw connections to the entanglement properties.
We investigate properties of a topological Mott insulator in one dimension by examining the bulk topological invariant and the entanglement spectrum of a correlated electron model. We clarify how gapless edge states in a noninteracting topological band insulator evolve into spinon edge states in a topological Mott insulator. Furthermore, we propose a topological Mott transition, which is a new type of topological phase transition which has never been observed in free fermion systems. This unconventional transition occurs in spin liquid phases in the Mott insulator and is accompanied by zeros of the single-electron Green's function and a gap closing in the spin excitation spectrum.
We analyze translationally invariant insulators with inversion symmetry that fall outside the current established classification of topological insulators. These insulators exhibit no edge or surface modes in the energy spectrum and hence they are not edge metals when the Fermi level is in the bulk gap. However, they do exhibit protected modes in the entanglement spectrum localized on the cut between two entangled regions. Their entanglement entropy cannot be made to vanish adiabatically, and hence the insulators can be called topological. There is a direct connection between the inversion eigenvalues of the Hamiltonian band structure and the midgap states in the entanglement spectrum. The classification of protected entanglement levels is given by an integer N\mathcal{N}N, which is the difference between the negative inversion eigenvalues at inversion symmetric points in the Brillouin zone, taken in sets of 2. When the Hamiltonian describes a Chern insulator or a nontrivial time-reversal invariant topological insulator, the entirety of the entanglement spectrum exhibits spectral flow. If the Chern number is zero for the former, or time reversal is broken in the latter, the entanglement spectrum does not have spectral flow, but, depending on the inversion eigenvalues, can still exhibit protected midgap bands similar to impurity bands in normal semiconductors. Although spectral flow is broken (implying the absence of real edge or surface modes in the original Hamiltonian), the midgap entanglement bands cannot be adiabatically removed, and the insulator is ``topological.'' We analyze the linear response of these insulators and provide proofs and examples of when the inversion eigenvalues determine a nontrivial charge polarization, a quantum Hall effect, an anisotropic three-dimensional (3D) quantum Hall effect, or a magnetoelectric polarization. In one dimension, we establish a link between the product of the inversion eigenvalues of all occupied bands at all inversion symmetric points and charge polarization. In two dimensions, we prove a link between the product of the inversion eigenvalues and the parity of the Chern number of the occupied bands. In three dimensions, we find a topological constraint on the product of the inversion eigenvalues thereby showing that some 333D materials are protected topological metals; we show the link between the inversion eigenvalues and the 333D Quantum Hall Effect, and analyze the magnetoelectric polarization ($\ensuremath{\theta}$ vacuum) in the absence of time-reversal symmetry.