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Scattering theory of Floquet topological insulators

Ion Cosma Fulga, Mykola Maksymenko

Published Aug 11, 2015• 1 citation
OpenAlex

Abstract

Similar to static systems, periodically driven systems can host a variety of topologically non-trivial phases. Unlike the case of static Hamiltonians, the topological indices of bulk Floquet bands may fail to describe the presence and robustness of edge states, prompting the search for new invariants. We develop a unified description of topological phases and their invariants in driven systems, by using scattering theory. We show that scattering matrix invariants correctly describe the topological phase, even when all bulk Floquet bands are trivial. Additionally, we use scattering theory to introduce and analyze new periodically driven phases, such as weak topological Floquet insulators, for which invariants were previously unknown. We highlight some of their similarities with static systems, including robustness to disorder, as well as some of the features unique to driven systems, showing that the weak phase may be destroyed by breaking translational symmetry not in space, but in time.

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Similar to static systems, periodically driven systems can host a variety of topologically non-trivial phases. Unlike the case of static Hamiltonians, the topological indices of bulk Floquet bands may fail to describe the presence and robustness of edge states, prompting the search for new invariants. We develop a unified description of topological phases and their invariants in driven systems, by using scattering theory. We show that scattering matrix invariants correctly describe the topological phase, even when all bulk Floquet bands are trivial. Additionally, we use scattering theory to introduce and analyze new periodically driven phases, such as weak topological Floquet insulators, for which invariants were previously unknown. We highlight some of their similarities with static systems, including robustness to disorder, as well as some of the features unique to driven systems, showing that the weak phase may be destroyed by breaking translational symmetry not in space, but in time.
Two-dimensional periodically driven topological insulators have been shown to exhibit numerous topological phases, including ones which have no static analog, such as anomalous Floquet topological phases. We study a two-dimensional model of spinless fermions on a honeycomb lattice with periodic driving. We show that this model exhibits a rich mixture of weak and strong topological phases, which we identify by computing their scattering matrix invariants. Furthermore, we do an in-depth analysis of these topological phases in the presence of spatial disorder and show the relative robustness of these phases against imperfections. Making use of this robustness against spatial disorder, we propose a filter which allows the passage of only edge states, and which can be realized using existing experimental techniques.
This dissertation focus on the classification of topological matters in static and periodically driven systems.First, we build a complete topological classification of local unitary operators in free fermionic systems. This result can be encoded in a periodic table with a period of eight, similar to the periodic table of topological insulators. In our classification, we define two local unitaries in a certain symmetry class to be topologically equivalent if they can be connected via finite time evolutions (locally generated unitaries) without breaking the symmetries of the symmetry class while maintaining locality. In this way, the classification we derive will allow us to distinguish locally generated unitaries from those that cannot be locally generated.Besides, we also how to find possible generating Hamiltonians for locally generated unitaries. These results can be used to study the edge behaviors of Floquet systems.Second, we propose bulk invariants and edge invariants that are locally computable and improve existing topological invariants by being applicable to systems with the disorder. Afterward, we set up a rigorous connection between bulk and edge invariants for Floquet systems belonging to Class AIII and class AII of the Altland-Zirnbauer symmetry classification.Last, after treating a static system as a Floquet system generated by a constant Hamiltonian, we employ the tools we developed in Floquet systems to classify the edge behaviors in static systems.
The conventional characterization of periodically driven systems usually necessitates the time-domain information beyond Floquet bands, hence lacking universal and direct schemes of measuring Floquet topological invariants. Here we propose a unified theory, based on quantum quenches, to characterize generic d-dimensional Floquet topological phases in which the topological invariants are constructed with only minimal information of the static Floquet bands. For a d-dimensional phase that is initially static and trivial, we introduce the quench dynamics by suddenly turning on the periodic driving. We show that the quench dynamics exhibits emergent topological patterns in (d-1)-dimensional momentum subspaces where Floquet bands cross, from which the Floquet topological invariants are directly obtained. This result provides a simple and unified characterization in which one can extract the number of conventional and anomalous Floquet boundary modes and identify the topologically protected singularities in the phase bands. These applications are illustrated with one- and two-dimensional models that are readily accessible in cold-atom experiments. Our study opens a new framework for the characterization of Floquet topological phases.
Periodically driven systems host topological phases without static analogs, such as the anomalous Floquet phase characterized by trivial bulk bands yet robust boundary modes. In this work, we investigate the scattering problem of a Floquet Chern insulator and reveal the non-Hermitian skin effect (NHSE) of reflected waves. Using a discrete-time scattering formalism, we demonstrate how the non-Hermitian winding number of the reflection matrix is linked to the bulk Floquet invariant via boundary resonances. This reflected-wave NHSE relies on which quasienergy gap the incident wave resides in, leading to a gap-dependent Goos-Hänchen (GH) shift. We further show that the momentum-integrated GH shift quantitatively yields the Floquet topological invariant of the corresponding gap. Our work highlights a frequency-dependent NHSE of reflected waves in driven systems and provides a real-space scattering approach to identify non-equilibrium topology.
While periodically driven phases offer a unique insight into nonequilibrium topology that is richer than its static counterpart, their experimental realization is often hindered by ubiquitous decoherence effects. Recently, we have proposed a decoherence-free approach of realizing these Floquet phases. The central insight is that the reflection matrix, being unitary for a bulk insulator, plays the role of a Floquet time-evolution operator. We have shown that reflection processes off the boundaries of systems supporting higher-order topological phases (HOTPs) simulate nontrivial Floquet phases. So far, this method was shown to work for one-dimensional Floquet topological phases protected by local symmetries. Here, we extend the range of applicability by studying reflection off three-dimensional HOTPs with corner and hinge modes. We show that the reflection processes can simulate both first-order and second-order Floquet phases, protected by a combination of local and spatial symmetries. For every phase, we discuss appropriate topological invariants calculated with the nested scattering matrix method.
Floquet topological phases emerge when systems are periodically driven out-of-equilibrium. They gained attention due to their external control, which allows to simulate a wide variety of static systems by just tuning the external field in the high frequency regime. However, it was soon clear that their relevance goes beyond that, as for lower frequencies, anomalous phases without a static counterpart are present and the bulk-to-boundary correspondence can fail. In this work we discuss the important role of resonances in Floquet phases. For that, we present a method to find analytical solutions when the frequency of the drive matches the band gap, extending the well-known high frequency analysis of Floquet systems. With this formalism, we show that the topology of Floquet phases with resonances can be accurately captured in analytical terms. We also find a bulk-to-boundary correspondence between the number of edge states in finite systems and a set of topological invariants in different frames of reference, which crucially do not explicitly involve the micromotion. To illustrate our results, we periodically drive a SSH chain and a π -flux lattice, showing that our findings remain valid in various two-band systems and in different dimensions. In addition, we notice that the competition between rotating and counter-rotating terms must be carefully treated when the undriven system is a semi-metal. To conclude, we discuss the implications to experimental setups, including the direct detection of anomalous topological phases and the measurement of their invariants.