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Quantum analogs of the conditional expectation for retrodiction and smoothing: a unified view.

Mankei Tsang

Published Dec 5, 2019• 3 citations
OpenAlex

Abstract

Ohki recently proposed a decision-theoretic approach to the retrodiction and smoothing of a quantum observable. Here I convert it to the Schrodinger picture and demonstrate its connections to prior works in quantum estimation theory.

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Estimating the state of an open quantum system monitored over time requires incorporating information from past measurements (filtering) and, for improved accuracy, also from future measurements (smoothing). While classical smoothing is well understood within a Bayesian framework, its quantum generalization has been challenging, leading to distinct and seemingly incompatible approaches. In this work, we demonstrate that quantum state smoothing hinges on a uniquely quantum feature: the fundamental dependence of retrodiction on prior correlations. We introduce auxiliary systems into the prior to represent specified correlations formed during preparation and evolution, and formulate quantum state smoothing as extended Bayesian retrodiction. This framework identifies previous approaches as different choices of the extended prior, and naturally extends it to other choices that have not been considered before. We also give an information-theoretic characterization of the choices of prior, in terms of the average entropy of the smoothed states. Our results establish quantum state smoothing as a fundamentally retrodictive process just like classical smoothing, with proper quantum features clearly identified.

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Optimality of the Petz-Fuchs Smoothed State

Kiarn T. Laverick

Quantum state smoothing is an estimation technique that uses past and future measurement information obtained from a continuous-in-time measurement record to reconstruct the state of an open quantum system. Recently, there has been a new approach to quantum state smoothing based on quantum retrodiction known as the Petz-Fuchs smoothed state. Here I prove that this Petz-Fuchs smoothed state majorizes all other smoothed states that only depend on the filtered state (the operator conditioned on the past measurement record) and the retrofiltered effect (the operator describing the future measurement record). To do this, I characterize the set of all possible smoothed states satisfying this condition.

quant-pharXiv:2610.41311•Nov 2, 2026
The inference of a hidden variable's historical value, based on observations before and after the fact, is a controversial subject in quantum mechanics. Here I address the controversy by proposing a formalism that unifies and generalizes some of the previous proposals for the task, including the quantum minimum-mean-square-error estimators proposed by Ohki, the generalized conditional expectation proposed by Accardi and Cecchini, the quantum smoothing theory proposed by Tsang, the optimal observables for parameter estimation proposed by Personick, Belavkin, and Grishanin, and the weak values proposed by Aharonov, Albert, and Vaidman. The formalism is based on Ohki's suggestion of a distance between two observables in the Heisenberg picture, which remains well defined for incompatible observables and serves as a more general foundation for quantum inference than Belavkin's nondemolition principle.
Smoothing is an estimation technique that takes into account both past and future observations and can be more accurate than filtering alone. In this Letter, a quantum theory of smoothing is constructed using a time-symmetric formalism, thereby generalizing prior work on classical and quantum filtering, retrodiction, and smoothing. The proposed theory solves the important problem of optimally estimating classical Markov processes coupled to a quantum system under continuous measurements, and is thus expected to find major applications in future quantum sensing systems, such as gravitational wave detectors and atomic magnetometers.
Estimating the state of an open quantum system monitored over time requires incorporating information from past measurements (filtering) and, for improved accuracy, also from future measurements (smoothing). While classical smoothing is well understood within a Bayesian framework, its quantum generalization has been challenging, leading to distinct and seemingly incompatible approaches. In this work, we demonstrate that quantum state smoothing hinges on a uniquely quantum feature: the fundamental dependence of retrodiction on prior correlations. We introduce auxiliary systems into the prior to represent specified correlations formed during preparation and evolution, and formulate quantum state smoothing as extended Bayesian retrodiction. This framework identifies previous approaches as different choices of the extended prior, and naturally extends it to other choices that have not been considered before. We also give an information-theoretic characterization of the choices of prior, in terms of the average entropy of the smoothed states. Our results establish quantum state smoothing as a fundamentally retrodictive process just like classical smoothing, with proper quantum features clearly identified.
Quantum state smoothing is an estimation technique that uses past and future measurement information obtained from a continuous-in-time measurement record to reconstruct the state of an open quantum system. Recently, there has been a new approach to quantum state smoothing based on quantum retrodiction known as the Petz-Fuchs smoothed state. Here I prove that this Petz-Fuchs smoothed state majorizes all other smoothed states that only depend on the filtered state (the operator conditioned on the past measurement record) and the retrofiltered effect (the operator describing the future measurement record). To do this, I characterize the set of all possible smoothed states satisfying this condition.