Fundamental Treatment of the Microcanonical Ensemble with Different Global Conserved Quantities

C. L. Sriram, Soumya Kanti Pal, Lea F. Santos

We investigate thermalization in finite quantum systems with strong long-range interactions. Nearly conserved quantities inherited from the fully connected limit organize the Hilbert space into weakly coupled sectors and split the many-body spectrum into energy bands. Despite the resulting breakdown of global ergodicity, quantum chaos develops within individual energy bands, enabling the definition of microcanonical ensembles within the bands. This supports a band-resolved formulation of thermalization, which we term fragmented eigenstate thermalization hypothesis (fETH). Unlike conventional ETH, finite-size scaling in fETH obeys a symmetry-imposed selection rule that restricts which system sizes can be compared. This band-resolved description has consequences for equilibrium statistical mechanics. While microcanonical ensembles remain confined to a single band, canonical ensembles mix different bands. This mismatch explains ensemble inequivalence without invoking equilibrium phase transitions. Our results apply broadly to Hamiltonians near a fully permutation-symmetric limit.

G.D. White, Philip John Siemens

Jan Naudts, Erik Van der Straeten

We discuss an alternative definition of the quantum microcanonical ensemble, in which statistical averages are obtained by a combination of a time average and a maximum entropy argument to resolve the lack of knowledge about initial conditions. As a result, statistical averages of linear observables coincide with values obtained in the canonical ensemble. Non-canonical averages can be obtained by taking into account conserved quantities which are non-linear functions of the microstate.

Alfred H�ller

Zbigniew Idziaszek

We study fluctuations of the number of Bose condensed atoms in a weakly interacting homogeneous and trapped gases. For a homogeneous system we apply the particle-number-conserving formulation of the Bogoliubov theory and calculate the condensate fluctuations within the canonical and the microcanonical ensembles. We demonstrate that, at least in the low-temperature regime, predictions of the particle-number-conserving and traditional, nonconserving theory are identical, and lead to the anomalous scaling of fluctuations. Furthermore, the microcanonical fluctuations differ from the canonical ones by a quantity which scales normally in the number of particles, thus predictions of both ensembles are equivalent in the thermodynamic limit. We observe a similar behavior for a weakly interacting gas in a harmonic trap. This is in contrast to the trapped, ideal gas, where microcanonical and canonical fluctuations are different in the thermodynamic limit.