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arXiv:2406.14647 · Physical review. B./Physical review. B

Reducing dynamical fluctuations and enforcing self-averaging by opening many-body quantum systems

Isaías Vallejo-Fabila, Adway Kumar Das, David A. Zarate-Herrada, Apollonas S. Matsoukas-Roubeas, Eduardo Jonathan Torres-Herrera, Léa Ferreira dos Santos

Published Aug 21, 2024• 10 citations
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Abstract

We investigate how the dynamical fluctuations of many-body quantum systems out of equilibrium can be mitigated when they are opened to a dephasing environment. We consider the survival probability (spectral form factor with a filter) evolving under different kinds of random matrices and under a spin-1/2 model with weak and strong disorder. In isolated many-body quantum systems, the survival probability is non-self-averaging at any timescale, that is, the relative variance of its fluctuations does not decrease with system size. By opening the system, we find that the fluctuations are always reduced, but self-averaging can only be ensured away from critical points. Self-averaging is achieved for the long-time dynamics of full random matrices, power-law banded random matrices deep in the delocalized phase, and the Rosenzweig-Porter ensemble in all phases except at the localization transition point. For the spin model, the survival probability becomes self-averaging only in the chaotic regime provided the initial states are in the middle of the spectrum. Overall, a strongly non-self-averaging survival probability in open systems is an indicator of criticality.

DOI
10.1103/physrevb.110.075138

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We investigate how the dynamical fluctuations of many-body quantum systems out of equilibrium can be mitigated when they are opened to a dephasing environment. We consider the survival probability (spectral form factor with a filter) evolving under different kinds of random matrices and under a spin-1/2 model with weak and strong disorder. In isolated many-body quantum systems, the survival probability is non-self-averaging at any timescale, that is, the relative variance of its fluctuations does not decrease with system size. By opening the system, we find that the fluctuations are always reduced, but self-averaging can only be ensured away from critical points. Self-averaging is achieved for the long-time dynamics of full random matrices, power-law banded random matrices deep in the delocalized phase, and the Rosenzweig-Porter ensemble in all phases except at the localization transition point. For the spin model, the survival probability becomes self-averaging only in the chaotic regime provided the initial states are in the middle of the spectrum. Overall, a strongly non-self-averaging survival probability in open systems is an indicator of criticality.
Despite its importance to experiments, numerical simulations, and the development of theoretical models, self-averaging in many-body quantum systems out of equilibrium remains underinvestigated. Usually, in the chaotic regime, self-averaging is taken for granted. The numerical and analytical results presented here force us to rethink these expectations. They demonstrate that self-averaging properties depend on the quantity and also on the time scale considered. We show analytically that the survival probability in chaotic systems is not self-averaging at any time scale, even when evolved under full random matrices. We also analyze the participation ratio, R\'enyi entropies, the spin autocorrelation function from experiments with cold atoms, and the connected spin-spin correlation function from experiments with ion traps. We find that self-averaging holds at short times for the quantities that are local in space, while at long times, self-averaging applies for quantities that are local in time. Various behaviors are revealed at intermediate time scales.
In a disordered system, a quantity is self-averaging when the ratio between its variance for disorder realizations and the square of its mean decreases as the system size increases. Here, we consider a chaotic disordered many-body quantum system and search for a relationship between self-averaging behavior and the properties of the distributions over disorder realizations of various quantities and at different timescales. An exponential distribution, as found for the survival probability at long times, explains its lack of self-averaging, since the mean and the dispersion are equal. Gaussian distributions, however, are obtained for both self-averaging and non-self-averaging quantities. Our studies show also that one can make conclusions about the self-averaging behavior of one quantity based on the distribution of another related quantity. This strategy allows for semianalytical results, and thus circumvents the limitations of numerical scaling analysis, which are restricted to few system sizes.
The complex Fourier transform of the two-point correlator of the energy spectrum of a quantum system is known as the spectral form factor (SFF). It constitutes an essential diagnostic tool for phases of matter and quantum chaos. In black hole physics, it describes the survival probability (fidelity) of a thermofield double state under unitary time evolution. However, detailed properties of the SFF of isolated quantum systems with generic spectra are smeared out by large temporal fluctuations, whose minimization requires disorder or time averages. This requirement holds for any system size, that is, the SFF is non-self-averaging. Exploiting the fidelity-based interpretation of this quantity, we prove that using filters and disorder and time averages of the SFF involve unitarity breaking, i.e., open quantum dynamics described by a quantum channel that suppresses quantum noise. Specifically, averaging over Hamiltonian ensembles, time averaging, and frequency filters can be described by the class of mixed-unitary quantum channels in which information loss can be recovered. Frequency filters are associated with a time-continuous master equation generalizing energy dephasing. We also discuss the use of eigenvalue filters. They are linked to non-Hermitian Hamiltonian evolution without quantum jumps, whose long-time behavior is described by a Hamiltonian deformation. We show that frequency and energy filters make the SFF self-averaging at long times.
The self-averaging behavior of interacting many-body quantum systems has been mostly studied at equilibrium. The present paper addresses what happens out of equilibrium, as the increase of the strength of on-site disorder takes the system to the localized phase. We consider two local and two nonlocal quantities of great experimental and theoretical interest. In the delocalized phase, self-averaging depends on the observable and on the timescale, but the picture simplifies substantially when localization is reached. In the localized phase, the local observables become self-averaging at all times while the nonlocal quantities are throughout non-self-averaging. These behaviors are explained and scaling analysis is provided using the $\ensuremath{\ell}$-bit model and a toy model.
An observable of a disordered system is self-averaging when its properties do not depend on the specific realization considered. Lack of self-averaging, on the other hand, implies that sample to sample fluctuations persist no matter how large the system is. The latter scenario is often found in the vicinity of critical points, such as at the metal-insulator transition of interacting many-body quantum systems. Much attention has been devoted to these systems at equilibrium, but little is known about their self-averaging behavior out of equilibrium, which is the subject of this work. We consider two local and two non-local quantities in real space that are of great experimental and theoretical interest. In the metallic phase, we show that their self-averaging behavior is highly dependent on the observable itself and on the time scale, but the picture simplifies substantially as we approach localization. In this phase, the local quantities are self-averaging at any time, while the non-local ones are non-self-averaging at all time scales.
The notion of scale-invariant dynamics is well established at late times in quantum chaotic systems, as illustrated by the emergence of a ramp in the spectral form factor (SFF). Building on the results of the preceding Letter [Phys. Rev. Lett. 131, 060404 (2023)], we explore features of scale-invariant dynamics of survival probability and SFF at criticality, i.e., at eigenstate transitions from quantum chaos to localization. We show that, in contrast to the quantum chaotic regime, the quantum dynamics at criticality do not only exhibit scale invariance at late times, but also at much shorter times that we refer to as mid-time dynamics. Our results apply to both quadratic and interacting models. Specifically, we study Anderson models in dimensions three to five and power-law random banded matrices for the former, and the quantum sun model and the ultrametric model for the latter, as well as the Rosenzweig-Porter model.