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Self-averaging behavior at the metal-insulator transition of many-body quantum systems out of equilibrium .

Eduardo Jonathan Torres-Herrera, Mauro Schiulaz, Francisco Pérez-Bernal, Léa Ferreira dos Santos

Published Oct 24, 2019• 1 citation
OpenAlex

Abstract

An observable of a disordered system is self-averaging when its properties do not depend on the specific realization considered. Lack of self-averaging, on the other hand, implies that sample to sample fluctuations persist no matter how large the system is. The latter scenario is often found in the vicinity of critical points, such as at the metal-insulator transition of interacting many-body quantum systems. Much attention has been devoted to these systems at equilibrium, but little is known about their self-averaging behavior out of equilibrium, which is the subject of this work. We consider two local and two non-local quantities in real space that are of great experimental and theoretical interest. In the metallic phase, we show that their self-averaging behavior is highly dependent on the observable itself and on the time scale, but the picture simplifies substantially as we approach localization. In this phase, the local quantities are self-averaging at any time, while the non-local ones are non-self-averaging at all time scales.

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From the Preface to the first edition

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An observable of a disordered system is self-averaging when its properties do not depend on the specific realization considered. Lack of self-averaging, on the other hand, implies that sample to sample fluctuations persist no matter how large the system is. The latter scenario is often found in the vicinity of critical points, such as at the metal-insulator transition of interacting many-body quantum systems. Much attention has been devoted to these systems at equilibrium, but little is known about their self-averaging behavior out of equilibrium, which is the subject of this work. We consider two local and two non-local quantities in real space that are of great experimental and theoretical interest. In the metallic phase, we show that their self-averaging behavior is highly dependent on the observable itself and on the time scale, but the picture simplifies substantially as we approach localization. In this phase, the local quantities are self-averaging at any time, while the non-local ones are non-self-averaging at all time scales.
The self-averaging behavior of interacting many-body quantum systems has been mostly studied at equilibrium. The present paper addresses what happens out of equilibrium, as the increase of the strength of on-site disorder takes the system to the localized phase. We consider two local and two nonlocal quantities of great experimental and theoretical interest. In the delocalized phase, self-averaging depends on the observable and on the timescale, but the picture simplifies substantially when localization is reached. In the localized phase, the local observables become self-averaging at all times while the nonlocal quantities are throughout non-self-averaging. These behaviors are explained and scaling analysis is provided using the $\ensuremath{\ell}$-bit model and a toy model.
In a disordered system, a quantity is self-averaging when the ratio between its variance for disorder realizations and the square of its mean decreases as the system size increases. Here, we consider a chaotic disordered many-body quantum system and search for a relationship between self-averaging behavior and the properties of the distributions over disorder realizations of various quantities and at different timescales. An exponential distribution, as found for the survival probability at long times, explains its lack of self-averaging, since the mean and the dispersion are equal. Gaussian distributions, however, are obtained for both self-averaging and non-self-averaging quantities. Our studies show also that one can make conclusions about the self-averaging behavior of one quantity based on the distribution of another related quantity. This strategy allows for semianalytical results, and thus circumvents the limitations of numerical scaling analysis, which are restricted to few system sizes.
Despite its importance to experiments, numerical simulations, and the development of theoretical models, self-averaging in many-body quantum systems out of equilibrium remains underinvestigated. Usually, in the chaotic regime, self-averaging is taken for granted. The numerical and analytical results presented here force us to rethink these expectations. They demonstrate that self-averaging properties depend on the quantity and also on the time scale considered. We show analytically that the survival probability in chaotic systems is not self-averaging at any time scale, even when evolved under full random matrices. We also analyze the participation ratio, R\'enyi entropies, the spin autocorrelation function from experiments with cold atoms, and the connected spin-spin correlation function from experiments with ion traps. We find that self-averaging holds at short times for the quantities that are local in space, while at long times, self-averaging applies for quantities that are local in time. Various behaviors are revealed at intermediate time scales.
The past decade has seen a substantial rejuvenation of interest in the study of quantum phase transitions, driven by experiments on cuprate superconductors, heavy fermion materials, organic conductors, and related compounds. Although quantum phase transitions in simple spin systems, like the Ising model in a transverse field, were studied in the early 1970s, much of the subsequent theoretical work examined a particular example: the metal–insulator transition. While this is a subject of considerable experimental importance, the greatest theoretical progress was made for the case of the Anderson transition of non-interacting electrons, which is driven by localization of the electronic states in the presence of a random potential. The critical properties of this transition of noninteracting electrons constituted the primary basis upon which most condensed matter physicists have formed their intuition on the behavior of the systems near a quantum phase transition. However, it is clear that strong electronic interactions play a crucial role in the systems of current interest noted earlier, and simple paradigms for the behavior of such systems near quantum critical points are not widely known. It is the purpose of this book to move interactions to center stage by describing and classifying the physical properties of the simplest interacting systems undergoing a quantum phase transition. The effects of disorder will be neglected for the most part but will be considered in the concluding chapters. Our focus will be on the dynamical properties of such systems at nonzero temperature, and it will become apparent that these differ substantially from the noninteracting case.
We consider the sample to sample fluctuations that occur in the value of a thermodynamic quantity PPP in an ensemble of finite systems with quenched disorder, at equilibrium. The variance of PPP, VP{V}_{P}VP​, which characterizes these fluctuations is calculated as a function of the systems' linear size lll, focusing on the behavior at the critical point. The specific model considered is the bond-disordered Ashkin-Teller model on a square lattice [Phys. Rev. 64, 178 (1943)]. Using extensive Monte Carlo simulations, several bond-disordered Ashkin-Teller models were examined, including the bond-disordered Ising model and the bond-disordered four-state Potts model. It was found that far from criticality all thermodynamic quantities which were examined (energy, magnetization, specific heat, susceptibility) are strongly self-averaging, that is ${V}_{P}\ensuremath{\sim}{l}^{\ensuremath{-}d}$ (where d=2d=2d=2 is the dimension). At criticality though, the results indicate that the magnetization MMM and the susceptibility $\ensuremath{\chi}$ are non-self-averaging, i.e., $\frac{{V}_{\ensuremath{\chi}}}{{\ensuremath{\chi}}^{2}}, \frac{{V}_{M}}{{M}^{2}}\ensuremath{\nrightarrow}0$. The energy EEE at criticality is clearly weakly self-averaging, that is ${V}_{E}\ensuremath{\sim}{l}^{\ensuremath{-}{y}_{v}}$ with 0<yv<d0<{y}_{v}<d0<yv​<d. Less conclusively, and possibly only as a transient behavior, the specific heat too is found to be weakly self-averaging. A phenomenological theory of finite size scaling for disordered systems is developed, based on physical considerations similar to those leading to the Harris criterion. Its main prediction is that when the specific heat exponent $\ensuremath{\alpha}<0$ ($\ensuremath{\alpha}$ of the disordered model) then, for a quantity PPP which scales as ${l}^{\ensuremath{\rho}}$ at criticality, its variance VP{V}_{P}VP​ will scale asymptotically as ${l}^{2\ensuremath{\rho}+\frac{\ensuremath{\alpha}}{\ensuremath{\nu}}}$. The theory is not applicable in the asymptotic limit ($l\ensuremath{\rightarrow}\ensuremath{\infty}$) to the bond-disordered Ashkin-Teller model where $\frac{\ensuremath{\alpha}}{\ensuremath{\nu}}={0}_{+}$. Nonetheless in the accessible range of lattice sizes we found very good agreement between the theory and the data for ${V}_{\ensuremath{\chi}}$ and VE{V}_{E}VE​. The theory may also be compatible with the data for the variance of the magnetization VM{V}_{M}VM​ and the variance of the specific heat VC{V}_{C}VC​, but evidence for this is less convincing.
We investigate how the dynamical fluctuations of many-body quantum systems out of equilibrium can be mitigated when they are opened to a dephasing environment. We consider the survival probability (spectral form factor with a filter) evolving under different kinds of random matrices and under a spin-1/2 model with weak and strong disorder. In isolated many-body quantum systems, the survival probability is non-self-averaging at any timescale, that is, the relative variance of its fluctuations does not decrease with system size. By opening the system, we find that the fluctuations are always reduced, but self-averaging can only be ensured away from critical points. Self-averaging is achieved for the long-time dynamics of full random matrices, power-law banded random matrices deep in the delocalized phase, and the Rosenzweig-Porter ensemble in all phases except at the localization transition point. For the spin model, the survival probability becomes self-averaging only in the chaotic regime provided the initial states are in the middle of the spectrum. Overall, a strongly non-self-averaging survival probability in open systems is an indicator of criticality.