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Symmetry

Position Dependent Planck’s Constant in a Frequency-Conserving Schrödinger Equation

Rand Dannenberg

Published Mar 25, 2020• 2 citations
Publisher

Abstract

There is controversial evidence that Planck’s constant shows unexpected variations with altitude above the earth due to Kentosh and Mohageg, and yearly systematic changes with the orbit of the earth about the sun due to Hutchin. Many others have postulated that the fundamental constants of nature are not constant, either in locally flat reference frames, or on larger scales. This work is a mathematical study examining the impact of a position dependent Planck’s constant in the Schrödinger equation. With no modifications to the equation, the Hamiltonian becomes a non-Hermitian radial frequency operator. The frequency operator does not conserve normalization, time evolution is no longer unitary, and frequency eigenvalues can be complex. The wavefunction must continually be normalized at each time in order that operators commuting with the frequency operator produce constants of the motion. To eliminate these problems, the frequency operator is replaced with a symmetrizing anti-commutator so that it is once again Hermitian. It is found that particles statistically avoid regions of higher Planck’s constant in the absence of an external potential. Frequency is conserved, and the total frequency equals “kinetic frequency” plus “potential frequency”. No straightforward connection to classical mechanics is found, that is, the Ehrenfest’s theorems are more complicated, and the usual quantities related by them can be complex or imaginary. Energy is conserved only locally with small gradients in Planck’s constant. Two Lagrangian densities are investigated to determine whether they result in a classical field equation of motion resembling the frequency-conserving Schrödinger equation. The first Largrangian is the “energy squared” form, the second is a “frequency squared” form. Neither reproduces the target equation, and it is concluded that the frequency-conserving Schrödinger equation may defy deduction from field theory.

DOI
10.3390/sym12040490

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The Schrodinger equation has been considered to be a postulate of quantum physics, but it is also perceived and derived heuristically as the quantum equivalent of the classical energy relation. We indicate that the Schrodinger equation cannot be a physical postulate, and we show that the heuristic derivations wrongly consider that the particle kinetic energy is proportional to the square of the momentum operator acting on the wavefunction. The correct term is proportional to the square of the momentum. Analyzing particle interactions, we realize that particles have multiple virtual motions and that each motion is accompanied by a wave that has constant amplitude. Accordingly, we define the wavefunction as the superposition of the virtual waves of the particle. As a result, quantum mechanics becomes a local and global theory, while in the traditional formulation it is a local theory. In several interaction settings we can tell what particle motions arise and explain the outcomes in simple and tangible terms. Most importantly, the mathematical foundation of quantum mechanics becomes clear and justified, and we derive the Schrodinger, Dirac, etc. equations as the conditions the wavefunction must satisfy at each space-time point in order to fulfill the respective total energy equation.

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In a previous paper, we showed that the Hamilton equations of motion of a quantum particle are obtained as group velocities of the wave packet describing this particle only if the time dependent phase of a particle wave is proportional to the Lagrangian, not to the Hamiltonian as in a solution of the conventional Schrodinger equation. When a Lagrangian of relativistic form is considered, the wave packet of a quantum particle takes a physical form, with a finite spectrum of a cut off velocity (c). Based on a relativistic quantum principle, asserting the invariance of the time dependent phase for an arbitrary change of coordinates, we obtained the relativistic kinematics and dynamics, the electromagnetic field equations, the spin and the electromagnetic and gravitational interactions. When the Lagrangian is considered as a function of the Hamiltonian, we obtain a Schrodinger type equation with an additional term depending on the velocity and the momentum operator. 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•Mar 29, 2021•0 citations
There is controversial evidence that Planck’s constant shows unexpected variations with altitude above the earth due to Kentosh and Mohageg, and yearly systematic changes with the orbit of the earth about the sun due to Hutchin. Many others have postulated that the fundamental constants of nature are not constant, either in locally flat reference frames, or on larger scales. This work is a mathematical study examining the impact of a position dependent Planck’s constant in the Schrödinger equation. With no modifications to the equation, the Hamiltonian becomes a non-Hermitian radial frequency operator. The frequency operator does not conserve normalization, time evolution is no longer unitary, and frequency eigenvalues can be complex. The wavefunction must continually be normalized at each time in order that operators commuting with the frequency operator produce constants of the motion. To eliminate these problems, the frequency operator is replaced with a symmetrizing anti-commutator so that it is once again Hermitian. It is found that particles statistically avoid regions of higher Planck’s constant in the absence of an external potential. Frequency is conserved, and the total frequency equals “kinetic frequency” plus “potential frequency”. No straightforward connection to classical mechanics is found, that is, the Ehrenfest’s theorems are more complicated, and the usual quantities related by them can be complex or imaginary. Energy is conserved only locally with small gradients in Planck’s constant. Two Lagrangian densities are investigated to determine whether they result in a classical field equation of motion resembling the frequency-conserving Schrödinger equation. The first Largrangian is the “energy squared” form, the second is a “frequency squared” form. Neither reproduces the target equation, and it is concluded that the frequency-conserving Schrödinger equation may defy deduction from field theory.
This paper derives the non-relativistic time-dependent Schrödinger equation as the logically unavoidable dynamical law for de Broglie matter waves, extending the reconstruction begun in the companion work “The Logical Origin of the de Broglie Matter Wave and its Physical Meaning (the Born Rule)” (Chan, 2026). Starting from the same minimal premises—continuous position in real space, Fourier conjugacy (and the logical uncertainty principle), translation invariance via Noether’s theorem, and probability conservation via statistical energy flux—the Schrödinger equation follows deductively once norm preservation and classical non-relativistic correspondence are enforced. The derivation proceeds in clear stages: Plane-wave solutions for free particles and constant potentials, Quadratic dispersion relation from classical kinematics, Exact local plane-wave structure (defined via phase gradients) that must hold at every point for any smooth wave function, The unique linear differential operator of order ≤ 2 that consistently “glues” these local structures across smooth external potentials V(x,t) while preserving the L²-norm (unitarity). No canonical quantization, operator promotion, commutation relations, or postulated wave equations are used. The Born rule is taken as already established from the prior paper and serves only to constrain unitary evolution. The Schrödinger equation thus emerges not as an empirical postulate or convenient ansatz, but as the mathematically and symmetrically forced description of indivisible particles propagating in continuous, translationally invariant (or smoothly perturbed) space. Domain of validity and natural limitations (non-relativistic kinematics, smooth potentials, single-particle/mean-field regime, closed-system unitarity) are explicitly delineated.
The Schrodinger equation has been considered to be a postulate of quantum physics, but it is also perceived and derived heuristically as the quantum equivalent of the classical energy relation. We indicate that the Schrodinger equation cannot be a physical postulate, and we show that the heuristic derivations wrongly consider that the particle kinetic energy is proportional to the square of the momentum operator acting on the wavefunction. The correct term is proportional to the square of the momentum. Analyzing particle interactions, we realize that particles have multiple virtual motions and that each motion is accompanied by a wave that has constant amplitude. Accordingly, we define the wavefunction as the superposition of the virtual waves of the particle. As a result, quantum mechanics becomes a local and global theory, while in the traditional formulation it is a local theory. In several interaction settings we can tell what particle motions arise and explain the outcomes in simple and tangible terms. Most importantly, the mathematical foundation of quantum mechanics becomes clear and justified, and we derive the Schrodinger, Dirac, etc. equations as the conditions the wavefunction must satisfy at each space-time point in order to fulfill the respective total energy equation.
In a previous paper, we showed that the Hamilton equations of motion of a quantum particle are obtained as group velocities of the wave packet describing this particle only if the time dependent phase of a particle wave is proportional to the Lagrangian, not to the Hamiltonian as in a solution of the conventional Schrodinger equation. When a Lagrangian of relativistic form is considered, the wave packet of a quantum particle takes a physical form, with a finite spectrum of a cut off velocity (c). Based on a relativistic quantum principle, asserting the invariance of the time dependent phase for an arbitrary change of coordinates, we obtained the relativistic kinematics and dynamics, the electromagnetic field equations, the spin and the electromagnetic and gravitational interactions. When the Lagrangian is considered as a function of the Hamiltonian, we obtain a Schrodinger type equation with an additional term depending on the velocity and the momentum operator. Based on this equation, we investigate the dynamics of a relativistic quantum particle. In this framework, such a particle is described as a continuous distribution of conservative matter, according to the general theory of relativity. In an electromagnetic field, any time dependent phase variation is modified with a term proportional to a vector potential conjugated to the spatial coordinates and a scalar potential conjugated to time. However, this classical description tells us nothing about the structure of the physical world. Only Quantum Mechanics tells us something about the structure of this world. Namely, that this world is composed of species of identical quantum particles. On one hand, experimentally, it has been found that these particles are of a wavy nature. On the other hand, one could find that the simplest way to define a quantum particle is by a wave packet, with momenta conjugated to coordinates and energy conjugated to time Consider a quantum particle as a wave packet, and find that the group velocities in the coordinate and momentum spaces are in agreement with the Hamilton equations only when the Lagrangian is considered in the time dependent phases, instead of the Hamiltonian in the conventional forms of these waves as solutions of the Schrodinger equation. We define a relativistic quantum principle, and derive a wave equation for a relativistic quantum particle, the relativistic kinematics and dynamics of the particle waves, the Maxwell equations and the Lorentz force of a field interacting with the particle waves, the relativistic transform of such a field, and the spin as a characteristic of the particle waves. We consider a quantum particle as a distribution of conservative matter propagating according to the General Theory of Relativity. We obtain the dynamics of this matter in a gravitational field, the propagation in plane waves perpendicular to geodesic tracks, and equations of conservation. We describe the matter dynamics as a positively defined density and show that, according to the general theory of relativity, such a distribution can be conceive only as of a fragment of matter with a finite mass equal to a mass , as a characteristic of the matter dynamics, – the matter quantization. The group velocities of the Fourier conjugate representations in the coordinate and momentum spaces describe the dynamics of a quantum particle in agreement with the Hamiltonian equations. Under the action of an external (non-gravitational) field, the acceleration of the quantum matter has two components: 1) A component perpendicular to the velocity, given by the relativistic mechanical component of the time dependent phase, and 2) A component given by the additional field terms of this phase. A free quantum particle is described by a non-dispersing wave function , contrary to the solution of the Schrodinger equation. A coherent electromagnetic field, in resonance with a system of active quantum particles in a Fabry-Perot cavity, has a wave vector approximately proportional to the metric elements, as the resonance frequency is approximately constant – a gravitational wave can be detected by the transmission characteristics of an active Fabry-Perot cavity. In a constant gravitational field, a quantum particle undertakes a velocity and an acceleration, which, at the boundary of a black hole are null – absorption and evaporation processes at the boundary of a black hole arise only by gravitational perturbations. Generally, a quantum particle is described by a time-space volume, called graviton, with a spin 2, and a distribution of a specific matter in this volume, with a half-integer spin for Fermions and an integer spin for Bosons. A graviton Lagrangian is obtained as a curvature integral on a graviton volume, and a Hamiltonian tensor is obtained for the gravitational coordinates and velocities. In a gravitational field, the time space coordinates are deformed. In such a field, any plane wave remains perpendicular geodesic, while an additional acceleration is possible in the wave plane.
For any physical theory, to experimentally check its validity, we need to formulate an alternative theory and check whether the experimental results are consistent with the original theory or with an alternative theory. In particular, to check whether energy is preserved, it is necessary to formulate an alternative theory in which energy is not preserved. Formulating such a theory is not an easy task in quantum physics, where the usual Schroedinger equation implicitly assumes the existence of an energy (Hamiltonian) operator whose value is preserved. In this paper, we show that the only way to get a consistent quantum theory with energy non-conservation is to use Heisenberg representation in which operators representing physical quantities change in time. We prove that in this representation, energy is preserved if and only if Planck's constant remains a constant. Thus, an appropriate quantum analogue of a theory with non-preserved energy is a theory in which Planck's constant can change -- i.e., is no longer a constant, but a new field.
In Parts I and II we noted that a quantum oscillator time-independent Schrodinger equation may be scaled such that x→y with yy=sqrt(km)xx and E→ Esqrt(m/k). Given that the LHS side is a function strictly of y which may be integrated from -infinite to infinite, the RHS must be independent of k and m. Thus E is proportional to sqrt(k/m) which “ happens” to be the oscillator classical angular frequency. In Part II we noted that the scaling occurs in the Schrodinger equation because one uses -id/dx as the momentum operator which follows from the exp(ipx) form of a free particle wavefunction. In this note, we show that for any equation: ad/dx d/dx W + b xx W = E W scaling of the form x→y such that yy =xx sqrt(b/a) and E→ E 1/sqrt(ba) occurs. Furthermore if d/dx is associated with momentum then writing conservation of energy using m/2 vv leads to 1/a www cos(wt)cos(wt) + b sin(wt)sin(wt) = b and w is proportional to sqrt(ab). Thus E must be proportional to w, the classical frequency. (An equation of the form a df/dt df/dt + b f f = constant must have a cos(wt) solution as is already known.) We try to extend these ideas by considering a wave on a string with both ends fastened. The string produces sinusoidal waves, but sound is created if there is air. One may consider sound to come in identical units of energy proportional to the angular frequency w. This is similar to the Planck blackbody radiation assumption about light. It may be shown that the string follows an oscillator solution because d/dx dy/dx which represents the change in the sin(theta) multiplied by the constant tension from x to x+dx is set equal to y i.e Force is proportional to y which is the oscillator result. If one sets energy proportional to w as in the case of light and wishes to have an equation strictly in x describing this scenario and also linked to energy conservation then the momentum squared term should have dimensions 1/xx. This suggests d/dx d/dx as a solution because E must be proportional to w. Thus we argue that one may work “backwards” modeling phonons like photons in a classical problem to obtain the quantum operator p = -id/dx which is linked to the free particle wavefunction exp(ipx).
In a series of notes (1), we argued that the time-independent Schrodinger equation may be considered as a statistical conservation of average energy equation. We further argued that V(x)=Sum over k Vk exp(ikx) delivers stochastic potential hits which create a momentum distribution W(x)= Sum over p a(p) exp(ipx) at each x. The form exp(ipx) describes a free particle and a statistical distribution is made of such free particles. The form exp(ipx) has a modulus of 1 indicating that P(x)=constant. d/dx exp(ipx) = ip suggesting the change in conditional probability with space is related to classical momentum. Given a momentum distribution, each p at x occurs at a different time. Thus, one does not follow a classical particle in time x(t), nevertheless an average energy conservation equation applies. Taking the time-independent Schrodinger equation E W = -1/2m d/dx d/dx W + V(x) W and writing EW = i d/dt exp(-iEt), one obtains a time-dependent equation. We argue that if the time-independent case represents a classical conservation of average energy, the time-dependent equation should be linked to Newton’s equation of motion. This immediately leads to a problem because we argue one does not want x(t) for a statistical system. As a result, x in the time-dependent Schrodinger equation, which represented spatial position before, now represents a spatial variable that is independent of time. We consider the oscillator case and note that an amplitude is such a candidate where x(t)=XA(t). Thus, the time-dependent Schrodinger equation ultimately becomes an equation in A(t) with the amplitude cancelling, at least in the free particle and oscillator case. From such a consideration, one may work “backwards” and find a function for which the time-dependent Schrodinger equation (equating powers of X) becomes Newton’s second law. From this, one may show that exp(i Action) where Action = Integral dt1 (0,t) L where L is the classical Lagrangian is this solution with d/dX applying to X which is an amplitude, not x(t).