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Superconductivity in geometrically and topologically nontrivial lattice models

Aleksi Julku

Published Jan 1, 2019• 0 citations
OpenAlex

Abstract

In this thesis, superconductivity of fermions in two-dimensional Hubbard lattice models is theoretically studied. Each of the studied lattice structures features intriguing properties that provide valuable insight to understand superconductivity in general. While real condensed matter systems are too complicated to tackle with theoretical tools, the Hubbard model is one of the simplest quantum many-body models to possess a wide spectrum of physically relevant phenomena, from superconductivity to magnetism and topological order. Hubbard models are also interesting as they can be experimentally realized and accurately controlled by utilizing ultracold gases. The first part of the thesis explains the required theoretical background of superconductivity in the level of mean-field and linear response theories. Specifically, we primarily focus on the superfluid weight which implies the existence of the Meissner effect and dissipationless current, defining properties of superconductors. We further discuss how the Berezinskii-Kosterlitz-Thouless (BKT) transition, related to the loss of superconductivity due to the thermal fluctuations of the superconducting order parameter in high enough temperatures, can be accessed via the superfluid weight. In the second part, the main results are discussed. We show how the superconductivity of lattice models featuring dispersionless Bloch bands, so-called flat bands, can be large and originating from the quantum geometric properties of the Bloch states of the flat bands. This is in contrast to conventional dispersive bands where superconductivity is determined by the effective mass of the particles, i.e. by the dispersion relation of the Bloch bands alone and not by the Bloch states. This is well demonstrated in the Lieb lattice geometry, studied in Publication I, which features both a strictly flat and two dispersive Bloch bands, allowing direct comparison of superconductivity in dispersive and flat bands. We show how the superconductivity of the flat band is more robust than that of the dispersive bands and how the superfluid weight behaves non-monotonically as a function of the interaction strength. This non-monotonic behavior should be experimentally accessible. Flat band superconductivity is also the topic of Publication III, where the experimentally realized twisted bilayer graphene (TBG) is studied with local and non-local attractive interactions. We predict qualitative differences between local and non-local interaction schemes which could be distinguished experimentally and reveal the quantum geometric origin of superconductivity in TBG systems in case of both the assumed interaction schemes. Exotic Fulde-Ferrell (FF) superfluid phases, characterized by the non-zero momentum of Cooper pairs, were explored in Publication II. We show how the FF phases can be stabilized against thermal fluctuations in the presence of spin-orbit coupling (SOC) and that topologically non-trivial FF states, created with SOC and Zeeman fields, can be found at finite temperatures.; Tassa…

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Ultracold gases in two dimensions : novel superfluid phases for bosons and fermions

Lih-King Lim

This thesis concerns ultracold two-dimensional atomic gases and the associated novel superfluid phases in an optical lattice subjected to staggered rotations. In the first part, we study the Berezinskii-Kosterlitz-Thouless (BKT) transition in a two-dimensional Bose gas. Motivated by recent experiments on the cold gas in the BKT regime, we employ a modified Popov theory and a renormalization group theory to describe the system. The two-dimensional renormalization group flow equations display unique features, which we interpret as precursors of the BKT physics. We further calculate higher correlation functions close to the BKT transition, which can serve as observables for detecting effects beyond mean-field. Finally, we obtain the density profile under the conditions of the experiment performed in the group of Dalibard in Paris, France. In the second part of the thesis, we study a recent experimental proposal of a time-dependent optical lattice with staggered rotations. We show that in the tight-binding regime, the system can be effectively described by a (Bose-)Hubbard model subjected to an artificial staggered magnetic field. The staggered magnetic field (flux) in the lattice leads to conical points in the band structure which possesses distinct minima for different strength, and can give rise to Dirac-like dispersions. For bosons, we show that besides the homogenous superfluid phase, a staggered-vortex superfluid phase is stabilized for large flux values. We show that the staggered flux renormalizes the phase boundary and find a multi-critical point separating the two superfluid phases and the Mott insulating phase. Finally, the full phase diagram of the generalized Bose-Hubbard model at zero temperature is determined. We then generalize the model for a mixture of ultracold bosons and spin-1/2 fermions. By using the Bogoliubov theory for the bosonic sector, we show that the bosonic superfluid mediates attractive interactions between fermions up to the nearest-neighbor site. The resulting model is an extended Hubbard model in the presence of a staggered magnetic field, where the on-site and the nearest-neighbor attractive interactions can be tuned independently. We then employ the Bardeen-Cooper-Schrieffer theory for superconductivity, by considering an on-site pairing order parameter competing with a nearest-neighbor resonating-valence-bond order parameter. Due to conical points in the energy band, the system possesses quantum critical property and the resulting phase diagram displays features which are strikingly similar to that of high-critical-temperature superconductors or heavy-fermion superconductors.

•Jan 1, 2006•0 citations

Dynamical mean-field theory studies of superfluidity and topological phases in lattice models

Tuomas I. Vanhala

Quantum mechanical lattice models, such as the famous Hubbard model, were originally intended as simplified descriptions of the behavior of electrons in real solids. Today it is clear that even such simple models can present remarkably rich physics. At the same time, obtaining reliable solutions for correlated quantum systems is difficult and requires the development of both computing resources and new algorithms and approximations. Parallel with the theoretical developments, applications of lattice models have also expanded to the study of ultracold atoms in optical lattices. The hallmark of these experiments is the possibility to design different kinds of lattices and to tune the interactions between the atoms, making it possible to do real experiments on theoretical "toy models". \n \nIn this thesis we have used dynamical mean-field theory (DMFT) and its cluster extensions to study superfluidity and topological phenomena in lattice models. The DMFT combines the exact solution of a small reference system with a self-consistent mean-field treatment of the rest of the lattice. After a short introduction to the physical background of the lattice models, we review the formal definition and practical aspects of the DMFT method. We discuss the Baym-Kadanoff-Luttinger-Ward functional formalism that can be used to derive the DMFT equations, and review the numerical exact diagonalization and continuous-time quantum Monte-Carlo algorithms that were used in the implementation of the method. \n \nPublications I and VI discuss superfluid states induced by correlation effects that cannot easily be treated within a static mean-field theory. In Publication I we study a bilayer system where two different types of superfluids can be found depending on the densities of particles in the layers. Publication VI has a focus in the d-wave superconductivity and non-uniform, striped magnetism of the two-dimensional Hubbard model, which are thought to be connected with the high-Tc superconductivity in cuprate materials. The stripe state along with non-Fermi-liquid properties visible only in a beyond-mean-field treatment were observed also in the study of the Hubbard model on the Lieb lattice in Publication V. \n \nTopological and geometric properties of lattice systems, such as the Berry curvature and Chern numbers, play a central role in Publications II, III and IV. In Publication II we used exact diagonalization, DMFT and mean-field theory to study the topological phase diagram of an interacting Haldane model. The methods consistently predict a phase diagram with an interme-diate topological phase not found in the well-known non-interacting case. In Publications III and IV mean-field theory is used to study the connection between Berry curvature and the superfluid weight in lattice models, and DMFT calculations were used to support the mean-field results. Topological lattice systems have recently been realized in ultracold gas experiments and it is hoped that the calculations presented here inspire this line of research.

•Jan 1, 2018•0 citations

Many-body superconductivity in topological flat bands

Jonah Herzog-Arbeitman, Aaron Chew, Kukka-Emilia Huhtinen +2 more

In a flat band superconductor, bosonic excitations disperse while unpaired electrons are immobile. To study this strongly interacting system, we construct a family of multi-band Hubbard models with exact eta-pairing ground states in all space groups. We analytically compute their many-body excitations and find that the Cooper pair bound states obey an effective single-boson hopping Hamiltonian written in terms of the non-interacting wavefunctions. These bound states possess a unique zero-energy excitation whose quadratic dispersion is determined by the minimal quantum metric. The rest of the bound state spectrum is classified by topological quantum chemistry, which we use to identify Cooper pairs with Weyl nodes, higher angular momentum pairing, and fragile topology. Broadening the band dispersion, we find the strongest pairing occurs at half filling and not at the highest density of states. Our analytical results prove that the elementary fermionic and bosonic excitations, corresponding respectively to pairing and coherence, are governed by distinct properties of the flat band, rigorously establishing its unique phenomenology. Superconductivity in flat bands is a central feature of quantum geometric effects, supported by mean-field theory and numerics. Here, the authors exhibit a large family of flat band Hubbard models whose ground states, Bogoliubov-de-Gennes particles, and Cooper pairs are exactly solvable with analytically calculable dispersions.

arXiv:2209.00007•Communications Physics•Jul 4, 2026•9 citations

Strongly correlated flat-band systems: The route from Heisenberg spins to Hubbard electrons

Oleg Derzhko, Johannes Richter, Mykola Maksymenko

On a large class of lattices (such as the sawtooth chain, the kagome and the pyrochlore lattices), the quantum Heisenberg and the repulsive Hubbard models may host a completely dispersionless (flat) energy band in the single-particle spectrum. The flat-band states can be viewed as completely localized within a finite volume (trap) of the lattice and allow for construction of many-particle states, roughly speaking, by occupying the traps with particles. If the flat-band happens to be the lowest-energy one, the manifold of such many-body states will often determine the ground-state and low-temperature physics of the models at hand even in the presence of strong interactions. The localized nature of these many-body states makes possible the mapping of this subset of eigenstates onto a corresponding classical hard-core system. As a result, the ground-state and low-temperature properties of the strongly correlated flat-band systems can be analyzed in detail using concepts and tools of classical statistical mechanics (e.g., classical lattice-gas approach or percolation approach), in contrast to more challenging quantum many-body techniques usually necessary to examine strongly correlated quantum systems. In this review, we recapitulate the basic features of the flat-band spin systems and briefly summarize earlier studies in the field. The main emphasis is made on recent developments which include results for both spin and electron flat-band models. In particular, for flat-band spin systems, we highlight field-driven phase transitions for frustrated quantum Heisenberg antiferromagnets at low temperatures, chiral flat-band states, as well as the effect of a slight dispersion of a previously strictly flat-band due to nonideal lattice geometry. For electronic systems, we discuss the universal low-temperature behavior of several flat-band Hubbard models, the emergence of ground-state ferromagnetism in the square-lattice Tasaki–Hubbard model and the related Pauli-correlated percolation problem, as well as the dispersion-driven ground-state ferromagnetism in flat-band Hubbard systems. Closely related studies and possible experimental realizations of the flat-band physics are also described briefly.

arXiv:1502.02729•International Journal of Modern Physics B•May 7, 2015•251 citations

Geometric Contribution to the Superfluid Weight in Flat Band Superconductors

Anna Tschesche

The superfluid weight is one of the defining properties of superconductors. It has been discovered that there is not only a band dispersion dependent conventional contribution to the superfluid weight but also a geometric contribution, which can enable superconductivity in flat bands hosted by systems such as the Lieb lattice [1]. We investigate the superfluid weight in two different lattice models, which extend the Lieb lattice. The derivative diagonally striped and the Lieb-N lattice families both have varying numbers of flat bands at the Fermi level and are therefore ideal to observe the contribution of the flat bands to the superfluid weight. We find that the flat bands of the lattice families can be classified into singular and non-singular flat bands [2] and that this classification is connected to their contribution to the superfluid weight. [1] S. Peotta and P. Törmä, Nat. Comm. 2015 [2] J. Rhim and B. Yang, PRB 2019

•Jan 1, 2026•0 citations

Superconductivity with Wannier-Stark flat bands

Si Min Chan, Alexei Andreanov, Sergej Flach A +1 more

We investigate superconducting transport in the DC field induced Wannier-Stark flat bands in the presence of interactions. Flat bands offer the possibility of unconventional high temperature superconductivity, where the superfluid weight, ${D}_{s}$, is enhanced by the density overlap of the localized states. However, construction of flat bands typically requires very precise tuning of Hamiltonian parameters. To overcome this difficulty, we propose a feasible alternative to realize flat bands by applying a DC field in a commensurate lattice direction. We systematically characterize the superconducting behavior on these flat bands by studying the effect of the DC field and attractive Hubbard interaction strengths on the wave function, correlation length, pairing order parameter, and the superfluid weight ${D}_{s}$. Our main result is that the superfluid weight is dramatically enhanced at an optimal value of the interaction strength and weak DC fields.

arXiv:2307.09791•Physical review. B./Physical review. B•Feb 23, 2024•6 citations
In this thesis, superconductivity of fermions in two-dimensional Hubbard lattice models is theoretically studied. Each of the studied lattice structures features intriguing properties that provide valuable insight to understand superconductivity in general. While real condensed matter systems are too complicated to tackle with theoretical tools, the Hubbard model is one of the simplest quantum many-body models to possess a wide spectrum of physically relevant phenomena, from superconductivity to magnetism and topological order. Hubbard models are also interesting as they can be experimentally realized and accurately controlled by utilizing ultracold gases.
The first part of the thesis explains the required theoretical background of superconductivity in the level of mean-field and linear response theories. Specifically, we primarily focus on the superfluid weight which implies the existence of the Meissner effect and dissipationless current, defining properties of superconductors. We further discuss how the Berezinskii-Kosterlitz-Thouless (BKT) transition, related to the loss of superconductivity due to the thermal fluctuations of the superconducting order parameter in high enough temperatures, can be accessed via the superfluid weight.
In the second part, the main results are discussed. We show how the superconductivity of lattice models featuring dispersionless Bloch bands, so-called flat bands, can be large and originating from the quantum geometric properties of the Bloch states of the flat bands. This is in contrast to conventional dispersive bands where superconductivity is determined by the effective mass of the particles, i.e. by the dispersion relation of the Bloch bands alone and not by the Bloch states. This is well demonstrated in the Lieb lattice geometry, studied in Publication I, which features both a strictly flat and two dispersive Bloch bands, allowing direct comparison of superconductivity in dispersive and flat bands. We show how the superconductivity of the flat band is more robust than that of the dispersive bands and how the superfluid weight behaves non-monotonically as a function of the interaction strength. This non-monotonic behavior should be experimentally accessible. Flat band superconductivity is also the topic of Publication III, where the experimentally realized twisted bilayer graphene (TBG) is studied with local and non-local attractive interactions. We predict qualitative differences between local and non-local interaction schemes which could be distinguished experimentally and reveal the quantum geometric origin of superconductivity in TBG systems in case of both the assumed interaction schemes.
Exotic Fulde-Ferrell (FF) superfluid phases, characterized by the non-zero momentum of Cooper pairs, were explored in Publication II. We show how the FF phases can be stabilized against thermal fluctuations in the presence of spin-orbit coupling (SOC) and that topologically non-trivial FF states, created with SOC and Zeeman fields, can be found at finite temperatures.; Tassa…
This thesis concerns ultracold two-dimensional atomic gases and the associated novel superfluid phases in an optical lattice subjected to staggered rotations. In the first part, we study the Berezinskii-Kosterlitz-Thouless (BKT) transition in a two-dimensional Bose gas. Motivated by recent experiments on the cold gas in the BKT regime, we employ a modified Popov theory and a renormalization group theory to describe the system. The two-dimensional renormalization group flow equations display unique features, which we interpret as precursors of the BKT physics. We further calculate higher correlation functions close to the BKT transition, which can serve as observables for detecting effects beyond mean-field. Finally, we obtain the density profile under the conditions of the experiment performed in the group of Dalibard in Paris, France. In the second part of the thesis, we study a recent experimental proposal of a time-dependent optical lattice with staggered rotations. We show that in the tight-binding regime, the system can be effectively described by a (Bose-)Hubbard model subjected to an artificial staggered magnetic field. The staggered magnetic field (flux) in the lattice leads to conical points in the band structure which possesses distinct minima for different strength, and can give rise to Dirac-like dispersions. For bosons, we show that besides the homogenous superfluid phase, a staggered-vortex superfluid phase is stabilized for large flux values. We show that the staggered flux renormalizes the phase boundary and find a multi-critical point separating the two superfluid phases and the Mott insulating phase. Finally, the full phase diagram of the generalized Bose-Hubbard model at zero temperature is determined. We then generalize the model for a mixture of ultracold bosons and spin-1/2 fermions. By using the Bogoliubov theory for the bosonic sector, we show that the bosonic superfluid mediates attractive interactions between fermions up to the nearest-neighbor site. The resulting model is an extended Hubbard model in the presence of a staggered magnetic field, where the on-site and the nearest-neighbor attractive interactions can be tuned independently. We then employ the Bardeen-Cooper-Schrieffer theory for superconductivity, by considering an on-site pairing order parameter competing with a nearest-neighbor resonating-valence-bond order parameter. Due to conical points in the energy band, the system possesses quantum critical property and the resulting phase diagram displays features which are strikingly similar to that of high-critical-temperature superconductors or heavy-fermion superconductors.
Quantum mechanical lattice models, such as the famous Hubbard model, were originally intended as simplified descriptions of the behavior of electrons in real solids. Today it is clear that even such simple models can present remarkably rich physics. At the same time, obtaining reliable solutions for correlated quantum systems is difficult and requires the development of both computing resources and new algorithms and approximations. Parallel with the theoretical developments, applications of lattice models have also expanded to the study of ultracold atoms in optical lattices. The hallmark of these experiments is the possibility to design different kinds of lattices and to tune the interactions between the atoms, making it possible to do real experiments on theoretical "toy models". \n \nIn this thesis we have used dynamical mean-field theory (DMFT) and its cluster extensions to study superfluidity and topological phenomena in lattice models. The DMFT combines the exact solution of a small reference system with a self-consistent mean-field treatment of the rest of the lattice. After a short introduction to the physical background of the lattice models, we review the formal definition and practical aspects of the DMFT method. We discuss the Baym-Kadanoff-Luttinger-Ward functional formalism that can be used to derive the DMFT equations, and review the numerical exact diagonalization and continuous-time quantum Monte-Carlo algorithms that were used in the implementation of the method. \n \nPublications I and VI discuss superfluid states induced by correlation effects that cannot easily be treated within a static mean-field theory. In Publication I we study a bilayer system where two different types of superfluids can be found depending on the densities of particles in the layers. Publication VI has a focus in the d-wave superconductivity and non-uniform, striped magnetism of the two-dimensional Hubbard model, which are thought to be connected with the high-Tc superconductivity in cuprate materials. The stripe state along with non-Fermi-liquid properties visible only in a beyond-mean-field treatment were observed also in the study of the Hubbard model on the Lieb lattice in Publication V. \n \nTopological and geometric properties of lattice systems, such as the Berry curvature and Chern numbers, play a central role in Publications II, III and IV. In Publication II we used exact diagonalization, DMFT and mean-field theory to study the topological phase diagram of an interacting Haldane model. The methods consistently predict a phase diagram with an interme-diate topological phase not found in the well-known non-interacting case. In Publications III and IV mean-field theory is used to study the connection between Berry curvature and the superfluid weight in lattice models, and DMFT calculations were used to support the mean-field results. Topological lattice systems have recently been realized in ultracold gas experiments and it is hoped that the calculations presented here inspire this line of research.
In a flat band superconductor, bosonic excitations disperse while unpaired electrons are immobile. To study this strongly interacting system, we construct a family of multi-band Hubbard models with exact eta-pairing ground states in all space groups. We analytically compute their many-body excitations and find that the Cooper pair bound states obey an effective single-boson hopping Hamiltonian written in terms of the non-interacting wavefunctions. These bound states possess a unique zero-energy excitation whose quadratic dispersion is determined by the minimal quantum metric. The rest of the bound state spectrum is classified by topological quantum chemistry, which we use to identify Cooper pairs with Weyl nodes, higher angular momentum pairing, and fragile topology. Broadening the band dispersion, we find the strongest pairing occurs at half filling and not at the highest density of states. Our analytical results prove that the elementary fermionic and bosonic excitations, corresponding respectively to pairing and coherence, are governed by distinct properties of the flat band, rigorously establishing its unique phenomenology. Superconductivity in flat bands is a central feature of quantum geometric effects, supported by mean-field theory and numerics. Here, the authors exhibit a large family of flat band Hubbard models whose ground states, Bogoliubov-de-Gennes particles, and Cooper pairs are exactly solvable with analytically calculable dispersions.
On a large class of lattices (such as the sawtooth chain, the kagome and the pyrochlore lattices), the quantum Heisenberg and the repulsive Hubbard models may host a completely dispersionless (flat) energy band in the single-particle spectrum. The flat-band states can be viewed as completely localized within a finite volume (trap) of the lattice and allow for construction of many-particle states, roughly speaking, by occupying the traps with particles. If the flat-band happens to be the lowest-energy one, the manifold of such many-body states will often determine the ground-state and low-temperature physics of the models at hand even in the presence of strong interactions. The localized nature of these many-body states makes possible the mapping of this subset of eigenstates onto a corresponding classical hard-core system. As a result, the ground-state and low-temperature properties of the strongly correlated flat-band systems can be analyzed in detail using concepts and tools of classical statistical mechanics (e.g., classical lattice-gas approach or percolation approach), in contrast to more challenging quantum many-body techniques usually necessary to examine strongly correlated quantum systems. In this review, we recapitulate the basic features of the flat-band spin systems and briefly summarize earlier studies in the field. The main emphasis is made on recent developments which include results for both spin and electron flat-band models. In particular, for flat-band spin systems, we highlight field-driven phase transitions for frustrated quantum Heisenberg antiferromagnets at low temperatures, chiral flat-band states, as well as the effect of a slight dispersion of a previously strictly flat-band due to nonideal lattice geometry. For electronic systems, we discuss the universal low-temperature behavior of several flat-band Hubbard models, the emergence of ground-state ferromagnetism in the square-lattice Tasaki–Hubbard model and the related Pauli-correlated percolation problem, as well as the dispersion-driven ground-state ferromagnetism in flat-band Hubbard systems. Closely related studies and possible experimental realizations of the flat-band physics are also described briefly.
The superfluid weight is one of the defining properties of superconductors. It has been discovered that there is not only a band dispersion dependent conventional contribution to the superfluid weight but also a geometric contribution, which can enable superconductivity in flat bands hosted by systems such as the Lieb lattice [1]. We investigate the superfluid weight in two different lattice models, which extend the Lieb lattice. The derivative diagonally striped and the Lieb-N lattice families both have varying numbers of flat bands at the Fermi level and are therefore ideal to observe the contribution of the flat bands to the superfluid weight. We find that the flat bands of the lattice families can be classified into singular and non-singular flat bands [2] and that this classification is connected to their contribution to the superfluid weight. [1] S. Peotta and P. Törmä, Nat. Comm. 2015 [2] J. Rhim and B. Yang, PRB 2019
We investigate superconducting transport in the DC field induced Wannier-Stark flat bands in the presence of interactions. Flat bands offer the possibility of unconventional high temperature superconductivity, where the superfluid weight, Ds{D}_{s}Ds​, is enhanced by the density overlap of the localized states. However, construction of flat bands typically requires very precise tuning of Hamiltonian parameters. To overcome this difficulty, we propose a feasible alternative to realize flat bands by applying a DC field in a commensurate lattice direction. We systematically characterize the superconducting behavior on these flat bands by studying the effect of the DC field and attractive Hubbard interaction strengths on the wave function, correlation length, pairing order parameter, and the superfluid weight Ds{D}_{s}Ds​. Our main result is that the superfluid weight is dramatically enhanced at an optimal value of the interaction strength and weak DC fields.